Mark Prowell has been Managing Member of Prowell Financial Management since November 2015, is a control person of the firm and directly owns 75% or more of it. Mark Prowell holds a Master of Science in Financial Services (MSFS) from The American College. Mark Prowell studied at Bloomsburg University.
Prowell Financial Management, LLC is an Exton, PA firm with $6.86B under management, 74 clients and 3 advisers across 2 offices, as of its September 2026 filing.
Mark Prowell is Founder and President of Prowell Financial Management, LLC. He previously held the position of Chairman at the Friends of the Medal of Honor Grove in Valley Forge, PA, and served as a board member at Handi-crafters in Thorndale, PA. He served as an officer in the United States Marine Corps and spent 10 years as an outside Director of Commonwealth Trust Company in DE.
Mark Prowell’s longest registration is the current one, 10 years at Prowell Financial Management since 2016. Before joining Prowell Financial Management in 2016, Mark Prowell was registered through Lincoln Investment Planning, LLC and Capital Analysts.
- – present · 10 yearsExton, PA · Adviser representative · Firm CRD 281762
- Lincoln Investment Planning, LLC– · 3 yearsExton, PA · Adviser representative · Firm CRD 519
- Capital Analysts– · 3 yearsExton, PA · Adviser representative · Firm CRD 162200
Investment adviser representative registrations
Mark Prowell is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from February 2016; the most recent is Florida, in December 2025.
- FloridaSince 1 December 2025
- PennsylvaniaSince 12 February 2016
- TexasResidentSince 22 April 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 9 December 2015 |
| Series 63 | Uniform Securities Agent State Law Examination | 11 April 1988 |
| Series 7 | General Securities Representative Examination | 16 January 1988 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Mark Edward Prowell
- CRD
- 1781070
- Firm
- Prowell Financial Management · CRD 281762
- Role
- Managing Member
- Office
- 717 CONSTITUTION DRIVE, SUITE 102, Exton, PA 19341
- Registration
- Investment adviser registration
- In the industry since
- July 2012
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- prowell-financial.com
Where does Mark Prowell work?
Mark Prowell has been Managing Member of Prowell Financial Management, LLC since November 2015, and is a control person of the firm.
Is Mark Prowell a financial advisor?
Yes. Mark Prowell has a current investment-adviser registration in Florida, Pennsylvania and Texas, through Prowell Financial Management since February 2016.
How many years of experience does Mark Prowell have?
Mark Prowell has 14 years in the financial industry, since July 2012, across 3 adviser firms.
What exams has Mark Prowell passed?
Mark Prowell has passed 3 licensing exams: the Series 7, Series 63 and Series 66. The earliest, the Series 7, was passed in January 1988. FINRA credited Mark Prowell with the SIE, which began in October 2018.
Where is Mark Prowell based?
Mark Prowell’s registered office is in Exton, PA.
Is Mark Prowell registered with FINRA?
No. Mark Prowell has no current broker registration.
How can I verify Mark Prowell’s record?
Search CRD 1781070 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Mark Prowell’s full registration record.