Plan A Wealth provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers. Financial planning was provided to 1–10 clients last fiscal year.
Plan A Wealth reports 658 clients. They include 474 individual clients, 163 high-net-worth individuals, and 9 pension and profit-sharing plans. Of its assets, 94.9% ($412M across 2,175 accounts) are managed with discretion; $22.3M across 28 accounts are not. It advised 1 client without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 72% | 30% |
| High-net-worth individuals | 25% | 65% |
| Banking or thrift institutions | <1% | <1% |
| Pension and profit-sharing plans | 1% | 4% |
| Charitable organizations | <1% | 1% |
| Other client typesCorporations and other businesses | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 474 | $130M | 30.0% | $274K |
| High-net-worth individuals | 163 | $281M | 64.8% | $1.72M |
| Banking or thrift institutions | Fewer than 5 | $1.25M | 0.3% | $626K |
| Pension and profit-sharing plans | 9 | $16.2M | 3.7% | $1.8M |
| Charitable organizations | 6 | $4.74M | 1.1% | $790K |
| Corporations and other businesses | Fewer than 5 | $438K | 0.1% | $110K |
| Total | 658 | $434M | 100% | — |
- Clients
- 474
- Regulatory AUM
- $130M
- AUM share
- 30.0%
- Avg. per client
- $274K
- Clients
- 163
- Regulatory AUM
- $281M
- AUM share
- 64.8%
- Avg. per client
- $1.72M
- Clients
- Fewer than 5
- Regulatory AUM
- $1.25M
- AUM share
- 0.3%
- Avg. per client
- $626K
- Clients
- 9
- Regulatory AUM
- $16.2M
- AUM share
- 3.7%
- Avg. per client
- $1.8M
- Clients
- 6
- Regulatory AUM
- $4.74M
- AUM share
- 1.1%
- Avg. per client
- $790K
- Clients
- Fewer than 5
- Regulatory AUM
- $438K
- AUM share
- 0.1%
- Avg. per client
- $110K
Total
- Clients
- 658
- Regulatory AUM
- $434M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 1
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Plan A Wealth charges up to 1.50% a year for its Asset Management. The fee is billed in advance and is negotiable. The brochure also prices 4 other services, listed under fee details.
Fee details and sources
Other fees
- Comprehensive Portfolio Management
- Maximum annual fee of 1.50%, billed quarterly in advance on the account value; fees are negotiable.
- Financial Planning and Consulting
- Billed hourly, at most $1,000 an hour, or as a flat fee of at most $250,000; a retainer of 50% is due at signing.
- Portfolio Monitoring
- Maximum total fee of 1.00% of assets under advisement, charged quarterly in advance.
- Subscription Model
- Maximum fee of $49.99 a month, charged monthly in advance; fees are negotiable.
Ronald Anderson owns 75% or more of Plan A Wealth. The leadership team of Plan A Wealth includes Chief Compliance Officer Becky Wiegand. It has 13 employees, 6 of them in advisory roles.
Leadership
- Becky WiegandChief Compliance Officer
- Ronald AndersonManaging Member
Investment adviser representatives
8 representatives listed in the SEC register as of 9 October 2026.
Staff
- 13 employees
- 6 in advisory functions
- 6 state-registered reps
- 4 broker-dealer reps
- 4 insurance agents
- 1 soliciting firm
- Owns 75% or more of Plan A Wealth, LLC
Ronald Anderson
Control person · since March 2017
Plan A Wealth’s regulatory assets grew 2.5× from $177M (March 2021) to $434M (March 2026); clients rose from 284 to 658 and employees from 6 to 13.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $434M | 658 | 13 | 2 |
| June 2025 | $370M | 580 | 12 | 2 |
| March 2024 | $327M | 500 | 12 | 2 |
| February 2023 | $234M | 378 | 12 | 1 |
| March 2022 | $219M | 305 | 7 | 2 |
| March 2021 | $177M | 284 | 6 | 1 |
Besides its headquarters, Plan A Wealth has 1 office, with 2 listed addresses in Nebraska and Ohio.
