Peak Investment Advisors provides financial planning and portfolio management for individuals and small businesses. Financial planning was provided to 1–10 clients last fiscal year.
Peak Investment Advisors reports 40 clients. They include 25 high-net-worth individuals, 14 individual clients and 1 charitable organization. Of its assets, 65.2% ($153M across 192 accounts) are managed with discretion; $81.7M across 3 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 35% | 3% |
| High-net-worth individuals | 63% | 96% |
| Charitable organizations | 3% | 1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 14 | $6.51M | 2.8% | $465K |
| High-net-worth individuals | 25 | $225M | 95.7% | $8.98M |
| Charitable organizations | 1 | $3.51M | 1.5% | $3.51M |
| Total | 40 | $235M | 100% | $5.87M |
- Clients
- 14
- Regulatory AUM
- $6.51M
- AUM share
- 2.8%
- Avg. per client
- $465K
- Clients
- 25
- Regulatory AUM
- $225M
- AUM share
- 95.7%
- Avg. per client
- $8.98M
- Clients
- 1
- Regulatory AUM
- $3.51M
- AUM share
- 1.5%
- Avg. per client
- $3.51M
Total
- Clients
- 40
- Regulatory AUM
- $235M
- AUM share
- 100%
- Avg. per client
- $5.87M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Peak Investment Advisors charges 1.00% a year for its Investment management fee. The fee is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial consultation
- Financial consultation is available on an hourly basis of $300 or as negotiated.
Richard Mueller owns 75% or more of Peak Investment Advisors. It has 2 employees, 1 of them in advisory roles.
Staff
- 2 employees
- 1 in advisory functions
- 1 state-registered rep
- Owns 75% or more of Peak Investment Advisors, Inc.
Richard Mueller
Control person · since January 1994
- Owns 5% to 10% of Peak Investment Advisors, Inc.
Lisa Mueller
since January 2018
Peak Investment Advisors’ regulatory assets grew 1.8× from $130M (June 2024) to $235M (March 2026); clients were 40 in both filings and employees were 2 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $235M | 40 | 2 | 2 |
| Mar 2025March 2025 | $140M | 38 | 2 | 2 |
| Jun 2024June 2024 | $130M | 41 | 2 | 2 |
Besides its headquarters, Peak Investment Advisors has 1 office (1 private residence, listed without an address), with 1 listed address in 1 state.
Colorado · 1 listed address
- 5825 Delmonico Drive, Suite 310, Colorado SpringsHQ
Contact and registration details
- Legal name
- Peak Investment Advisors, Inc.
- Headquarters
- 5825 Delmonico Drive, Suite 310, Colorado Springs, CO 80919
- Website
- peakinvestmentadvisors.com
- Phone
- 719-260-6475
- SEC file
- 801-130549
- Structure
- Colorado corporation
- Fiscal year end
- December
Peak Investment Advisors’ named custodian for separately managed accounts is Charles Schwab ($106M). Peak Investment Advisors has custody of $60.2K for 1 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $106M100%
At year end, Peak Investment Advisors’ separately managed accounts were mostly in stocks (63%) and bonds (31%).
What the accounts hold
- Stocks63%
- Bonds31%
- U.S. government and agency bonds22%
- Investment grade corporate bonds7%
- High-yield corporate bonds2%
- Cash6%
How many clients does Peak Investment Advisors have?
Peak Investment Advisors has 40 clients and manages $235 million for them, as of March 2026. They include 25 high-net-worth individuals, 14 individual clients and 1 charitable organization.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 25 March 2026
What services does Peak Investment Advisors offer?
Peak Investment Advisors provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Peak Investment Advisors charge?
Peak Investment Advisors charges 1.00% a year for its Investment management fee. The fee is negotiable.
Source: PEAK INVESTMENT ADVISORS, INC. ADV PART 2A AND PART 2B BROCHURE, filed 25 March 2026
Which custodians does Peak Investment Advisors use?
Peak Investment Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $106M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 25 March 2026
How many financial advisors does Peak Investment Advisors have?
Peak Investment Advisors has 1 investment adviser representative registered with state securities authorities, out of 2 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Peak Investment Advisors invest in?
At the end of its last fiscal year, Peak Investment Advisors’ separately managed accounts held 63% exchange-traded equities, 22% U.S. government and agency bonds, 7% investment grade corporate bonds, 6% cash and equivalents and 2% high-yield corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Peak Investment Advisors?
Peak Investment Advisors’ direct owners are Richard Mueller (75% or more) and Lisa Mueller (5% to 10%).
Source: Form ADV Part 1A, Schedules A and B, filed 25 March 2026
How does Peak Investment Advisors get paid?
Peak Investment Advisors is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Peak Investment Advisors?
Peak Investment Advisors’ main office is at 5825 Delmonico Drive, Suite 310, Colorado Springs, CO 80919. Its phone number is 719-260-6475. Its website is peakinvestmentadvisors.com.