Daniel Botti has been President/Chief Compliance Officer of Peregrine Asset Advisers since December 2000, is a control person of the firm and directly owns 75% or more of it. Daniel Botti holds a BA in Economics from the University of Colorado.
Peregrine Asset Advisers, Inc. is a Portland, OR firm with $611M under management, 476 clients and 6 advisers across 3 offices, as of its March 2026 filing.
Dan Botti is the principal and founder of Peregrine Asset Advisers. He is the firm's chief investment manager, responsible for investment selection for Peregrine clients, and is also Chief Compliance Officer for Peregrine and Northline Wealth Management.
- – present · 25 yearsPortland, OR · Adviser representative · Firm CRD 115738
Investment adviser representative registrations
Daniel Botti is registered as an investment adviser representative in Oregon, since June 2001.
- OregonSince 29 June 2001
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 19 January 2001 |
| Series 63 | Uniform Securities Agent State Law Examination | 26 June 1984 |
| Series 7 | General Securities Representative Examination | 16 June 1984 |
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Daniel Stewart Botti
- CRD
- 1272707
- Firm
- Peregrine Asset Advisers · CRD 115738
- Role
- President/Chief Compliance Officer
- Office
- ONE SW COLUMBIA STE 1680, Portland, OR 97258
- Registration
- Investment adviser registration
- In the industry since
- June 2001
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- peregrineaa.com
Where does Daniel Botti work?
Daniel Botti has been President/Chief Compliance Officer of Peregrine Asset Advisers, Inc. since December 2000, and is a control person of the firm.
Is Daniel Botti a financial advisor?
Yes. Daniel Botti has a current investment-adviser registration in Oregon, through Peregrine Asset Advisers since June 2001.
How many years of experience does Daniel Botti have?
Daniel Botti has 25 years in the financial industry, since June 2001, across 1 adviser firm.
What exams has Daniel Botti passed?
Daniel Botti has passed 3 licensing exams: the Series 7, Series 63 and Series 66. The earliest, the Series 7, was passed in June 1984.
Where is Daniel Botti based?
Daniel Botti’s registered office is in Portland, OR.
Is Daniel Botti registered with FINRA?
No. Daniel Botti has no current broker registration.
How can I verify Daniel Botti’s record?
Search CRD 1272707 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Daniel Botti’s full registration record.