Jeffrey Jordan has been Managing Member / Chief Compliance Officer of Processus Wealth & Capital Management since November 2010, is a control person of the firm and directly owns between 50% and 75% of it. Jeffrey Jordan holds a BS in Finance from the University of Alabama.
Processus Wealth & Capital Management, LLC is a firm with $250M under management, 57 clients and 2 advisers across 2 offices, as of its January 2026 filing.
J. Chad Jordan is Co-Founder & Wealth Strategist of Processus Wealth & Capital Management. He is primarily responsible for navigating clients through Processus' relationship management process. Before co-founding Processus, he was Group Vice President leading the Williamson and Rutherford County Private Wealth Management team at SunTrust Bank.
Jeffrey Jordan’s longest registration is the current one, 15 years at Processus Wealth & Capital Management since 2010. Before joining Processus Wealth & Capital Management in 2010, Jeffrey Jordan was registered through UBS Financial Services Inc. and Suntrust Investment Services, Inc.
- – present · 15 yearsFranklin, TN · Adviser representative · Firm CRD 155306
- UBS Financial Services Inc.– · 2 yearsNashville, TN · Adviser representative · Firm CRD 8174
- Suntrust Investment Services, Inc.– · 3 yearsNashville, TN · Adviser representative · Firm CRD 17499
- Southtrust Securities, Inc.– · 3 yearsPelham, AL · Adviser representative · Firm CRD 17922
Professional designations
Listed by Processus Wealth & Capital Management
- CFP®
Investment adviser representative registrations
Jeffrey Jordan is registered as an investment adviser representative in 2 states. The first approvals date from November 2010; the most recent is Alabama, in March 2012.
- AlabamaSince 13 March 2012
- TennesseeSince 19 November 2010
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 4 | Registered Options Principal Examination | 24 March 1997 |
| Series 65 | Uniform Investment Adviser Law Examination | 19 July 1996 |
| Series 53 | Municipal Securities Principal Examination | 18 April 1996 |
| Series 24 | General Securities Principal Examination | 22 September 1995 |
| Series 7 | General Securities Representative Examination | 23 November 1994 |
| Series 63 | Uniform Securities Agent State Law Examination | 3 June 1994 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 31 May 1994 |
- Name
- Registered Options Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Municipal Securities Principal Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Jeffrey Chad Jordan
- CRD
- 2490684
- Firm
- Processus Wealth & Capital Management · CRD 155306
- Role
- Managing Member / Chief Compliance Officer
- Office
- Franklin, TN
- Registration
- Investment adviser registration
- In the industry since
- January 2002
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- processuswealth.com
Where does Jeffrey Jordan work?
Jeffrey Jordan has been Managing Member / Chief Compliance Officer of Processus Wealth & Capital Management, LLC since November 2010, and is a control person of the firm.
Is Jeffrey Jordan a financial advisor?
Yes. Jeffrey Jordan has a current investment-adviser registration in Alabama and Tennessee, through Processus Wealth & Capital Management since November 2010.
How many years of experience does Jeffrey Jordan have?
Jeffrey Jordan has 24 years in the financial industry, since January 2002, across 4 adviser firms.
What exams has Jeffrey Jordan passed?
Jeffrey Jordan has passed 7 licensing exams: the Series 6, Series 63, Series 7, Series 24, Series 53, Series 65 and Series 4. The earliest, the Series 6, was passed in May 1994.
Where did Jeffrey Jordan work before Processus Wealth & Capital Management?
Before Processus Wealth & Capital Management, Jeffrey Jordan was registered through Suntrust Investment Services, Inc., February 2005 to July 2008; Southtrust Securities, Inc., November 2001 to December 2004.
Where is Jeffrey Jordan based?
Jeffrey Jordan’s registered office is in Franklin, TN.
Is Jeffrey Jordan registered with FINRA?
No. Jeffrey Jordan has no current broker registration.
Is Jeffrey Jordan a CFP?
Processus Wealth & Capital Management lists Jeffrey Jordan with the CFP credential (“CFP®”) on its website. CFP Board confirms certification status.
How can I verify Jeffrey Jordan’s record?
Search CRD 2490684 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jeffrey Jordan’s full registration record.