Prairieview Wealth Partners provides financial planning, portfolio management for individuals and small businesses, education planning, estate planning, insurance, tax planning, and tax preparation. Financial planning was provided to 51–100 clients last fiscal year.
Prairieview Wealth Partners reports 288 clients. They include 213 individual clients and 75 high-net-worth individuals. Of its assets, 100.0% ($207M across 882 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 74% | 37% |
| High-net-worth individuals | 26% | 63% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 213 | $77.3M | 37.3% | $363K |
| High-net-worth individuals | 75 | $130M | 62.7% | $1.73M |
| Total | 288 | $207M | 100% | $720K |
- Clients
- 213
- Regulatory AUM
- $77.3M
- AUM share
- 37.3%
- Avg. per client
- $363K
- Clients
- 75
- Regulatory AUM
- $130M
- AUM share
- 62.7%
- Avg. per client
- $1.73M
Total
- Clients
- 288
- Regulatory AUM
- $207M
- AUM share
- 100%
- Avg. per client
- $720K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 51–100
Prairieview Wealth Partners charges 1.00%–1.50% a year for its Investment Management Services. The fee is billed in advance or in arrears, is negotiable and has a $2,500 annual minimum. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning and Consulting
- Financial-planning-only clients pay an annual fixed fee of $500 to $20,000, depending on plan complexity and services; ongoing planning is charged monthly.
Timothy Regan owns 75% or more of Prairieview Wealth Partners. It has 9 employees, 4 of them in advisory roles.
Leadership
- Timothy ReganCEO & CCO
Investment adviser representatives
4 representatives listed in the SEC register as of 9 October 2026.
Staff
- 9 employees
- 4 in advisory functions
- 4 state-registered reps
- 2 insurance agents
- Owns 75% or more of Prairieview Wealth Partners, LLC
Timothy Regan
Control person · since September 2026
Prairieview Wealth Partners’ regulatory assets grew 1.5× from $135M (January 2024) to $207M (October 2026); clients rose from 245 to 288 and employees from 5 to 9.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| October 2026 | $207M | 288 | 9 | 3 |
| July 2025 | $164M | 269 | 5 | 3 |
| January 2024 | $135M | 245 | 5 | 3 |
Besides its headquarters, Prairieview Wealth Partners has 2 offices, with 3 listed addresses in Illinois and Ohio.
Illinois · 2 listed addresses
- 28 W Nebraska St, FrankfortHQ
- 404 S Second St, St. Charles
Ohio · 1 listed address
- 7533 State RD, Cincinnati
Contact and registration details
- Legal name
- Prairieview Wealth Partners, LLC
- Headquarters
- 28 W Nebraska St, Frankfort, IL 60423
- Website
- Not reported
- Phone
- 708-326-4750
- @prairieview-wealth-partners
- SEC file
- 801-128680
- Structure
- Delaware LLC
- Fiscal year end
- December
Prairieview Wealth Partners uses Charles Schwab ($203M) as custodian for its separately managed accounts. Prairieview Wealth Partners has custody of $110M in client assets for 445 clients.
- Charles SchwabCharles Schwab & Co. · Westlake, TX · $203M100%
At year end, Prairieview Wealth Partners’ separately managed accounts were mostly in funds (91%). Its reported 13F holdings for the quarter ended 30 June 2026 total $134M across 29 positions; the largest are iShares Core S&P 500 ETF (21.7%), iShares Core U.S. Aggregate Bond ETF (12.4%) and Hartford Total Return Bond ETF (10.0%).
What the accounts hold
- Stocks2%
- Funds91%
- Bonds1%
- Cash6%
Reported 13F holdings
- $134M
- Reported 13F value
- 29
- Positions
- 90.3%
- In the 10 largest
- +9.7%
- Value vs. prior quarter
- iShares Core S&P 500 ETFETF21.7%
- iShares Core U.S. Aggregate Bond ETFETF12.4%
- Hartford Total Return Bond ETFETF10.0%
- iShares Russell Midcap ETFETF9.1%
- Vanguard Morningstar Value ETFETF8.4%
- Vanguard Russell 2000 ETFETF7.3%
- iShares National Muni Bond ETFETF6.3%
- JPMORGAN Hedged Equity Laddered Overlay ETFETF6.2%
- State Street SPDR Portfolio S&P 500 Growth ETFETF5.2%
- iShares Core MSCI Total International Stock ETFETF3.7%
Together, the ten largest are 90.3% of reported value.
How many clients does Prairieview Wealth Partners have?
Prairieview Wealth Partners has 288 clients and manages $207 million for them, as of October 2026. They include 213 individual clients and 75 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 1 October 2026
What services does Prairieview Wealth Partners offer?
Prairieview Wealth Partners provides financial planning, portfolio management for individuals and small businesses, education planning, estate planning, insurance, tax planning, and tax preparation.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Prairieview Wealth Partners charge?
Prairieview Wealth Partners charges 1.00%–1.50% a year for its Investment Management Services. The fee is billed in advance or in arrears, is negotiable and has a $2,500 annual minimum.
Source: PRAIRIEVIEW WEALTH PARTNERS ADV PART 2A, filed 30 September 2026
Which custodians does Prairieview Wealth Partners use?
Prairieview Wealth Partners’ separately managed account assets are held at Charles Schwab & Co. (Westlake, TX), with $203M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 1 October 2026
How many financial advisors does Prairieview Wealth Partners have?
Prairieview Wealth Partners has 4 investment adviser representatives registered with state securities authorities, out of 9 employees, and 4 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Prairieview Wealth Partners invest in?
At the end of its last fiscal year, Prairieview Wealth Partners’ separately managed accounts held 91% registered funds (mutual funds, ETFs, BDCs), 6% cash and equivalents, 2% exchange-traded equities and 1% investment grade corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Prairieview Wealth Partners?
Prairieview Wealth Partners’ direct owner is Timothy Regan (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 1 October 2026
How does Prairieview Wealth Partners get paid?
Prairieview Wealth Partners is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Prairieview Wealth Partners registered with the SEC?
Yes, Prairieview Wealth Partners has been registered with the SEC as an investment adviser since 29 September 2023. Its CRD number is 327974 and its SEC file number is 801-128680.
Source: Form ADV Part 1A, Item 1, filed 1 October 2026; IAPD firm record
How do I contact Prairieview Wealth Partners?
Prairieview Wealth Partners’ main office is at 28 W Nebraska St, Frankfort, IL 60423. Its phone number is 708-326-4750.