Gail Fialkow has been Passive Owner of Pegasus Financial Group since July 2007, is a control person of the firm and directly owns between 25% and 50% of it.
Pegasus Financial Group LLC is a Chantilly, VA firm with $122M under management, 204 clients and 3 advisers in one office, as of its May 2026 filing.
Gail Fialkow’s longest registration was 10 years at Pegasus Financial Group LLC (2007–2018).
- Triad Advisors, Inc.– · under a yearChantilly, VA · Adviser representative · Firm CRD 25803
- Capital Planning & Investments– · 4 yearsFairfax, VA · Adviser representative · Firm CRD 116363
- American Express Financial Advisors, Inc.– · under a yearCentreville, VA · Adviser representative · Firm CRD 6363
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 51 | Municipal Fund Securities Principal Examination | 27 June 2016 |
| Series 24 | General Securities Principal Examination | 3 August 2004 |
| Series 66 | Uniform Combined State Law Examination | 20 February 2003 |
| Series 7 | General Securities Representative Examination | 12 February 2003 |
- Name
- Securities Industry Essentials Examination
- Name
- Municipal Fund Securities Principal Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Gail Ann Fialkow
- CRD
- 4611325
- Firm
- Pegasus Financial Group · CRD 145127
- Role
- Passive Owner
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
Where does Gail Fialkow work?
Gail Fialkow has been Passive Owner of Pegasus Financial Group LLC since July 2007, and is a control person of the firm.
Does Gail Fialkow have a current investment-adviser registration?
Gail Fialkow has no current investment-adviser or broker registration.
What exams has Gail Fialkow passed?
Gail Fialkow has passed 4 licensing exams: the Series 7, Series 66, Series 24 and Series 51. The earliest, the Series 7, was passed in February 2003. FINRA credited Gail Fialkow with the SIE, which began in October 2018.
Where was Gail Fialkow previously registered as an investment adviser?
Gail Fialkow has past investment-adviser registrations through Pegasus Financial Group LLC, October 2007 to May 2018; Triad Advisors, Inc., September 2007 to October 2007; Capital Planning & Investments, July 2003 to October 2007; American Express Financial Advisors, Inc., December 2002 to April 2003, across 4 firms.
Is Gail Fialkow registered with FINRA?
No. Gail Fialkow has no current broker registration.
How can I verify Gail Fialkow’s record?
Search CRD 4611325 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Gail Fialkow’s full registration record.