Peregrine Asset Advisers provides financial planning, portfolio management for individuals and small businesses, and selecting other managers. Financial planning was provided to 26–50 clients last fiscal year.
Peregrine Asset Advisers reports 476 clients. They include 390 individual clients, 51 high-net-worth individuals, and 28 corporations and other businesses. Of its assets, 99.2% ($606M across 470 accounts) are managed with discretion; $4.87M across 6 accounts are not. It advised 36 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 82% | 30% |
| High-net-worth individuals | 11% | 65% |
| Charitable organizations | 1% | 2% |
| Corporations and other businesses | 6% | 2% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 390 | $185M | 30.2% | $474K |
| High-net-worth individuals | 51 | $399M | 65.4% | $7.83M |
| Charitable organizations | 7 | $12.8M | 2.1% | $1.83M |
| Corporations and other businesses | 28 | $13.9M | 2.3% | $497K |
| Total | 476 | $611M | 100% | $1.28M |
- Clients
- 390
- Regulatory AUM
- $185M
- AUM share
- 30.2%
- Avg. per client
- $474K
- Clients
- 51
- Regulatory AUM
- $399M
- AUM share
- 65.4%
- Avg. per client
- $7.83M
- Clients
- 7
- Regulatory AUM
- $12.8M
- AUM share
- 2.1%
- Avg. per client
- $1.83M
- Clients
- 28
- Regulatory AUM
- $13.9M
- AUM share
- 2.3%
- Avg. per client
- $497K
Total
- Clients
- 476
- Regulatory AUM
- $611M
- AUM share
- 100%
- Avg. per client
- $1.28M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 36
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 26–50
Peregrine Asset Advisers is paid through a percentage of assets under management and other compensation. The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure.
Daniel Botti owns 75% or more of Peregrine Asset Advisers. The leadership team of Peregrine Asset Advisers includes President Daniel Botti. It has 8 employees, 6 of them in advisory roles.
Leadership
Daniel BottiPresident/Chief Compliance Officer
Investment adviser representatives
6 representatives listed in the SEC register as of 9 October 2026.
Staff
- 8 employees
- 6 in advisory functions
- 6 state-registered reps
- Owns 75% or more of Peregrine Asset Advisers, Inc.
Daniel Botti
Control person · since December 2000
Peregrine Asset Advisers’ regulatory assets grew 1.6× from $377M (June 2021) to $611M (March 2026); clients rose from 357 to 476 and employees from 4 to 8.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $611M | 476 | 8 | 3 |
| March 2025 | $576M | 497 | 7 | 2 |
| February 2024 | $520M | 502 | 6 | 2 |
| February 2023 | $310M | 322 | 2 | 1 |
| March 2022 | $379M | 331 | 3 | 1 |
| June 2021 | $377M | 357 | 4 | 1 |
Besides its headquarters, Peregrine Asset Advisers has 2 offices, with 3 listed addresses in Oregon.
Oregon · 3 listed addresses
- 9755 SW Barnes RD, Suite 610, PortlandHQ
- 15 SW Colorado Ave, Bend
- 497 SW Century DR, Bend
Other business names
Peregrine Asset Advisers has reported 2 other business names to the SEC.
- Northline Wealth Management
- Strategy Wealth Management, LLC
Contact and registration details
- Legal name
- Peregrine Asset Advisers, Inc.
- Headquarters
- 9755 SW Barnes RD, Suite 610, Portland, OR 97225
- Website
- peregrineaa.com
- Phone
- 503-459-4651
- SEC file
- 801-60608
- Founded
- 2001
- Structure
- Oregon corporation
- Fiscal year end
- December
Peregrine Asset Advisers uses Fidelity ($570M, 94%) and Charles Schwab ($37.4M, 6%) as custodians for its separately managed accounts. Peregrine Asset Advisers does not have custody of client assets.
- FidelityNational Financial Services LLC · Boston, MA · $570M94%
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $37.4M6%
At year end, Peregrine Asset Advisers’ separately managed accounts were mostly in stocks (65%) and bonds (26%). Its reported 13F holdings for the quarter ended 30 June 2026 total $461M across 218 positions; the largest are iShares TR (5.6%), Tidal Trust Iii (4.2%) and Quanta Svcs Inc. (2.8%).
What the accounts hold
- Stocks65%
- Bonds26%
- U.S. government and agency bonds20%
- State and local bonds3%
- Investment grade corporate bonds3%
- Cash9%
Reported 13F holdings
- $461M
- Reported 13F value
- 218
- Positions
- 28.5%
- In the 10 largest
- +24.2%
- Value vs. prior quarter
- iShares TR · 0-3 Mth Treasury5.6%
- Tidal Trust Iii · Int S&P Lar ETF4.2%
- Quanta Svcs Inc.2.8%
- Apple Inc.2.8%
- Nvidia Corporation2.6%
- SPDR Series Trust · ST Str Blo 1 ETF2.3%
- Alphabet Inc. · Cap Stk CL A2.2%
- State Str SPDR S&P 500 ETF T · TR Unit2.0%
- Microsoft Corp.2.0%
- Merck & CO Inc.2.0%
Together, the ten largest are 28.5% of reported value.
How many clients does Peregrine Asset Advisers have?
Peregrine Asset Advisers has 476 clients and manages $611 million for them, as of March 2026. They include 390 individual clients, 51 high-net-worth individuals, and 28 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 10 March 2026
What services does Peregrine Asset Advisers offer?
Peregrine Asset Advisers provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Peregrine Asset Advisers use?
Peregrine Asset Advisers’ separately managed account assets are held at National Financial Services LLC (Boston, MA), with $570M and Charles Schwab & Co., Inc. (Westlake, TX), with $37.4M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 10 March 2026
How many financial advisors does Peregrine Asset Advisers have?
Peregrine Asset Advisers has 6 investment adviser representatives registered with state securities authorities, out of 8 employees, and 6 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Peregrine Asset Advisers invest in?
At the end of its last fiscal year, Peregrine Asset Advisers’ separately managed accounts held 65% exchange-traded equities, 20% U.S. government and agency bonds, 9% cash and equivalents, 3% state and local bonds and 3% investment grade corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Peregrine Asset Advisers?
Peregrine Asset Advisers’ direct owner is Daniel Botti (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 10 March 2026
How does Peregrine Asset Advisers get paid?
Peregrine Asset Advisers is paid through a percentage of assets under management and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Peregrine Asset Advisers registered with the SEC?
Yes, Peregrine Asset Advisers has been registered with the SEC as an investment adviser since 3 October 2001. Its CRD number is 115738 and its SEC file number is 801-60608.
Source: Form ADV Part 1A, Item 1, filed 10 March 2026; IAPD firm record
How do I contact Peregrine Asset Advisers?
Peregrine Asset Advisers’ main office is at 9755 SW Barnes RD, Suite 610, Portland, OR 97225. Its phone number is 503-459-4651. Its website is peregrineaa.com.