Nebraska · 1 listed address
- 7221 Plaza Court, LincolnHQ
Ohio · 1 listed address
- 419 S Whitewoman Street, Coshocton
Other business names
Plan A Wealth has reported 1 other business name to the SEC.
- Plan A Wealth Management
Contact and registration details
- Legal name
- Plan A Wealth, LLC
- Headquarters
- 7221 Plaza Court, Lincoln, NE 68516
- Website
- planawm.com
- Phone
- 402-975-8008
- @plan-a-wealth-management
- SEC file
- 801-110113
- Structure
- Nebraska LLC
- Fiscal year end
- December
Plan A Wealth uses Charles Schwab ($412M) as custodian for its separately managed accounts. Plan A Wealth has custody of $175M in client assets for 357 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Omaha, NE · $412M100%
At year end, Plan A Wealth’s separately managed accounts were mostly in funds (52%) and stocks (39%). Its reported 13F holdings for the quarter ended 30 June 2026 total $235M across 194 positions; the largest are Northern Lts FD TR IV (19.4%), Unified Ser TR (13.3%) and Berkshire Hathaway Inc. Del (8.0%).
What the accounts hold
- Stocks39%
- Funds52%
- Bonds1%
- Cash8%
Reported 13F holdings
- $235M
- Reported 13F value
- 194
- Positions
- 58.8%
- In the 10 largest
- +12.6%
- Value vs. prior quarter
- Northern Lts FD TR IV · Inspire 500 ETF19.4%
- Unified Ser TR · Oneascent Intl13.3%
- Berkshire Hathaway Inc. Del · CL A8.0%
- Timothy Plan · U S SM CP Core3.7%
- Northern Lts FD TR IV · Inspire Corp. BD3.3%
- Schwab Strategic TR · Sht TM US Tres3.0%
- Nvidia Corporation2.5%
- Vanguard Scottsdale Fds · Inter Term Treas2.3%
- Abrdn ETFS · Bbrg All Comd K12.1%
- Northern Lts FD TR IV · Inspire Intl ETF1.3%
Together, the ten largest are 58.8% of reported value.
How many clients does Plan A Wealth have?
Plan A Wealth has 658 clients and manages $434 million for them, as of March 2026. They include 474 individual clients, 163 high-net-worth individuals, and 9 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 10 March 2026
What services does Plan A Wealth offer?
Plan A Wealth provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Plan A Wealth charge?
Plan A Wealth charges up to 1.50% a year for its Asset Management. The fee is billed in advance and is negotiable.
Source: FORM ADV PART 2A - FIRM BROCHURE, filed 10 March 2026
Which custodians does Plan A Wealth use?
Plan A Wealth’s separately managed account assets are held at Charles Schwab & Co., Inc. (Omaha, NE), with $412M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 10 March 2026
How many financial advisors does Plan A Wealth have?
Plan A Wealth has 6 investment adviser representatives registered with state securities authorities, out of 13 employees, and 6 perform investment advisory functions. 4 employees are registered representatives of a broker-dealer and 4 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Plan A Wealth invest in?
At the end of its last fiscal year, Plan A Wealth’s separately managed accounts held 52% registered funds (mutual funds, ETFs, BDCs), 39% exchange-traded equities, 8% cash and equivalents and 1% U.S. government and agency bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Plan A Wealth?
Plan A Wealth’s direct owner is Ronald Anderson (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 10 March 2026
How does Plan A Wealth get paid?
Plan A Wealth is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Plan A Wealth registered with the SEC?
Yes, Plan A Wealth has been registered with the SEC as an investment adviser since 22 March 2017. Its CRD number is 287860 and its SEC file number is 801-110113.
Source: Form ADV Part 1A, Item 1, filed 10 March 2026; IAPD firm record
How do I contact Plan A Wealth?
Plan A Wealth’s main office is at 7221 Plaza Court, Lincoln, NE 68516. Its phone number is 402-975-8008. Its website is planawm.com.