Paradigm Wealth Management provides financial planning, portfolio management for individuals and small businesses, publishing newsletters, and educational seminars. Financial planning was provided to 51–100 clients last fiscal year.
Paradigm Wealth Management reports 351 clients. They include 319 individual clients, 27 high-net-worth individuals, and 3 pension and profit-sharing plans. Of its assets, 92.4% ($107M across 348 accounts) are managed with discretion; $8.85M across 3 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 91% | 50% |
| High-net-worth individuals | 8% | 42% |
| Pension and profit-sharing plans | <1% | 8% |
| Charitable organizations | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 319 | $58.3M | 50.1% | $183K |
| High-net-worth individuals | 27 | $48.9M | 42.0% | $1.81M |
| Pension and profit-sharing plans | 3 | $8.85M | 7.6% | $2.95M |
| Charitable organizations | 2 | $252K | 0.2% | $126K |
| Total | 351 | $116M | 100% | $331K |
- Clients
- 319
- Regulatory AUM
- $58.3M
- AUM share
- 50.1%
- Avg. per client
- $183K
- Clients
- 27
- Regulatory AUM
- $48.9M
- AUM share
- 42.0%
- Avg. per client
- $1.81M
- Clients
- 3
- Regulatory AUM
- $8.85M
- AUM share
- 7.6%
- Avg. per client
- $2.95M
- Clients
- 2
- Regulatory AUM
- $252K
- AUM share
- 0.2%
- Avg. per client
- $126K
Total
- Clients
- 351
- Regulatory AUM
- $116M
- AUM share
- 100%
- Avg. per client
- $331K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 51–100
Paradigm Wealth Management charges 1.00%–1.25% a year for its Asset Management Services. The whole portfolio is charged at the rate of its band. The fee is billed in advance and is negotiable. The brochure also prices 2 other services, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$1M | 1.25% |
| $1M and above | 1.00% |
Fee details and sources
Other fees
- Financial Planning Services
- Hourly at $200 per hour, or a negotiated fixed fee generally between $250 and $1,000.
- Retirement Plan Services
- Annual fee on plan assets of 1.25% up to $1,000,000 and 1.00% above, negotiable.
Andrew Pool owns 75% or more of Paradigm Wealth Management. The leadership team of Paradigm Wealth Management includes Chief Compliance Officer Andrew Pool. It has 8 employees, 2 of them in advisory roles.
Leadership
- Andrew PoolManaging Member and Chief Compliance Officer
- Deborah MooreOwner
Investment adviser representatives
1 representatives listed in the SEC register as of 9 October 2026.
Staff
- 8 employees
- 2 in advisory functions
- 2 state-registered reps
- 1 insurance agent
- Owns 75% or more of Paradigm Wealth Management, LLC
Andrew Pool
Control person · since November 2015
- Owns 10% to 25% of Paradigm Wealth Management, LLC
Deborah Moore
since January 2026
Paradigm Wealth Management’s regulatory assets fell from $251M (January 2021) to $116M (September 2026); clients fell from 629 to 351 and employees rose from 6 to 8.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| September 2026 | $116M | 351 | 8 | 1 |
| June 2025 | $386M | 715 | 8 | 2 |
| February 2024 | $309M | 725 | 8 | 2 |
| January 2023 | $283M | 702 | 8 | 1 |
| July 2022 | $306M | 630 | 8 | 1 |
| January 2021 | $251M | 629 | 6 | 1 |
Besides its headquarters, Paradigm Wealth Management has 0 offices, with 1 listed address in Nebraska.
Nebraska · 1 listed address
- 8055 O Street, Suite 122, LincolnHQ
Contact and registration details
- Legal name
- Paradigm Wealth Management, LLC
- Headquarters
- 8055 O Street, Suite 122, Lincoln, NE 68510
- Website
- pwmlincoln.com
- Phone
- 531-333-2728
- SEC file
- 801-114893
- Structure
- Nebraska LLC
- Fiscal year end
- December
Paradigm Wealth Management uses Charles Schwab ($101M) as custodian for its separately managed accounts. Paradigm Wealth Management has custody of $85M in client assets for 275 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $101M100%
At year end, Paradigm Wealth Management’s separately managed accounts were mostly in funds (62%) and stocks (36%).
What the accounts hold
- Stocks36%
- Funds62%
- Registered funds59%
- Pooled vehicles3%
- Bonds1%
- Cash1%
How many clients does Paradigm Wealth Management have?
Paradigm Wealth Management has 351 clients and manages $116 million for them, as of September 2026. They include 319 individual clients, 27 high-net-worth individuals, and 3 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 14 September 2026
What services does Paradigm Wealth Management offer?
Paradigm Wealth Management provides financial planning, portfolio management for individuals and small businesses, publishing newsletters, and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Paradigm Wealth Management charge?
Paradigm Wealth Management charges 1.00%–1.25% a year for its Asset Management Services. The whole portfolio is charged at the rate of its band. The fee is billed in advance and is negotiable.
Source: PARADIGM WEALTH MANAGEMENT, LLC ADV PART 2A DISCLOSURE BROCHURE, filed 14 September 2026
Which custodians does Paradigm Wealth Management use?
Paradigm Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $101M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 14 September 2026
How many financial advisors does Paradigm Wealth Management have?
Paradigm Wealth Management has 2 investment adviser representatives registered with state securities authorities, out of 8 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Paradigm Wealth Management invest in?
At the end of its last fiscal year, Paradigm Wealth Management’s separately managed accounts held 59% registered funds (mutual funds, ETFs, BDCs), 36% exchange-traded equities, 3% pooled vehicles (private funds and similar), 1% state and local bonds and 1% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Paradigm Wealth Management?
Paradigm Wealth Management’s direct owners are Andrew Pool (75% or more) and Deborah Moore (10% to 25%).
Source: Form ADV Part 1A, Schedules A and B, filed 14 September 2026
How does Paradigm Wealth Management get paid?
Paradigm Wealth Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Paradigm Wealth Management registered with the SEC?
Yes, Paradigm Wealth Management has been registered with the SEC as an investment adviser since 27 March 2019. Its CRD number is 282055 and its SEC file number is 801-114893.
Source: Form ADV Part 1A, Item 1, filed 14 September 2026; IAPD firm record
How do I contact Paradigm Wealth Management?
Paradigm Wealth Management’s main office is at 8055 O Street, Suite 122, Lincoln, NE 68510. Its phone number is 531-333-2728. Its website is pwmlincoln.com.