Stephen Moss has been Owner/COO/CCO of Pegasus Financial Group since July 2007, is a control person of the firm and directly owns between 50% and 75% of it. Stephen Moss holds a B.S. in Business Administration from High Point College.
Pegasus Financial Group LLC is a Chantilly, VA firm with $122M under management, 204 clients and 3 advisers in one office, as of its May 2026 filing.
Stephen M. Moss is co-owner and founder of Pegasus Financial Group, based in Chantilly, VA. He and co-founder Gail Fialkow created the firm in 2007. After college he joined the Army as a Second Lieutenant, then developed over 19 years of business experience in sales, management, strategic planning, marketing and organizational effectiveness at Proctor & Gamble.
Stephen Moss’ longest registration is the current one, 19 years at Pegasus Financial Group since 2007. Before joining Pegasus Financial Group in 2007, Stephen Moss was registered through Triad Advisors, Inc. and Capital Planning & Investments.
- Pegasus Financial Group LLCCurrent– present · 19 yearsChantilly, VA · Adviser representative · Firm CRD 145127
- Triad Advisors, Inc.– · under a yearChantilly, VA · Adviser representative · Firm CRD 25803
- Capital Planning & Investments– · 2 yearsFairfax, VA · Adviser representative · Firm CRD 116363
- The Strategic Financial Alliance– · 1 yearFairfax, VA · Adviser representative · Firm CRD 126514
- Ifg Advisory Services Inc– · under a yearFairfax, VA · Adviser representative · Firm CRD 105316
- American Express Financial Advisors, Inc.– · under a yearCentreville, VA · Adviser representative · Firm CRD 6363
Professional designations
Listed by Pegasus Financial Group
- Accredited Investment Fiduciary (AIF®)
Investment adviser representative registrations
Stephen Moss is registered as an investment adviser representative in Virginia, since October 2007.
- VirginiaSince 19 October 2007
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 21 December 2002 |
| Series 66 | Uniform Combined State Law Examination | 9 December 2002 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Combined State Law Examination
- Full name
- Stephen Michael Moss
- CRD
- 1343419
- Firm
- Pegasus Financial Group · CRD 145127
- Role
- Owner/COO/CCO
- Office
- 4211 PLEASANT VALLEY ROAD, SUITE 260, Chantilly, VA 20151
- Registration
- Investment adviser and broker registrations
- In the industry since
- October 2002
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- pegasusfg.com
Where does Stephen Moss work?
Stephen Moss has been Owner/COO/CCO of Pegasus Financial Group LLC since July 2007, and is a control person of the firm.
Is Stephen Moss a financial advisor?
Yes. Stephen Moss has a current investment-adviser registration in Virginia, through Pegasus Financial Group since October 2007.
How many years of experience does Stephen Moss have?
Stephen Moss has 24 years in the financial industry, since October 2002, across 6 adviser firms.
What exams has Stephen Moss passed?
Stephen Moss has passed 2 licensing exams: the Series 66 and Series 7. The earliest, the Series 66, was passed in December 2002. FINRA credited Stephen Moss with the SIE, which began in October 2018.
Where did Stephen Moss work before Pegasus Financial Group?
Before Pegasus Financial Group, Stephen Moss was registered through Triad Advisors, Inc., September 2007 to October 2007; Capital Planning & Investments, April 2005 to October 2007; The Strategic Financial Alliance, November 2003 to March 2005; Ifg Advisory Services Inc, May 2003 to November 2003; American Express Financial Advisors, Inc., January 2003 to April 2003.
Where is Stephen Moss based?
Stephen Moss’ registered office is in Chantilly, VA.
Is Stephen Moss registered with FINRA?
Yes. Stephen Moss has a current broker registration, under CRD 1343419.
Source: FINRA BrokerCheck
How can I verify Stephen Moss’ record?
Search CRD 1343419 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Stephen Moss’ full registration record.