James Pilat has held the title Member at Peak Wealth Management since August 2025, is not listed as a control person, but directly owns between 10% and 25% of the firm.
Peak Wealth Management, LLC is a Plymouth, MI firm with $446M under management, 643 clients and 3 advisers in one office, as of its March 2026 filing.
James Pilat’s longest registration is the current one, 8 years at Peak Wealth Management since 2018. Before joining Peak Wealth Management in 2018, James Pilat was registered through LPL Financial LLC and Axa Advisors, LLC.
- Peak Wealth Management, LLCCurrent– present · 8 yearsPlymouth, MI · Adviser representative · Firm CRD 166944
- LPL Financial LLC– · 1 yearLivonia, MI · Adviser representative · Firm CRD 6413
- Axa Advisors, LLC– · 2 yearsTroy, MI · Adviser representative · Firm CRD 6627
Investment adviser representative registrations
James Pilat is registered as an investment adviser representative in Michigan, since August 2018.
- MichiganSince 10 August 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 2 April 2014 |
| Series 7 | General Securities Representative Examination | 14 February 2014 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- James Ronald Pilat
- CRD
- 6265955
- Firm
- Peak Wealth Management · CRD 166944
- Role
- Member
- Office
- 41011 ANN ARBOR ROAD, Plymouth, MI 48170
- Registration
- Investment adviser and broker registrations
- In the industry since
- February 2014
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does James Pilat work?
James Pilat has held the title Member at Peak Wealth Management, LLC since August 2025.
Is James Pilat a financial advisor?
Yes. James Pilat has a current investment-adviser registration in Michigan, through Peak Wealth Management since August 2018.
How many years of experience does James Pilat have?
James Pilat has 12 years in the financial industry, since February 2014, across 3 adviser firms.
What exams has James Pilat passed?
James Pilat has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in February 2014. FINRA credited James Pilat with the SIE, which began in October 2018.
Where did James Pilat work before Peak Wealth Management?
Before Peak Wealth Management, James Pilat was registered through Axa Advisors, LLC, April 2014 to February 2017.
Where is James Pilat based?
James Pilat’s registered office is in Plymouth, MI.
Is James Pilat registered with FINRA?
Yes. James Pilat has a current broker registration, under CRD 6265955.
Source: FINRA BrokerCheck
How can I verify James Pilat’s record?
Search CRD 6265955 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish James Pilat’s full registration record.
