Clients
Pemberton Capital Advisors serves 83 clients. The average client has about $302 million with the firm.
- Pooled investment vehicles83 clients100%
Show client breakdownHide client breakdown
| Client type | Clients | Regulatory AUM | Share | Avg. per client |
|---|---|---|---|---|
| Pooled investment vehicles | 83 | $25,063,074,176 | 100.0% | $302.0M |
| Total | 83 | $25,063,074,176 | 100% | $302.0M |
- Clients
- 83
- Regulatory AUM
- $25,063,074,176
- Share
- 100.0%
- Avg. per client
- $302.0M
Total
- Clients
- 83
- Regulatory AUM
- $25,063,074,176
- Share
- 100%
- Avg. per client
- $302.0M
What it does
Pemberton Capital Advisors provides portfolio management for pooled vehicles and other activities. It is paid through other arrangements.
Pemberton Capital Advisors provided financial planning to 0 clients last fiscal year and advises 5 private funds.
3.6% of assets ($890.1M across 5 accounts) are managed with discretion; $24.17B across 78 accounts are not. 94% of clients are outside the U.S., and 0 clients received advice without assets under management last fiscal year.
Custodians
Pemberton Capital Advisors has custody of $851.9M for 4 clients.
- All other custodians$25.06B100%
Ownership and leadership
Legal & General Capital Investments LTD owns 25% to 50% of Pemberton Capital Advisors.
- Owns 25% to 50% of Pemberton Capital Advisors LLP
Legal & General Capital Investments LTD
Control person · since August 2014
- Owns 75% or more of Legal & General Capital Investments LTD
Legal & General Group PLC
Control person · since February 2015
- Owns 25% to 50% of Pemberton Capital Advisors LLP
Symon Drake-Brockman
Control person · since November 2010
- Owns 5% to 10% of Pemberton Capital Advisors LLP
Pemberton Asset Management Services Uk Limited
since January 2012
- Owns 75% or more of Pemberton Asset Management Services Uk Limited
Pemberton Asset Management Holdings Limited
since November 2010
SDB Holdings Limited
Shareholder · since April 2025
- Owns 25% to 50% of SDB Holdings Limited
Pemberton Trust
since April 2025
Leadership
- Philip BestChief Compliance Officer
- Paul AldrichPartner
- Robin BaileyPartner, CFO
- Eric CappPartner
- Robin ChallisPartner
- Thomas DoylePartner
- Thomas DuetoftPartner
- Nicole GatesLLP Member
- Ben GulliverPartner
- Mark HickeyPartner, COO
- Keith JonesOfficer
- Antoine JosserandPartner
- Symon Drake-BrockmanShareholder
Staff
- 146 employees
- 100 in advisory functions
Fees
Pemberton Capital Advisors is paid through other.
Pemberton Capital Advisors’ fee rates are not included in this profile. Find its brochure on the SEC’s site.
Offices and registrations
Besides its headquarters, Pemberton Capital Advisors has 1 office, with 1 listed address with no US state reported.
Registration details
- Legal name
- Pemberton Capital Advisors LLP
- Headquarters
- 5 Howick Place, London, United Kingdom SW1P 1WG
- Phone
- 4402079939300
- Website
- Not reported
- SEC file
- 801-107757
- Structure
- limited liability partnership organized in United Kingdom
- Fiscal year end
- December
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov
Common questions
How many clients does Pemberton Capital Advisors have?
Pemberton Capital Advisors has 83 clients and manages $25.1 billion for them, as of March 2026.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 26 March 2026
What services does Pemberton Capital Advisors offer?
Pemberton Capital Advisors provides portfolio management for pooled vehicles and other activities.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How many financial advisors does Pemberton Capital Advisors have?
Pemberton Capital Advisors has 0 investment adviser representatives registered with state securities authorities, out of 146 employees, and 100 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
Who owns Pemberton Capital Advisors?
Pemberton Capital Advisors is owned through a chain of holding companies by Pemberton Trust and Legal & General Group PLC. Its direct owners are Legal & General Capital Investments LTD, Pemberton Asset Management Services Uk Limited and Symon Drake-Brockman, each holding 50% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 26 March 2026
How does Pemberton Capital Advisors get paid?
Pemberton Capital Advisors is paid through other arrangements. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file