Nicholas Hopwood has been Managing Member/Chief Compliance Officer of Peak Wealth Management since February 2013, is a control person of the firm and directly owns 75% or more of it. Nicholas Hopwood holds a Degree in Economics from the University of Michigan.
Peak Wealth Management, LLC is a Plymouth, MI firm with $446M under management, 643 clients and 3 advisers in one office, as of its March 2026 filing.
Nick Hopwood is President and Founder of Peak Wealth Management, based in Plymouth, MI. He has managed client portfolios since 1999.
Nicholas Hopwood’s longest registration is the current one, 13 years at Peak Wealth Management since 2013. Before joining Peak Wealth Management in 2013, Nicholas Hopwood was registered through Park Avenue Wealth Management, LLC and LPL Financial LLC.
- Park Avenue Wealth Management, LLC– · under a yearLivonia, MI · Adviser representative · Firm CRD 124422
- Peak Wealth Management, LLCCurrent– present · 13 yearsPlymouth, MI · Adviser representative · Firm CRD 166944
- Park Avenue Wealth Management, LLC– · 2 yearsLivonia, MI · Adviser representative · Firm CRD 124422
- LPL Financial LLC– · 6 yearsPlymouth, MI · Adviser representative · Firm CRD 6413
Professional designations
Listed by Peak Wealth Management
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Nicholas Hopwood is registered as an investment adviser representative in 4 states. The first approvals date from July 2013; the most recent is Texas, in March 2022.
- FloridaSince 22 January 2015
- MichiganSince 31 July 2013
- OhioSince 29 August 2013
- TexasSince 17 March 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 3 August 2010 |
| Series 63 | Uniform Securities Agent State Law Examination | 10 November 2000 |
| Series 7 | General Securities Representative Examination | 5 September 2000 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Nicholas H Hopwood
- CRD
- 4237515
- Firm
- Peak Wealth Management · CRD 166944
- Role
- Managing Member/Chief Compliance Officer
- Office
- 41011 ANN ARBOR ROAD, Plymouth, MI 48170
- Registration
- Investment adviser and broker registrations
- In the industry since
- September 2000
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- peakwm.com
Where does Nicholas Hopwood work?
Nicholas Hopwood has been Managing Member/Chief Compliance Officer of Peak Wealth Management, LLC since February 2013, and is a control person of the firm.
Is Nicholas Hopwood a financial advisor?
Yes. Nicholas Hopwood has a current investment-adviser registration in Florida, Michigan, Ohio and Texas, through Peak Wealth Management since July 2013.
How many years of experience does Nicholas Hopwood have?
Nicholas Hopwood has 26 years in the financial industry, since September 2000, across 3 adviser firms.
What exams has Nicholas Hopwood passed?
Nicholas Hopwood has passed 3 licensing exams: the Series 7, Series 63 and Series 24. The earliest, the Series 7, was passed in September 2000. FINRA credited Nicholas Hopwood with the SIE, which began in October 2018.
Where did Nicholas Hopwood work before Peak Wealth Management?
Before Peak Wealth Management, Nicholas Hopwood was registered through Park Avenue Wealth Management, LLC, December 2010 to February 2013.
Where is Nicholas Hopwood based?
Nicholas Hopwood’s registered office is in Plymouth, MI.
Is Nicholas Hopwood registered with FINRA?
Yes. Nicholas Hopwood has a current broker registration, under CRD 4237515.
Source: FINRA BrokerCheck
Is Nicholas Hopwood a CFP?
Peak Wealth Management lists Nicholas Hopwood with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Nicholas Hopwood’s record?
Search CRD 4237515 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Nicholas Hopwood’s full registration record.