Ronald Anderson has been Managing Member of Plan A Wealth since March 2017, is a control person of the firm and directly owns 75% or more of it.
Plan A Wealth, LLC is a Lincoln, NE firm with $434M under management, 658 clients and 6 advisers across 2 offices, as of its March 2026 filing.
Ronald Anderson’s longest registration is the current one, 9 years at Plan A Wealth since 2017. Before joining Plan A Wealth in 2017, Ronald Anderson was registered through Wells Fargo Advisors Financial Network, LLC and Wells Fargo Advisors, LLC.
- Wells Fargo Advisors Financial Network, LLC– · 1 yearLincoln, NE · Adviser representative · Firm CRD 11025
- Wells Fargo Advisors, LLC– · 7 yearsLincoln, NE · Adviser representative · Firm CRD 19616
- A. G. Edwards & Sons, Inc.– · 1 yearLincoln, NE · Adviser representative · Firm CRD 4
- Piper Jaffray & Co.– · 5 yearsLincoln, NE · Adviser representative · Firm CRD 665
Investment adviser representative registrations
Ronald Anderson is registered as an investment adviser representative in 2 states. Each was approved in April 2017.
- NebraskaSince 24 April 2017
- TexasSince 21 April 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 4 June 2015 |
| Series 31 | Futures Managed Funds Examination | 4 December 2003 |
| Series 65 | Uniform Investment Adviser Law Examination | 11 October 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 14 July 1992 |
| Series 7 | General Securities Representative Examination | 9 July 1992 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Ronald Wallace Anderson
- CRD
- 2254011
- Firm
- Plan A Wealth · CRD 287860
- Role
- Managing Member
- Office
- 7221 PLAZA COURT, Lincoln, NE 68516
- Registration
- Investment adviser and broker registrations
- In the industry since
- July 1992
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Ronald Anderson work?
Ronald Anderson has been Managing Member of Plan A Wealth, LLC since March 2017, and is a control person of the firm.
Is Ronald Anderson a financial advisor?
Yes. Ronald Anderson has a current investment-adviser registration in Nebraska and Texas, through Plan A Wealth since April 2017.
How many years of experience does Ronald Anderson have?
Ronald Anderson has 34 years in the financial industry, since July 1992, across 5 adviser firms.
What exams has Ronald Anderson passed?
Ronald Anderson has passed 5 licensing exams: the Series 7, Series 63, Series 65, Series 31 and Series 24. The earliest, the Series 7, was passed in July 1992. FINRA credited Ronald Anderson with the SIE, which began in October 2018.
Where did Ronald Anderson work before Plan A Wealth?
Before Plan A Wealth, Ronald Anderson was registered through Wells Fargo Advisors, LLC, January 2008 to May 2015; A. G. Edwards & Sons, Inc., August 2006 to January 2008; Piper Jaffray & Co., March 2001 to August 2006.
Where is Ronald Anderson based?
Ronald Anderson’s registered office is in Lincoln, NE.
Is Ronald Anderson registered with FINRA?
Yes. Ronald Anderson has a current broker registration, under CRD 2254011.
Source: FINRA BrokerCheck
How can I verify Ronald Anderson’s record?
Search CRD 2254011 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Ronald Anderson’s full registration record.