Richard Mueller has been CEO, CCO, CFO, COO, Clo of Peak Investment Advisors since January 1994, is a control person of the firm and directly owns 75% or more of it. Richard Mueller holds an MBA from the University of Chicago and a BA in Accountancy from the University of Illinois.
Peak Investment Advisors, Inc. is a Colorado Springs, CO firm with $235M under management, 40 clients and 1 adviser across 2 offices, as of its March 2026 filing.
Richard Mueller is Founder and Chief Investment Officer of Peak Investment Advisors. He has worked in investment research and management since 1986. As an investment analyst, he has appeared on CNN, been a guest on Terry Savage's NBC program, and been quoted in the Wall Street Journal, the American Banker, the Chicago Tribune and the New York Times.
Professional designations
Listed by Peak Investment Advisors
- CPA
- CFA
Investment adviser representative registrations
Richard Mueller is registered as an investment adviser representative in 2 states. The first approvals date from January 1999; the most recent is Florida, in November 2024.
- ColoradoSince 1 January 1999
- FloridaSince 15 November 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 16 February 1994 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Richard Allan Mueller
- CRD
- 2460848
- Firm
- Peak Investment Advisors · CRD 113967
- Role
- CEO, CCO, CFO, COO, Clo
- Registration
- Investment adviser registration
- In the industry since
- December 1998
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- peakinvestmentadvisors.com
Where does Richard Mueller work?
Richard Mueller has been CEO, CCO, CFO, COO, Clo of Peak Investment Advisors, Inc. since January 1994, and is a control person of the firm.
Is Richard Mueller a financial advisor?
Yes. Richard Mueller has a current investment-adviser registration in Colorado and Florida, through Peak Investment Advisors since January 1999.
How many years of experience does Richard Mueller have?
Richard Mueller has 27 years in the financial industry, since December 1998, across 1 adviser firm.
What exams has Richard Mueller passed?
Richard Mueller passed the Series 65 in February 1994.
Is Richard Mueller registered with FINRA?
No. Richard Mueller has no current broker registration.
Is Richard Mueller a CFA charterholder?
Peak Investment Advisors lists Richard Mueller with the CFA credential (“CFA”) on its website. CFA Institute confirms certification status.
Source: Richard Mueller biography, peakinvestmentadvisors.com
How can I verify Richard Mueller’s record?
Search CRD 2460848 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Richard Mueller’s full registration record.