{"url":"https://nivawealth.com/firms/pemberton-capital-advisors-282621","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/282621","regulatoryAum":25063074176,"crd":"282621","secFileNumber":"801-107757","legalName":"Pemberton Capital Advisors LLP","displayName":"Pemberton Capital Advisors","website":null,"linkedinUrl":"https://www.linkedin.com/company/pemberton-asset-management","founded":null,"organization":"limited liability partnership organized in United Kingdom","fiscalYearEnd":"December","headquarters":{"street":"5 Howick Place","city":"London","state":"","stateName":"","country":"United Kingdom","postalCode":"SW1P 1WG"},"tradeNames":[],"registration":{"secApproved":"3 May 2016","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":146,"advisory":100,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":890135670,"discretionaryAccounts":5,"nonDiscretionary":24172938506,"nonDiscretionaryAccounts":78,"wrapProgram":null,"nonUsClientsPct":94,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":83,"regulatoryAum":25063074176}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Pemberton Capital Advisors has custody of $851.9M for 4 clients.","otherCustodians":[],"leadership":[{"name":"Philip Best","title":"Chief Compliance Officer","crd":"5645789"},{"name":"Paul Aldrich","title":"Partner","crd":"7264637"},{"name":"Robin Bailey","title":"Partner, CFO","crd":"6468464"},{"name":"Eric Capp","title":"Partner","crd":"1992169"},{"name":"Robin Challis","title":"Partner","crd":"6736110"},{"name":"Thomas Doyle","title":"Partner","crd":"5553379"},{"name":"Thomas Duetoft","title":"Partner","crd":"6639121"},{"name":"Nicole Gates","title":"LLP Member","crd":"6736107"},{"name":"Ben Gulliver","title":"Partner","crd":"6710511"},{"name":"Mark Hickey","title":"Partner, COO","crd":"6639115"},{"name":"Keith Jones","title":"Officer","crd":"4365968"},{"name":"Antoine Josserand","title":"Partner","crd":"2847981"},{"name":"Symon Drake-Brockman","title":"Shareholder","crd":"1862558"}],"ownership":[{"label":"Legal & General Capital Investments LTD","detail":"Shareholder in the 25% to 50% ownership band and a control person, since August 2014. Also a shareholder of Pemberton Asset Management Holdings Limited in the 25% to 50% band, since February 2015."},{"label":"Pemberton Asset Management Services Uk Limited","detail":"Shareholder in the 5% to 10% ownership band, since January 2012."},{"label":"Symon Drake-Brockman","detail":"Shareholder in the 25% to 50% ownership band and a control person, since November 2010. Also a partner of Pemberton Asset Management Holdings Limited in the 25% to 50% band and a control person, since November 2010."},{"label":"Pemberton Trust","detail":"Indirect owner: a shareholder of SDB Holdings Limited in the 25% to 50% band, since April 2025.","parent":"SDB Holdings Limited"},{"label":"Pemberton Asset Management Holdings Limited","detail":"Indirect owner: a shareholder of Pemberton Asset Management Services Uk Limited in the 75% or more band, since November 2010.","parent":"Pemberton Asset Management Services Uk Limited"},{"label":"Legal & General Group PLC","detail":"Indirect owner: a shareholder of Legal & General Capital Investments LTD in the 75% or more band and a control person, since February 2015.","parent":"Legal & General Capital Investments LTD"},{"label":"SDB Holdings Limited","detail":"Indirect owner: shareholder of Pemberton Asset Management Holdings Limited, since April 2025.","parent":"Pemberton Asset Management Holdings Limited"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"4402079939300","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["Other"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Other"],"financialPlanningClients":"0","assetMix":[],"privateFunds":5},"sources":{"adv1FilingDate":"26 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/282621/PDF/282621.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Pemberton Capital Advisors have?","answer":"Pemberton Capital Advisors has 83 clients and manages $25.1 billion for them, as of March 2026.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 26 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Pemberton Capital Advisors offer?","answer":"Pemberton Capital Advisors provides portfolio management for pooled vehicles and other activities.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Pemberton Capital Advisors have?","answer":"Pemberton Capital Advisors has 0 investment adviser representatives registered with state securities authorities, out of 146 employees, and 100 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Pemberton Capital Advisors?","answer":"Pemberton Capital Advisors is owned through a chain of holding companies by Pemberton Trust and Legal & General Group PLC. Its direct owners are Legal & General Capital Investments LTD, Pemberton Asset Management Services Uk Limited and Symon Drake-Brockman, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 26 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Pemberton Capital Advisors get paid?","answer":"Pemberton Capital Advisors is paid through other arrangements. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}