Peak Wealth Management provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers. Financial planning was provided to 1–10 clients last fiscal year.
Peak Wealth Management reports 643 clients. They include 520 individual clients and 123 high-net-worth individuals. Of its assets, 100.0% ($446M across 2,274 accounts) are managed with discretion. A wrap fee program the firm both sponsors and manages holds $446M.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 81% | 37% |
| High-net-worth individuals | 19% | 63% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 520 | $164M | 36.8% | $315K |
| High-net-worth individuals | 123 | $282M | 63.2% | $2.29M |
| Total | 643 | $446M | 100% | $694K |
- Clients
- 520
- Regulatory AUM
- $164M
- AUM share
- 36.8%
- Avg. per client
- $315K
- Clients
- 123
- Regulatory AUM
- $282M
- AUM share
- 63.2%
- Avg. per client
- $2.29M
Total
- Clients
- 643
- Regulatory AUM
- $446M
- AUM share
- 100%
- Avg. per client
- $694K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Peak Wealth Management charges 0.75%–1.00% a year for its Wrap Fee Program. The fee is billed in advance.
Fee details and sources
Nicholas Hopwood owns 75% or more of Peak Wealth Management. The leadership team of Peak Wealth Management includes Chief Compliance Officer Nicholas Hopwood. It has 3 employees.
Leadership
Nicholas HopwoodManaging Member/Chief Compliance Officer- James PilatMember
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
Staff
- 3 employees
- 3 in advisory functions
- 3 state-registered reps
- 2 broker-dealer reps
- 2 insurance agents
- Owns 75% or more of Peak Wealth Management, LLC
Nicholas Hopwood
Control person · since February 2013
- Owns 10% to 25% of Peak Wealth Management, LLC
James Pilat
since August 2025
Peak Wealth Management’s regulatory assets grew 2.4× from $184M (April 2021) to $446M (March 2026); clients rose from 465 to 643 and employees were 3 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $446M | 643 | 3 | 1 |
| February 2025 | $352M | 669 | 4 | 1 |
| February 2024 | $280M | 677 | 5 | 1 |
| March 2023 | $228M | 660 | 3 | 1 |
| March 2022 | $222M | 532 | 3 | 1 |
| April 2021 | $184M | 465 | 3 | 1 |
Besides its headquarters, Peak Wealth Management has 0 offices, with 1 listed address in Michigan.
Michigan · 1 listed address
- 41011 Ann Arbor Road, PlymouthHQ
Contact and registration details
- Legal name
- Peak Wealth Management, LLC
- Headquarters
- 41011 Ann Arbor Road, Plymouth, MI 48170
- Website
- peakwm.com
- Phone
- 734-681-7575
- SEC file
- 801-114800
- Structure
- Michigan LLC
- Fiscal year end
- December
Peak Wealth Management uses Charles Schwab ($433M) as custodian for its separately managed accounts. Peak Wealth Management has custody of $433M in client assets for 643 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Omaha, NE · $433M100%
At year end, Peak Wealth Management’s separately managed accounts were mostly in stocks (90%). Its reported 13F holdings for the quarter ended 30 June 2026 total $365M across 131 positions; the largest are Vanguard Index Fds (6.2%), Vanguard Tax-managed Fds (6.0%) and SPDR Series Trust (4.8%).
What the accounts hold
- Stocks90%
- Exchange-traded equities80%
- Non-exchange-traded equities10%
- Cash5%
- Other5%
- Variable annuities5%
Reported 13F holdings
- $365M
- Reported 13F value
- 131
- Positions
- 41.9%
- In the 10 largest
- +15.9%
- Value vs. prior quarter
- Vanguard Index Fds · Growth ETF6.2%
- Vanguard Tax-managed Fds · Van FTSE Dev Mkt6.0%
- SPDR Series Trust · State Street Spd4.8%
- J P Morgan Exchange Traded F · Betabuildrs US4.8%
- Vanguard Index Fds · Value ETF4.7%
- Pimco ETF TR · Active BD ETF4.1%
- Pimco ETF TR · Multisector BD3.4%
- Capital Group Core Balanced3.0%
- iShares TR · Core 80/20 Aggre2.8%
- Vanguard Intl Equity Index F · FTSE Emr Mkt ETF2.1%
Together, the ten largest are 41.9% of reported value.
How many clients does Peak Wealth Management have?
Peak Wealth Management has 643 clients and manages $446 million for them, as of March 2026. They include 520 individual clients and 123 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 26 March 2026
What services does Peak Wealth Management offer?
Peak Wealth Management provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Peak Wealth Management charge?
Peak Wealth Management charges 0.75%–1.00% a year for its Wrap Fee Program. The fee is billed in advance.
Which custodians does Peak Wealth Management use?
Peak Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Omaha, NE), with $433M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 26 March 2026
How many financial advisors does Peak Wealth Management have?
Peak Wealth Management has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. 2 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Peak Wealth Management invest in?
At the end of its last fiscal year, Peak Wealth Management’s separately managed accounts held 80% exchange-traded equities, 10% non-exchange-traded equities, 5% cash and equivalents and 5% other. The 5% other category is described as: Variable Annuities.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Peak Wealth Management?
Peak Wealth Management’s direct owners are Nicholas Hopwood (75% or more) and James Pilat (10% to 25%).
Source: Form ADV Part 1A, Schedules A and B, filed 26 March 2026
How does Peak Wealth Management get paid?
Peak Wealth Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Peak Wealth Management?
Peak Wealth Management’s main office is at 41011 Ann Arbor Road, Plymouth, MI 48170. Its phone number is 734-681-7575. Its website is peakwm.com.