Pegasus Financial Group provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers.
Pegasus Financial Group reports 204 clients. They include 163 individual clients and 41 high-net-worth individuals. Of its assets, 100.0% ($122M across 282 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 80% | 40% |
| High-net-worth individuals | 20% | 59% |
| Pension and profit-sharing plans | Fewer than 5 | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 163 | $49.1M | 40.2% | $301K |
| High-net-worth individuals | 41 | $72.3M | 59.1% | $1.76M |
| Pension and profit-sharing plans | Fewer than 5 | $856K | 0.7% | — |
| Total | 204 | $122M | 100% | — |
- Clients
- 163
- Regulatory AUM
- $49.1M
- AUM share
- 40.2%
- Avg. per client
- $301K
- Clients
- 41
- Regulatory AUM
- $72.3M
- AUM share
- 59.1%
- Avg. per client
- $1.76M
- Clients
- Fewer than 5
- Regulatory AUM
- $856K
- AUM share
- 0.7%
- Avg. per client
- —
Total
- Clients
- 204
- Regulatory AUM
- $122M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Pegasus Financial Group charges 0.75%–0.95% a year for its Investment management services. The fee is billed in advance and is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial planning
- Financial planning is billed at up to $300 per hour or as an annual fee of up to $3,000, negotiable.
Stephen Moss owns 50% to 75% of Pegasus Financial Group. It has 4 employees, 3 of them in advisory roles.
Leadership
- Gail FialkowPassive Owner
- Stephen MossOwner/COO/CCO
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
Staff
- 4 employees
- 3 in advisory functions
- 3 state-registered reps
- 3 broker-dealer reps
- 3 insurance agents
- Owns 50% to 75% of Pegasus Financial Group LLC
Stephen Moss
Control person · since July 2007
- Owns 25% to 50% of Pegasus Financial Group LLC
Gail Fialkow
Control person · since July 2007
Besides its headquarters, Pegasus Financial Group has 0 offices, with 1 listed address in Virginia.
Virginia · 1 listed address
- 4211 Pleasant Valley Road, Suite 260, ChantillyHQ
Contact and registration details
- Legal name
- Pegasus Financial Group LLC
- Headquarters
- 4211 Pleasant Valley Road, Suite 260, Chantilly, VA 20151
- Website
- pegasusfg.com
- Phone
- 703-956-6662
- SEC file
- 801-135939
- Structure
- Virginia LLC
- Fiscal year end
- December
Pegasus Financial Group uses Axos Clearing ($111M) as custodian for its separately managed accounts. Pegasus Financial Group does not have custody of client assets.
- Axos ClearingAxos Clearing LLC · Omaha, NE · $111M100%
At year end, Pegasus Financial Group’s separately managed accounts were mostly in funds (67%) and stocks (25%).
What the accounts hold
- Stocks25%
- Funds67%
- Cash8%
How many clients does Pegasus Financial Group have?
Pegasus Financial Group has 204 clients and manages $122 million for them, as of May 2026. They include 163 individual clients and 41 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 18 May 2026
What services does Pegasus Financial Group offer?
Pegasus Financial Group provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Pegasus Financial Group charge?
Pegasus Financial Group charges 0.75%–0.95% a year for its Investment management services. The fee is billed in advance and is negotiable.
Source: PEGASUS FINANCIAL GROUP ADV 2A-2B, filed 18 May 2026
Which custodians does Pegasus Financial Group use?
Pegasus Financial Group’s separately managed account assets are held at Axos Clearing LLC (Omaha, NE), with $111M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 18 May 2026
How many financial advisors does Pegasus Financial Group have?
Pegasus Financial Group has 3 investment adviser representatives registered with state securities authorities, out of 4 employees, and 3 perform investment advisory functions. 3 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Pegasus Financial Group invest in?
At the end of its last fiscal year, Pegasus Financial Group’s separately managed accounts held 67% registered funds (mutual funds, ETFs, BDCs), 25% exchange-traded equities and 8% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Pegasus Financial Group?
Pegasus Financial Group’s direct owners are Stephen Moss (50% to 75%) and Gail Fialkow (25% to 50%).
Source: Form ADV Part 1A, Schedules A and B, filed 18 May 2026
How does Pegasus Financial Group get paid?
Pegasus Financial Group is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Pegasus Financial Group registered with the SEC?
Yes, Pegasus Financial Group has been registered with the SEC as an investment adviser since 22 April 2026. Its CRD number is 145127 and its SEC file number is 801-135939.
Source: Form ADV Part 1A, Item 1, filed 18 May 2026; IAPD firm record
How do I contact Pegasus Financial Group?
Pegasus Financial Group’s main office is at 4211 Pleasant Valley Road, Suite 260, Chantilly, VA 20151. Its phone number is 703-956-6662. Its website is pegasusfg.com.