Becky Wiegand has been Chief Compliance Officer of Plan A Wealth since August 2019, is a control person of the firm and directly owns under 5% of it.
Plan A Wealth, LLC is a Lincoln, NE firm with $434M under management, 658 clients and 6 advisers across 2 offices, as of its March 2026 filing.
Becky Wiegand’s longest registration is the current one, 9 years at Plan A Wealth since 2017. Before joining Plan A Wealth in 2017, Becky Wiegand was registered through Wells Fargo Advisors Financial Network, LLC and Wells Fargo Advisors, LLC.
- Wells Fargo Advisors Financial Network, LLC– · 1 yearLincoln, NE · Adviser representative · Firm CRD 11025
- Wells Fargo Advisors, LLC– · 3 yearsLincoln, NE · Adviser representative · Firm CRD 19616
Investment adviser representative registrations
Becky Wiegand is registered as an investment adviser representative in Nebraska, since April 2017.
- NebraskaSince 24 April 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 2 June 2011 |
| Series 7 | General Securities Representative Examination | 29 March 2011 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Becky Lynn Wiegand
- CRD
- 5366195
- Firm
- Plan A Wealth · CRD 287860
- Role
- Chief Compliance Officer
- Office
- 7221 PLAZA COURT, Lincoln, NE 68516
- Registration
- Investment adviser and broker registrations
- In the industry since
- March 2011
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Becky Wiegand work?
Becky Wiegand has been Chief Compliance Officer of Plan A Wealth, LLC since August 2019, and is a control person of the firm.
Is Becky Wiegand a financial advisor?
Yes. Becky Wiegand has a current investment-adviser registration in Nebraska, through Plan A Wealth since April 2017.
How many years of experience does Becky Wiegand have?
Becky Wiegand has 15 years in the financial industry, since March 2011, across 3 adviser firms.
What exams has Becky Wiegand passed?
Becky Wiegand has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in March 2011. FINRA credited Becky Wiegand with the SIE, which began in October 2018.
Where did Becky Wiegand work before Plan A Wealth?
Before Plan A Wealth, Becky Wiegand was registered through Wells Fargo Advisors Financial Network, LLC, May 2015 to April 2017; Wells Fargo Advisors, LLC, June 2011 to May 2015.
Where is Becky Wiegand based?
Becky Wiegand’s registered office is in Lincoln, NE.
Is Becky Wiegand registered with FINRA?
Yes. Becky Wiegand has a current broker registration, under CRD 5366195.
Source: FINRA BrokerCheck
How can I verify Becky Wiegand’s record?
Search CRD 5366195 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Becky Wiegand’s full registration record.