Grady Tabor has been Managing Member of Processus Wealth & Capital Management since November 2010, is a control person of the firm and directly owns between 50% and 75% of it. Grady Tabor holds a BS in Finance from the University of Tennessee, Knoxville and an MS in Finance from the University of Memphis.
Processus Wealth & Capital Management, LLC is a firm with $250M under management, 57 clients and 2 advisers across 2 offices, as of its January 2026 filing.
Grady C. Tabor is Co-Founder & Chief Investment Officer of Processus Wealth & Capital Management. He is responsible for the development of the Investment Policy Statement and for day-to-day investment decisions for client accounts. Before co-founding Processus, he managed portfolios in SunTrust's Private Wealth & Investment Management division, and earlier he was co-Manager of the SouthTrust Large-Cap Growth Fund.
Grady Tabor’s longest registration is the current one, 15 years at Processus Wealth & Capital Management since 2010. Before joining Processus Wealth & Capital Management in 2010, Grady Tabor was registered through UBS Financial Services Inc.
- – present · 15 yearsBrentwood, TN · Adviser representative · Firm CRD 155306
- UBS Financial Services Inc.– · 2 yearsNashville, TN · Adviser representative · Firm CRD 8174
Professional designations
Listed by Processus Wealth & Capital Management
- CFA®
Investment adviser representative registrations
Grady Tabor is registered as an investment adviser representative in 2 states. The first approvals date from November 2010; the most recent is Alabama, in March 2012.
- AlabamaSince 13 March 2012
- TennesseeSince 19 November 2010
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 31 July 2008 |
| Series 24 | General Securities Principal Examination | 6 August 1998 |
| Series 63 | Uniform Securities Agent State Law Examination | 31 January 1989 |
| Series 7 | General Securities Representative Examination | 21 January 1989 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Grady Colin Tabor
- CRD
- 1908925
- Firm
- Processus Wealth & Capital Management · CRD 155306
- Role
- Managing Member
- Office
- Brentwood, TN
- Registration
- Investment adviser registration
- In the industry since
- July 2008
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- processuswealth.com
Where does Grady Tabor work?
Grady Tabor has been Managing Member of Processus Wealth & Capital Management, LLC since November 2010, and is a control person of the firm.
Is Grady Tabor a financial advisor?
Yes. Grady Tabor has a current investment-adviser registration in Alabama and Tennessee, through Processus Wealth & Capital Management since November 2010.
How many years of experience does Grady Tabor have?
Grady Tabor has 18 years in the financial industry, since July 2008, across 2 adviser firms.
What exams has Grady Tabor passed?
Grady Tabor has passed 4 licensing exams: the Series 7, Series 63, Series 24 and Series 65. The earliest, the Series 7, was passed in January 1989.
Where is Grady Tabor based?
Grady Tabor’s registered office is in Brentwood, TN.
Is Grady Tabor registered with FINRA?
No. Grady Tabor has no current broker registration.
Is Grady Tabor a CFA charterholder?
Processus Wealth & Capital Management lists Grady Tabor with the CFA credential (“CFA®”) on its website. CFA Institute confirms certification status.
How can I verify Grady Tabor’s record?
Search CRD 1908925 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Grady Tabor’s full registration record.