{"url":"https://nivawealth.com/firms/prairieview-wealth-partners-327974","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/327974","regulatoryAum":207454539,"crd":"327974","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7064953","suffix":null,"lastName":"Hedger","firstName":"Kaitlyn","middleName":null},{"crd":"4639497","suffix":"Jr.","lastName":"MORVICE","firstName":"ROBERT","middleName":"EDWARD"},{"crd":"8292666","suffix":null,"lastName":"Petan","firstName":"Anthony","middleName":null},{"crd":"2812034","suffix":null,"lastName":"REGAN","firstName":"TIMOTHY","middleName":"ALLEN"}],"total":4,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2024-01-26","regulatoryAum":134935711,"clients":245,"employees":5,"offices":3},{"filedOn":"2025-07-03","regulatoryAum":163727198,"clients":269,"employees":5,"offices":3},{"filedOn":"2026-10-01","regulatoryAum":207454539,"clients":288,"employees":9,"offices":3}],"secFileNumber":"801-128680","legalName":"Prairieview Wealth Partners, LLC","displayName":"Prairieview Wealth Partners","slug":"prairieview-wealth-partners-327974","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/prairieview-wealth-partners/","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"28 W Nebraska St","city":"Frankfort","state":"IL","stateName":"Illinois","country":"United States","postalCode":"60423"},"tradeNames":[],"registration":{"secApproved":"29 September 2023","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":720328.2604166666,"staff":{"employees":9,"advisory":4,"brokerDealerReps":0,"insuranceAgents":2,"promoters":0},"aum":{"regulatory":207454539,"discretionary":207454539,"discretionaryAccounts":882,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":213,"regulatoryAum":77346940},{"label":"High-net-worth individuals","clients":75,"regulatoryAum":130107599}],"feePrograms":[{"role":"main","program":"Investment Management Services","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1059543","versionId":1059543,"ratePeriod":"annual","fee_billing":"both","submittedOn":"2026-09-30","documentName":"PRAIRIEVIEW WEALTH PARTNERS ADV PART 2A","fee_rate_low":1,"fee_rate_high":1.5,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":"annual","fee_minimum_annual":2500},{"role":"other","program":"Financial Planning and Consulting","summary":"Financial-planning-only clients pay an annual fixed fee of $500 to $20,000, depending on plan complexity and services; ongoing planning is charged monthly.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1059543","versionId":1059543,"submittedOn":"2026-09-30","documentName":"PRAIRIEVIEW WEALTH PARTNERS ADV PART 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T17:34:24.255952+00:00","documents":[{"name":"PRAIRIEVIEW WEALTH PARTNERS ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1059543","versionId":1059543,"submittedOn":"2026-09-30"}]},"custodians":[{"name":"Charles Schwab & Co.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":203091127}],"custodyNote":"Prairieview Wealth Partners has custody of $110M in client assets for 445 clients.","leadership":[{"name":"Timothy Regan","title":"CEO & CCO","crd":"2812034"}],"ownership":[{"label":"Timothy Regan","detail":"Ceo & cco in the 75% or more ownership band and a control person, since September 2026."}],"filedOffices":{"otherThanPrincipal":2,"privateResidences":0},"listedOfficeAddresses":3,"foreignOffices":[],"officesByState":[{"state":"Illinois","offices":2,"addresses":[{"street":"28 W Nebraska St","city":"Frankfort","headquarters":true},{"street":"404 S Second St","city":"St. Charles"}]},{"state":"Ohio","offices":1,"addresses":[{"street":"7533 State RD","city":"Cincinnati"}]}],"brochureServices":["education planning","estate planning","insurance","tax planning","tax preparation"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"708-326-4750","stateRegisteredReps":4,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"51-100","assetMix":[{"label":"Exchange-traded equity securities","percent":2},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":91},{"label":"Cash and cash equivalents","percent":6}],"privateFunds":0},"sources":{"adv1FilingDate":"1 October 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/327974/PDF/327974.pdf","brochureDate":"30 September 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1059543","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Prairieview Wealth Partners have?","answer":"Prairieview Wealth Partners has 288 clients and manages $207 million for them, as of October 2026. They include 213 individual clients and 75 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 1 October 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Prairieview Wealth Partners offer?","answer":"Prairieview Wealth Partners provides financial planning, portfolio management for individuals and small businesses, education planning, estate planning, insurance, tax planning, and tax preparation.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Prairieview Wealth Partners charge?","answer":"Prairieview Wealth Partners charges 1.00%–1.50% a year for its Investment Management Services. The fee is billed in advance or in arrears, is negotiable and has a $2,500 annual minimum.","source":"PRAIRIEVIEW WEALTH PARTNERS ADV PART 2A, filed 30 September 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Prairieview Wealth Partners use?","answer":"Prairieview Wealth Partners’ separately managed account assets are held at Charles Schwab & Co. (Westlake, TX), with $203M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 1 October 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Prairieview Wealth Partners have?","answer":"Prairieview Wealth Partners has 4 investment adviser representatives registered with state securities authorities, out of 9 employees, and 4 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Prairieview Wealth Partners invest in?","answer":"At the end of its last fiscal year, Prairieview Wealth Partners’ separately managed accounts held 91% registered funds (mutual funds, ETFs, BDCs), 6% cash and equivalents, 2% exchange-traded equities and 1% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Prairieview Wealth Partners?","answer":"Prairieview Wealth Partners’ direct owner is Timothy Regan (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 1 October 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Prairieview Wealth Partners get paid?","answer":"Prairieview Wealth Partners is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Prairieview Wealth Partners registered with the SEC?","answer":"Yes, Prairieview Wealth Partners has been registered with the SEC as an investment adviser since 29 September 2023. Its CRD number is 327974 and its SEC file number is 801-128680.","source":"Form ADV Part 1A, Item 1, filed 1 October 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Prairieview Wealth Partners?","answer":"Prairieview Wealth Partners’ main office is at 28 W Nebraska St, Frankfort, IL 60423. Its phone number is 708-326-4750.","source":"Form ADV Part 1A, Item 1.F, filed 1 October 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/prairieview-wealth-partners-327974/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-08-05","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/2011194/000176538026000295/0001765380-26-000295-index.html","totalValue":133854666,"positionCount":29,"top10Share":0.9033363767834586,"top10":[{"issuer":"ISHARES CORE S&P 500 ETF","titleOfClass":"ETF","cusip":"464287200","value":29079581,"shares":38830,"shareType":"SH","priorValue":26068728,"priorShares":39909},{"issuer":"ISHARES CORE U.S. AGGREGATE BOND ETF","titleOfClass":"ETF","cusip":"464287226","value":16586079,"shares":167570,"shareType":"SH","priorValue":14819621,"priorShares":149286},{"issuer":"HARTFORD TOTAL RETURN BOND 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the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}