Donald Droegemueller has been President/Chief Compliance Officer of Peak Financial Consulting since June 2019, is a control person of the firm and directly owns 75% or more of it.
Peak Financial Consulting, Inc. is a Bloomington, MN firm with $132M under management, 371 clients and 2 advisers in one office, as of its February 2026 filing.
Donald Droegemueller’s longest registration is the current one, 8 years at Peak Financial Consulting since 2018. Before joining Peak Financial Consulting in 2018, Donald Droegemueller was registered through LPL Financial LLC.
- – present · 8 yearsBloomington, MN · Adviser representative · Firm CRD 291860
- LPL Financial LLC– · 2 yearsBloomington, MN · Adviser representative · Firm CRD 6413
Investment adviser representative registrations
Donald Droegemueller is registered as an investment adviser representative in 2 states. Each was approved in March 2018.
- MinnesotaSince 29 March 2018
- TexasSince 29 March 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 12 January 2017 |
| Series 7 | General Securities Representative Examination | 21 August 2008 |
| Series 63 | Uniform Securities Agent State Law Examination | 18 June 2008 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Donald Walter Droegemueller
- CRD
- 5420529
- Firm
- Peak Financial Consulting · CRD 291860
- Role
- President/Chief Compliance Officer
- Office
- 1650 WEST 82ND STREET, SUITE 870, Bloomington, MN 55431
- Registration
- Investment adviser and broker registrations
- In the industry since
- August 2008
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Donald Droegemueller work?
Donald Droegemueller has been President/Chief Compliance Officer of Peak Financial Consulting, Inc. since June 2019, and is a control person of the firm.
Is Donald Droegemueller a financial advisor?
Yes. Donald Droegemueller has a current investment-adviser registration in Minnesota and Texas, through Peak Financial Consulting since March 2018.
How many years of experience does Donald Droegemueller have?
Donald Droegemueller has 18 years in the financial industry, since August 2008, across 2 adviser firms.
What exams has Donald Droegemueller passed?
Donald Droegemueller has passed 3 licensing exams: the Series 63, Series 7 and Series 65. The earliest, the Series 63, was passed in June 2008. FINRA credited Donald Droegemueller with the SIE, which began in October 2018.
Where is Donald Droegemueller based?
Donald Droegemueller’s registered office is in Bloomington, MN.
Is Donald Droegemueller registered with FINRA?
Yes. Donald Droegemueller has a current broker registration, under CRD 5420529.
Source: FINRA BrokerCheck
How can I verify Donald Droegemueller’s record?
Search CRD 5420529 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Donald Droegemueller’s full registration record.