Paul & Co. Wealth Management provides financial planning, portfolio management for individuals and small businesses, and pension consulting. Financial planning was provided to 1–10 clients last fiscal year.
Paul & Co. Wealth Management reports 148 clients. They include 78 individual clients, 62 high-net-worth individuals, and 5 pension and profit-sharing plans. Of its assets, 100.0% ($165M across 538 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 53% | 24% |
| High-net-worth individuals | 42% | 62% |
| Pension and profit-sharing plans | 3% | 12% |
| Corporations and other businesses | 2% | 3% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 78 | $38.9M | 23.6% | $498K |
| High-net-worth individuals | 62 | $101M | 61.6% | $1.64M |
| Pension and profit-sharing plans | 5 | $19M | 11.5% | $3.8M |
| Corporations and other businesses | 3 | $5.44M | 3.3% | $1.81M |
| Total | 148 | $165M | 100% | $1.11M |
- Clients
- 78
- Regulatory AUM
- $38.9M
- AUM share
- 23.6%
- Avg. per client
- $498K
- Clients
- 62
- Regulatory AUM
- $101M
- AUM share
- 61.6%
- Avg. per client
- $1.64M
- Clients
- 5
- Regulatory AUM
- $19M
- AUM share
- 11.5%
- Avg. per client
- $3.8M
- Clients
- 3
- Regulatory AUM
- $5.44M
- AUM share
- 3.3%
- Avg. per client
- $1.81M
Total
- Clients
- 148
- Regulatory AUM
- $165M
- AUM share
- 100%
- Avg. per client
- $1.11M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Paul & Co. Wealth Management charges up to 2.00% a year for its Investment Management Services. The fee is billed in advance. The brochure also prices 3 other services, listed under fee details.
Fee details and sources
Other fees
- Ongoing Financial Planning
- A recurring fixed fee of up to $10,000 a year, paid semi-annually in arrears and negotiable, plus an initial plan fee of no more than $10,000.
- Project-Based Financial Planning
- A fixed fee from $250 to $10,000, payable in advance, or an hourly rate of $250.
- Retirement Plan Management
- An annual fee of up to 2.00% of assets under management, paid quarterly in arrears, excluding fees to record keepers, custodians and administrators.
Paul Parotti owns 75% or more of Paul & Co. Wealth Management. It has 2 employees.
Staff
- 2 employees
- 2 in advisory functions
- 2 state-registered reps
- 2 insurance agents
- Owns 75% or more of Paul & Co. Wealth Management, Inc.
Paul Parotti
Control person · since December 2015
Paul & Co. Wealth Management’s regulatory assets grew from $132M (January 2025) to $165M (January 2026); clients were 148 in both filings and employees were 2 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Jan 2026January 2026 | $165M | 148 | 2 | 1 |
| Jan 2025January 2025 | $132M | 145 | 2 | 1 |
Besides its headquarters, Paul & Co. Wealth Management has 0 offices, with 1 listed address in 1 state.
California · 1 listed address
- 4555 El Camino Real, Suite I, AtascaderoHQ
Contact and registration details
- Legal name
- Paul & Co. Wealth Management, Inc.
- Headquarters
- 4555 El Camino Real, Suite I, Atascadero, CA 93422
- Website
- slomoneymanagers.com
- Phone
- 805-460-7232
- SEC file
- 801-130860
- Structure
- California corporation
- Fiscal year end
- December
Paul & Co. Wealth Management’s named custodians for separately managed accounts are Charles Schwab ($142M, 88%) and Ascensus Trust ($19M, 12%). Paul & Co. Wealth Management does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $142M88%
- Ascensus TrustAscensus Trust Company · Fargo, ND · $19M12%
At year end, Paul & Co. Wealth Management’s separately managed accounts were mostly in funds (92%).
What the accounts hold
- Stocks2%
- Funds92%
- Bonds5%
- Cash1%
How many clients does Paul & Co. Wealth Management have?
Paul & Co. Wealth Management has 148 clients and manages $165 million for them, as of January 2026. They include 78 individual clients, 62 high-net-worth individuals, and 5 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 23 January 2026
What services does Paul & Co. Wealth Management offer?
Paul & Co. Wealth Management provides financial planning, portfolio management for individuals and small businesses, and pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Paul & Co. Wealth Management charge?
Paul & Co. Wealth Management charges up to 2.00% a year for its Investment Management Services. The fee is billed in advance.
Source: SLO MONEY MANAGERS ADV PART 2A, filed 23 January 2026
Which custodians does Paul & Co. Wealth Management use?
Paul & Co. Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $142M and Ascensus Trust Company (Fargo, ND), with $19M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 23 January 2026
How many financial advisors does Paul & Co. Wealth Management have?
Paul & Co. Wealth Management has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Paul & Co. Wealth Management invest in?
At the end of its last fiscal year, Paul & Co. Wealth Management’s separately managed accounts held 92% registered funds (mutual funds, ETFs, BDCs), 5% U.S. government and agency bonds, 2% exchange-traded equities and 1% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Paul & Co. Wealth Management?
Paul & Co. Wealth Management’s direct owner is Paul Parotti (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 23 January 2026
How does Paul & Co. Wealth Management get paid?
Paul & Co. Wealth Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Paul & Co. Wealth Management?
Paul & Co. Wealth Management’s main office is at 4555 El Camino Real, Suite I, Atascadero, CA 93422. Its phone number is 805-460-7232. Its website is slomoneymanagers.com.