{"url":"https://nivawealth.com/firms/pfg-investments-289256","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/289256","regulatoryAum":436767591,"crd":"289256","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7188274","suffix":null,"lastName":"Fiegi","firstName":"Ryan","middleName":"William"},{"crd":"7674296","suffix":null,"lastName":"Johnson","firstName":"Kyler","middleName":"David"},{"crd":"7033093","suffix":null,"lastName":"Kostenko","firstName":"Ekaterina","middleName":"Anatolyevna"},{"crd":"6675022","suffix":null,"lastName":"Millar","firstName":"Ryan","middleName":"Paul"},{"crd":"8203364","suffix":null,"lastName":"Steven","firstName":"Andreas","middleName":"NMN"},{"crd":"5551283","suffix":null,"lastName":"Williams","firstName":"Nathan","middleName":"Eldon"},{"crd":"7973874","suffix":null,"lastName":"Wilson","firstName":"Jakob","middleName":"Raymond"}],"total":7,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-06-18","regulatoryAum":154278618,"clients":196,"employees":11,"offices":1},{"filedOn":"2022-06-22","regulatoryAum":219552396,"clients":367,"employees":13,"offices":3},{"filedOn":"2023-07-26","regulatoryAum":232855469,"clients":524,"employees":12,"offices":5},{"filedOn":"2024-03-14","regulatoryAum":295419248,"clients":480,"employees":22,"offices":4},{"filedOn":"2025-03-31","regulatoryAum":333140032,"clients":435,"employees":24,"offices":7},{"filedOn":"2026-07-31","regulatoryAum":436767591,"clients":474,"employees":28,"offices":6}],"secFileNumber":"801-117949","legalName":"PFG Investments, LLC","displayName":"PFG Investments","slug":"pfg-investments-289256","website":"https://pfg-investments.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/289256/da939ce595689eb8-r1.webp","tone":"dark","width":822,"height":200,"sourceUrl":"https://www.pfg-investments.com/","sourceLabel":"Practice Financial Group, website"},"classification":{"segment":"institutions","segmentLabel":"Institutional","type":"institutional_wealth_manager","typeLabel":"OCIO / institutional wealth","feeDisclosure":"payment_only"},"founded":null,"organization":"Oregon limited liability company","fiscalYearEnd":"December","headquarters":{"street":"725 N. 5th Street, Suite 200","city":"Jacksonville","state":"OR","stateName":"Oregon","country":"United States","postalCode":"97530"},"tradeNames":["Practice Financial Group"],"registration":{"secApproved":"9 January 2020","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":636035.9201680672,"staff":{"employees":28,"advisory":7,"brokerDealerReps":0,"insuranceAgents":2,"promoters":0},"aum":{"regulatory":436767591,"discretionary":49422009,"discretionaryAccounts":715,"nonDiscretionary":387345582,"nonDiscretionaryAccounts":1269,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":48},"clientTypes":[{"label":"Individuals (other than HNW)","clients":202,"regulatoryAum":48520600},{"label":"High-net-worth individuals","clients":36,"regulatoryAum":102855949},{"label":"Pension and profit-sharing plans","clients":236,"regulatoryAum":285391042}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":387345582},{"name":"Matrix Trust Company","shortName":"Matrix Trust","location":"Denver, CO","smaAssets":49422009}],"custodyNote":"PFG Investments has custody of $107M in client assets for 233 clients.","leadership":[{"name":"Nathan Williams","title":"Chief Executive Officer","crd":"5551283"},{"name":"Chad Rogers","title":"Chief Operating Officer","crd":"7342122"},{"name":"Weston Penkert","title":"Chief Compliance Officer","crd":"7975253"}],"ownership":[{"label":"Williams Hold Co, LLC","detail":"Holding company / majority owner in the 50% to 75% ownership band and a control person, since June 2017."},{"label":"Rogers Four, LLC","detail":"Holding company in the 10% to 25% ownership band, since June 2017."},{"label":"Nathan Williams","detail":"Indirect owner: a member of Williams Hold Co, LLC in the 75% or more band and a control person, since December 2016.","parent":"Williams Hold Co, LLC"},{"label":"Chad Rogers","detail":"Indirect owner: a member of Rogers Four, LLC in the 75% or more band and a control person, since December 2016.","parent":"Rogers Four, LLC"}],"filedOffices":{"otherThanPrincipal":5,"privateResidences":5},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Oregon","offices":1,"addresses":[{"street":"725 N. 5th Street, Suite 200","city":"Jacksonville","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"541-973-2602","stateRegisteredReps":7,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"251-500","assetMix":[{"label":"Securities issued by registered investment companies or business development companies","percent":99},{"label":"Cash and cash equivalents","percent":1}],"privateFunds":0},"sources":{"adv1FilingDate":"31 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/289256/PDF/289256.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does PFG Investments have?","answer":"PFG Investments has 474 clients and manages $437 million for them, as of July 2026. They include 236 pension and profit-sharing plans, 202 individual clients, and 36 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does PFG Investments offer?","answer":"PFG Investments provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does PFG Investments use?","answer":"PFG Investments’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $387M and Matrix Trust Company (Denver, CO), with $49.4M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 July 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does PFG Investments have?","answer":"PFG Investments has 7 investment adviser representatives registered with state securities authorities, out of 28 employees, and 7 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does PFG Investments invest in?","answer":"At the end of its last fiscal year, PFG Investments’ separately managed accounts held 99% registered funds (mutual funds, ETFs, BDCs) and 1% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns PFG Investments?","answer":"PFG Investments is owned through holding companies by Nathan Williams and Chad Rogers. Its direct owners are Williams Hold Co, LLC (50% to 75%) and Rogers Four, LLC (10% to 25%).","source":"Form ADV Part 1A, Schedules A and B, filed 31 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does PFG Investments get paid?","answer":"PFG Investments is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is PFG Investments registered with the SEC?","answer":"Yes, PFG Investments has been registered with the SEC as an investment adviser since 9 January 2020. Its CRD number is 289256 and its SEC file number is 801-117949.","source":"Form ADV Part 1A, Item 1, filed 31 July 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact PFG Investments?","answer":"PFG Investments’ main office is at 725 N. 5th Street, Suite 200, Jacksonville, OR 97530. Its phone number is 541-973-2602. Its website is pfg-investments.com.","source":"Form ADV Part 1A, Item 1.F, filed 31 July 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}