Processus Wealth & Capital Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and estate planning. Financial planning was provided to 26–50 clients last fiscal year.
Processus Wealth & Capital Management reports 57 clients. They include 37 high-net-worth individuals and 20 individual clients. Of its assets, 100.0% ($250M across 233 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 35% | 6% |
| High-net-worth individuals | 65% | 94% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 20 | $15.7M | 6.3% | $787K |
| High-net-worth individuals | 37 | $234M | 93.7% | $6.32M |
| Total | 57 | $250M | 100% | $4.38M |
- Clients
- 20
- Regulatory AUM
- $15.7M
- AUM share
- 6.3%
- Avg. per client
- $787K
- Clients
- 37
- Regulatory AUM
- $234M
- AUM share
- 93.7%
- Avg. per client
- $6.32M
Total
- Clients
- 57
- Regulatory AUM
- $250M
- AUM share
- 100%
- Avg. per client
- $4.38M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 26–50
Processus Wealth & Capital Management charges 0.60%–1.50% a year for its Investment Management Fee. Each asset band is charged at its own rate. The fee is billed in arrears and is negotiable. The brochure also prices one other service, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$1M | 1.50% |
| $1M–$3M | 1.25% |
| $3M–$5M | 1.00% |
| $5M and above | 0.60% |
Fee details and sources
Other fees
- Retirement Plan and HSA Management
- Accounts on a third-party platform are charged on the same tiered schedule as the main program, monthly in arrears, debited from the client's Fidelity account.
Jeffrey Jordan owns 50% to 75% of Processus Wealth & Capital Management. The leadership team of Processus Wealth & Capital Management includes Chief Compliance Officer Jeffrey Jordan. It has 2 employees.
Staff
- 2 employees
- 2 in advisory functions
- 2 state-registered reps
- Owns 50% to 75% of Processus Wealth & Capital Management, LLC
Jeffrey Jordan
Control person · since November 2010
- Owns 50% to 75% of Processus Wealth & Capital Management, LLC
Grady Tabor
Control person · since November 2010
Processus Wealth & Capital Management’s regulatory assets grew 1.7× from $143M (February 2021) to $250M (January 2026); clients rose from 51 to 57 and employees were 2 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Jan 2026January 2026 | $250M | 57 | 2 | 2 |
| Jan 2025January 2025 | $215M | 53 | 2 | 2 |
| Feb 2024February 2024 | $165M | 50 | 2 | 2 |
| Feb 2023February 2023 | $135M | 50 | 2 | 2 |
| Feb 2022February 2022 | $164M | 53 | 2 | 2 |
| Feb 2021February 2021 | $143M | 51 | 2 | 2 |
Besides its headquarters, Processus Wealth & Capital Management has 1 office (1 private residence, listed without an address), with 1 listed address with no US state reported.
Contact and registration details
- Legal name
- Processus Wealth & Capital Management, LLC
- Headquarters
- Not reported
- Website
- processuswealth.com
- Phone
- 615-656-3745
- SEC file
- 801-119425
- Founded
- 2010
- Structure
- Tennessee LLC
- Fiscal year end
- December
Processus Wealth & Capital Management’s named custodian for separately managed accounts is Fidelity ($246M). Processus Wealth & Capital Management does not have custody of client assets.
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $246M100%
At year end, Processus Wealth & Capital Management’s separately managed accounts were mostly in stocks (50%) and funds (49%).
What the accounts hold
- Stocks50%
- Funds49%
- Cash1%
How many clients does Processus Wealth & Capital Management have?
Processus Wealth & Capital Management has 57 clients and manages $250 million for them, as of January 2026. They include 37 high-net-worth individuals and 20 individual clients.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 26 January 2026
What services does Processus Wealth & Capital Management offer?
Processus Wealth & Capital Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and estate planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Processus Wealth & Capital Management charge?
Processus Wealth & Capital Management charges 0.60%–1.50% a year for its Investment Management Fee. Each asset band is charged at its own rate. The fee is billed in arrears and is negotiable.
Source: PROCESSUS WEALTH & CAPITAL MANAGEMENT ADV PART 2A DISCLOSURE BROCHURE, filed 26 January 2026
Which custodians does Processus Wealth & Capital Management use?
Processus Wealth & Capital Management’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $246M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 26 January 2026
How many financial advisors does Processus Wealth & Capital Management have?
Processus Wealth & Capital Management has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Processus Wealth & Capital Management invest in?
At the end of its last fiscal year, Processus Wealth & Capital Management’s separately managed accounts held 50% exchange-traded equities, 49% registered funds (mutual funds, ETFs, BDCs) and 1% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Processus Wealth & Capital Management?
Processus Wealth & Capital Management’s direct owners are Jeffrey Jordan (50% to 75%) and Grady Tabor (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 26 January 2026
How does Processus Wealth & Capital Management get paid?
Processus Wealth & Capital Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Processus Wealth & Capital Management?
Its phone number is 615-656-3745. Its website is processuswealth.com.