Peak Financial Consulting provides financial planning, portfolio management for individuals and small businesses, and educational seminars. Financial planning was provided to 101–250 clients last fiscal year.
Peak Financial Consulting reports 371 clients. They include 320 individual clients and 51 high-net-worth individuals. Of its assets, 100.0% ($132M across 371 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 86% | 46% |
| High-net-worth individuals | 14% | 54% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 320 | $60.4M | 45.7% | $189K |
| High-net-worth individuals | 51 | $71.8M | 54.3% | $1.41M |
| Total | 371 | $132M | 100% | $357K |
- Clients
- 320
- Regulatory AUM
- $60.4M
- AUM share
- 45.7%
- Avg. per client
- $189K
- Clients
- 51
- Regulatory AUM
- $71.8M
- AUM share
- 54.3%
- Avg. per client
- $1.41M
Total
- Clients
- 371
- Regulatory AUM
- $132M
- AUM share
- 100%
- Avg. per client
- $357K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
Peak Financial Consulting is paid through a percentage of assets under management and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning
- Financial plans are a fixed fee: $1,000 to $2,000 for simple plans, $2,001 to $6,000 for moderate plans and $6,001 to $12,000 for complex plans, 25% in advance, plus an optional $400 annual renewal.
Donald Droegemueller owns 75% or more of Peak Financial Consulting. The leadership team of Peak Financial Consulting includes President Donald Droegemueller. It has 2 employees.
Staff
- 2 employees
- 2 in advisory functions
- 2 state-registered reps
- 2 broker-dealer reps
- 2 insurance agents
- Owns 75% or more of Peak Financial Consulting, Inc.
Donald Droegemueller
Control person · since June 2019
Peak Financial Consulting’s regulatory assets grew from $110M (June 2025) to $132M (February 2026); clients were 371 in both filings and employees were 2 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Feb 2026February 2026 | $132M | 371 | 2 | 1 |
| Jun 2025June 2025 | $110M | 356 | 2 | 1 |
Besides its headquarters, Peak Financial Consulting has 0 offices, with 1 listed address in 1 state.
Minnesota · 1 listed address
- 1650 West 82nd Street, Suite 870, BloomingtonHQ
Contact and registration details
- Legal name
- Peak Financial Consulting, Inc.
- Headquarters
- 1650 West 82nd Street, Suite 870, Bloomington, MN 55431
- Website
- peakfinancialconsulting.com
- Phone
- 952-303-8200
- SEC file
- 801-132854
- Structure
- Minnesota corporation
- Fiscal year end
- December
Peak Financial Consulting’s named custodian for separately managed accounts is Charles Schwab ($132M). Peak Financial Consulting does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $132M100%
At year end, Peak Financial Consulting’s separately managed accounts were mostly in funds (82%) and stocks (10%).
What the accounts hold
- Stocks10%
- Funds82%
- Bonds1%
- Cash7%
How many clients does Peak Financial Consulting have?
Peak Financial Consulting has 371 clients and manages $132 million for them, as of February 2026. They include 320 individual clients and 51 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 25 February 2026
What services does Peak Financial Consulting offer?
Peak Financial Consulting provides financial planning, portfolio management for individuals and small businesses, and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Peak Financial Consulting use?
Peak Financial Consulting’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $132M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 25 February 2026
How many financial advisors does Peak Financial Consulting have?
Peak Financial Consulting has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. 2 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Peak Financial Consulting invest in?
At the end of its last fiscal year, Peak Financial Consulting’s separately managed accounts held 82% registered funds (mutual funds, ETFs, BDCs), 10% exchange-traded equities, 7% cash and equivalents and 1% U.S. government and agency bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Peak Financial Consulting?
Peak Financial Consulting’s direct owner is Donald Droegemueller (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 25 February 2026
How does Peak Financial Consulting get paid?
Peak Financial Consulting is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Peak Financial Consulting?
Peak Financial Consulting’s main office is at 1650 West 82nd Street, Suite 870, Bloomington, MN 55431. Its phone number is 952-303-8200. Its website is peakfinancialconsulting.com.