Paul Parotti has been CEO/CCO of Paul & Co. Wealth Management since December 2015, is a control person of the firm and directly owns 75% or more of it.
Paul & Co. Wealth Management, Inc. is an Atascadero, CA firm with $165M under management, 148 clients and 2 advisers in one office, as of its January 2026 filing.
Paul Parotti’s longest registration was 9 years at Money Managers, Inc. (2015–2024). Before joining Paul & Co. Wealth Management in 2024, Paul Parotti was registered through Money Managers, Inc. and Garcia Wealth Management Group, Inc.
- Slo Money ManagersCurrent– present · 2 yearsAtascadero, CA · Adviser representative · Firm CRD 331617
- Money Managers, Inc.– · 9 yearsAtascadero, CA · Adviser representative · Firm CRD 151602
- Garcia Wealth Management Group, Inc.– · 3 yearsTempleton, CA · Adviser representative · Firm CRD 158082
- LPL Financial LLC– · 5 yearsTempleton, CA · Adviser representative · Firm CRD 6413
Investment adviser representative registrations
Paul Parotti is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from August 2024; the most recent is Texas, in January 2025.
- CaliforniaSince 6 August 2024
- TexasResidentSince 18 January 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 22 February 2008 |
| Series 7 | General Securities Representative Examination | 15 February 2008 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Paul Andrew Parotti
- CRD
- 5484427
- Firm
- Paul & Co. Wealth Management · CRD 331617
- Role
- CEO/CCO
- Office
- 4555 EL CAMINO REAL, SUITE I, Atascadero, CA 93422
- Registration
- Investment adviser registration
- In the industry since
- February 2008
- Disciplinary history
- Not yet shown here · SEC record
Where does Paul Parotti work?
Paul Parotti has been CEO/CCO of Paul & Co. Wealth Management, Inc. since December 2015, and is a control person of the firm.
Is Paul Parotti a financial advisor?
Yes. Paul Parotti has a current investment-adviser registration in California and Texas, through Paul & Co. Wealth Management since August 2024.
How many years of experience does Paul Parotti have?
Paul Parotti has 18 years in the financial industry, since February 2008, across 4 adviser firms.
What exams has Paul Parotti passed?
Paul Parotti has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in February 2008. FINRA credited Paul Parotti with the SIE, which began in October 2018.
Where did Paul Parotti work before Paul & Co. Wealth Management?
Before Paul & Co. Wealth Management, Paul Parotti was registered through Garcia Wealth Management Group, Inc., March 2012 to May 2015; LPL Financial LLC, February 2008 to March 2013.
Where is Paul Parotti based?
Paul Parotti’s registered office is in Atascadero, CA.
Is Paul Parotti registered with FINRA?
No. Paul Parotti has no current broker registration.
How can I verify Paul Parotti’s record?
Search CRD 5484427 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Paul Parotti’s full registration record.