Timothy Regan has been CEO & CCO of Prairieview Wealth Partners since September 2026, is a control person of the firm and directly owns 75% or more of it.
Prairieview Wealth Partners, LLC is a Frankfort, IL firm with $207M under management, 288 clients and 4 advisers across 3 offices, as of its October 2026 filing.
Timothy Regan’s longest registration was 17 years at Thrivent Investment Management Inc. (2002–2020). Before joining Prairieview Wealth Partners in 2023, Timothy Regan was registered through Thrivent Advisor Network, LLC and Thrivent Investment Management Inc.
- – present · 3 yearsFrankfort, IL · Adviser representative · Firm CRD 327974
- Thrivent Advisor Network, LLC– · 3 yearsOrland Park, IL · Adviser representative · Firm CRD 304569
- Thrivent Investment Management Inc.– · 17 yearsOrland Park, IL · Adviser representative · Firm CRD 18387
Investment adviser representative registrations
Timothy Regan is registered as an investment adviser representative in 2 states. The first approvals date from October 2023; the most recent is Texas, in February 2024.
- IllinoisSince 16 October 2023
- TexasSince 6 February 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 4 April 2002 |
| Series 7 | General Securities Representative Examination | 23 October 2001 |
| Series 63 | Uniform Securities Agent State Law Examination | 20 November 1996 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 8 November 1996 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Timothy Allen Regan
- CRD
- 2812034
- Firm
- Prairieview Wealth Partners · CRD 327974
- Role
- CEO & CCO
- Office
- 28 W NEBRASKA ST, Frankfort, IL 60423
- Registration
- Investment adviser registration
- In the industry since
- November 1996
- Disciplinary history
- Not yet shown here · SEC record
Where does Timothy Regan work?
Timothy Regan has been CEO & CCO of Prairieview Wealth Partners, LLC since September 2026, and is a control person of the firm.
Is Timothy Regan a financial advisor?
Yes. Timothy Regan has a current investment-adviser registration in Illinois and Texas, through Prairieview Wealth Partners since October 2023.
How many years of experience does Timothy Regan have?
Timothy Regan has 29 years in the financial industry, since November 1996, across 3 adviser firms.
What exams has Timothy Regan passed?
Timothy Regan has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 65. The earliest, the Series 6, was passed in November 1996. FINRA credited Timothy Regan with the SIE, which began in October 2018.
Where did Timothy Regan work before Prairieview Wealth Partners?
Before Prairieview Wealth Partners, Timothy Regan was registered through Thrivent Investment Management Inc., August 2002 to July 2020.
Where is Timothy Regan based?
Timothy Regan’s registered office is in Frankfort, IL.
Is Timothy Regan registered with FINRA?
No. Timothy Regan has no current broker registration.
How can I verify Timothy Regan’s record?
Search CRD 2812034 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Timothy Regan’s full registration record.