PFG Investments provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers. Financial planning was provided to 251–500 clients last fiscal year.
PFG Investments reports 474 clients. They include 236 pension and profit-sharing plans, 202 individual clients, and 36 high-net-worth individuals. Of its assets, 11.3% ($49.4M across 715 accounts) are managed with discretion; $387M across 1,269 accounts are not. It advised 48 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 43% | 11% |
| High-net-worth individuals | 8% | 24% |
| Pension and profit-sharing plans | 50% | 65% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 202 | $48.5M | 11.1% | $240K |
| High-net-worth individuals | 36 | $103M | 23.5% | $2.86M |
| Pension and profit-sharing plans | 236 | $285M | 65.3% | $1.21M |
| Total | 474 | $437M | 100% | $921K |
- Clients
- 202
- Regulatory AUM
- $48.5M
- AUM share
- 11.1%
- Avg. per client
- $240K
- Clients
- 36
- Regulatory AUM
- $103M
- AUM share
- 23.5%
- Avg. per client
- $2.86M
- Clients
- 236
- Regulatory AUM
- $285M
- AUM share
- 65.3%
- Avg. per client
- $1.21M
Total
- Clients
- 474
- Regulatory AUM
- $437M
- AUM share
- 100%
- Avg. per client
- $921K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 48
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 251–500
PFG Investments is paid through a percentage of assets under management and fixed fees (other than subscription fees); its fees and minimums are set out in its brochures on the SEC website.
Williams Hold Co, LLC owns 50% to 75% of PFG Investments and is in turn owned by Nathan Williams (75% or more). Nathan Williams is CEO; the leadership team includes Chief Operating Officer Chad Rogers and Chief Compliance Officer Weston Penkert. It has 28 employees, 7 of them in advisory roles.
Leadership
- Nathan WilliamsChief Executive Officer
- Chad RogersChief Operating Officer
- Weston PenkertChief Compliance Officer
Investment adviser representatives
7 representatives listed in the SEC register as of 9 October 2026.
- Ryan William Fiegi
- Kyler David Johnson
- Ekaterina Anatolyevna Kostenko
- Ryan Paul Millar
- Andreas NMN Steven
- Nathan Eldon Williams
- Jakob Raymond Wilson
Staff
- 28 employees
- 7 in advisory functions
- 7 state-registered reps
- 2 insurance agents
- Owns 50% to 75% of PFG Investments, LLC
Williams Hold Co, LLC
Control person · since June 2017
- Owns 75% or more of Williams Hold Co, LLC
Nathan Williams
Control person · since December 2016
- Owns 10% to 25% of PFG Investments, LLC
Rogers Four, LLC
since June 2017
- Owns 75% or more of Rogers Four, LLC
Chad Rogers
Control person · since December 2016
PFG Investments’ regulatory assets grew 2.8× from $154M (June 2021) to $437M (July 2026); clients rose from 196 to 474 and employees from 11 to 28.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| July 2026 | $437M | 474 | 28 | 6 |
| March 2025 | $333M | 435 | 24 | 7 |
| March 2024 | $295M | 480 | 22 | 4 |
| July 2023 | $233M | 524 | 12 | 5 |
| June 2022 | $220M | 367 | 13 | 3 |
| June 2021 | $154M | 196 | 11 | 1 |
Besides its headquarters, PFG Investments has 5 offices (5 private residences, listed without an address), with 1 listed address in Oregon.
Oregon · 1 listed address
- 725 N. 5th Street, Suite 200, JacksonvilleHQ
Other business names
PFG Investments has reported 1 other business name to the SEC.
- Practice Financial Group
Contact and registration details
- Legal name
- PFG Investments, LLC
- Headquarters
- 725 N. 5th Street, Suite 200, Jacksonville, OR 97530
- Website
- pfg-investments.com
- Phone
- 541-973-2602
- SEC file
- 801-117949
- Structure
- Oregon LLC
- Fiscal year end
- December
PFG Investments uses Charles Schwab ($387M, 89%) and Matrix Trust ($49.4M, 11%) as custodians for its separately managed accounts. PFG Investments has custody of $107M in client assets for 233 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $387M89%
- Matrix TrustMatrix Trust Company · Denver, CO · $49.4M11%
At year end, PFG Investments’ separately managed accounts were mostly in funds (99%).
What the accounts hold
- Funds99%
- Cash1%
How many clients does PFG Investments have?
PFG Investments has 474 clients and manages $437 million for them, as of July 2026. They include 236 pension and profit-sharing plans, 202 individual clients, and 36 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 31 July 2026
What services does PFG Investments offer?
PFG Investments provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does PFG Investments use?
PFG Investments’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $387M and Matrix Trust Company (Denver, CO), with $49.4M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 July 2026
How many financial advisors does PFG Investments have?
PFG Investments has 7 investment adviser representatives registered with state securities authorities, out of 28 employees, and 7 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does PFG Investments invest in?
At the end of its last fiscal year, PFG Investments’ separately managed accounts held 99% registered funds (mutual funds, ETFs, BDCs) and 1% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns PFG Investments?
PFG Investments is owned through holding companies by Nathan Williams and Chad Rogers. Its direct owners are Williams Hold Co, LLC (50% to 75%) and Rogers Four, LLC (10% to 25%).
Source: Form ADV Part 1A, Schedules A and B, filed 31 July 2026
How does PFG Investments get paid?
PFG Investments is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is PFG Investments registered with the SEC?
Yes, PFG Investments has been registered with the SEC as an investment adviser since 9 January 2020. Its CRD number is 289256 and its SEC file number is 801-117949.
Source: Form ADV Part 1A, Item 1, filed 31 July 2026; IAPD firm record
How do I contact PFG Investments?
PFG Investments’ main office is at 725 N. 5th Street, Suite 200, Jacksonville, OR 97530. Its phone number is 541-973-2602. Its website is pfg-investments.com.