{"url":"https://nivawealth.com/firms/paradigm-wealth-management-282055","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/282055","regulatoryAum":116334723,"crd":"282055","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2960290","suffix":null,"lastName":"POOL","firstName":"ANDREW","middleName":"WILLIAM"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-01-25","regulatoryAum":250800161,"clients":629,"employees":6,"offices":1},{"filedOn":"2022-07-14","regulatoryAum":306052826,"clients":630,"employees":8,"offices":1},{"filedOn":"2023-01-12","regulatoryAum":282562801,"clients":702,"employees":8,"offices":1},{"filedOn":"2024-02-06","regulatoryAum":308614001,"clients":725,"employees":8,"offices":2},{"filedOn":"2025-06-30","regulatoryAum":386182129,"clients":715,"employees":8,"offices":2},{"filedOn":"2026-09-14","regulatoryAum":116334723,"clients":351,"employees":8,"offices":1}],"secFileNumber":"801-114893","legalName":"Paradigm Wealth Management, LLC","displayName":"Paradigm Wealth Management","slug":"paradigm-wealth-management-282055","website":"https://pwmlincoln.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/282055/c57be5f7ac8a1b37-r1.webp","tone":"dark","width":579,"height":200,"sourceUrl":"https://www.pwmlincoln.com/","sourceLabel":"Paradigm Wealth Management, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Nebraska limited liability company","fiscalYearEnd":"December","headquarters":{"street":"8055 O Street, Suite 122","city":"Lincoln","state":"NE","stateName":"Nebraska","country":"United States","postalCode":"68510"},"tradeNames":[],"registration":{"secApproved":"27 March 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Services","feeBasis":"whole_balance","fee_tiers":[{"to":1000000,"pct":1.25,"from":0},{"to":null,"pct":1,"from":1000000}],"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1057836","versionId":1057836,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-09-14","documentName":"PARADIGM WEALTH MANAGEMENT, LLC ADV PART 2A DISCLOSURE BROCHURE","fee_rate_low":1,"fee_rate_high":1.25,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial Planning Services","summary":"Hourly at $200 per hour, or a negotiated fixed fee generally between $250 and $1,000.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1057836","versionId":1057836,"submittedOn":"2026-09-14","documentName":"PARADIGM WEALTH MANAGEMENT, LLC ADV PART 2A DISCLOSURE BROCHURE"},{"role":"other","program":"Retirement Plan Services","summary":"Annual fee on plan assets of 1.25% up to $1,000,000 and 1.00% above, negotiable.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1057836","versionId":1057836,"submittedOn":"2026-09-14","documentName":"PARADIGM WEALTH MANAGEMENT, LLC ADV PART 2A DISCLOSURE BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T15:19:25.298634+00:00","documents":[{"name":"PARADIGM WEALTH MANAGEMENT, LLC ADV PART 2A DISCLOSURE BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1057836","versionId":1057836,"submittedOn":"2026-09-14"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":101197000}],"custodyNote":"Paradigm Wealth Management has custody of $85M in client assets for 275 clients.","leadership":[{"name":"Andrew Pool","title":"Managing Member and Chief Compliance Officer","crd":"2960290"},{"name":"Deborah Moore","title":"Owner","crd":"8217283"}],"ownership":[{"label":"Andrew Pool","detail":"Managing member and chief compliance officer in the 75% or more ownership band and a control person, since November 2015."},{"label":"Deborah Moore","detail":"Owner in the 10% to 25% ownership band, since January 2026."}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Nebraska","offices":1,"addresses":[{"street":"8055 O Street, Suite 122","city":"Lincoln","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"531-333-2728","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Publication of periodicals or newsletters","Educational seminars/workshops"],"financialPlanningClients":"51-100","assetMix":[{"label":"Exchange-traded equity securities","percent":36},{"label":"U.S. state and local bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":59},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":3},{"label":"Cash and cash equivalents","percent":1}],"privateFunds":0},"sources":{"adv1FilingDate":"14 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/282055/PDF/282055.pdf","brochureDate":"14 September 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1057836","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Paradigm Wealth Management have?","answer":"Paradigm Wealth Management has 351 clients and manages $116 million for them, as of September 2026. They include 319 individual clients, 27 high-net-worth individuals, and 3 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 14 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Paradigm Wealth Management offer?","answer":"Paradigm Wealth Management provides financial planning, portfolio management for individuals and small businesses, publishing newsletters, and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Paradigm Wealth Management charge?","answer":"Paradigm Wealth Management charges 1.00%–1.25% a year for its Asset Management Services. The whole portfolio is charged at the rate of its band. The fee is billed in advance and is negotiable.","source":"PARADIGM WEALTH MANAGEMENT, LLC ADV PART 2A DISCLOSURE BROCHURE, filed 14 September 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Paradigm Wealth Management use?","answer":"Paradigm Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $101M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 14 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Paradigm Wealth Management have?","answer":"Paradigm Wealth Management has 2 investment adviser representatives registered with state securities authorities, out of 8 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Paradigm Wealth Management invest in?","answer":"At the end of its last fiscal year, Paradigm Wealth Management’s separately managed accounts held 59% registered funds (mutual funds, ETFs, BDCs), 36% exchange-traded equities, 3% pooled vehicles (private funds and similar), 1% state and local bonds and 1% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Paradigm Wealth Management?","answer":"Paradigm Wealth Management’s direct owners are Andrew Pool (75% or more) and Deborah Moore (10% to 25%).","source":"Form ADV Part 1A, Schedules A and B, filed 14 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Paradigm Wealth Management get paid?","answer":"Paradigm Wealth Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Paradigm Wealth Management registered with the SEC?","answer":"Yes, Paradigm Wealth Management has been registered with the SEC as an investment adviser since 27 March 2019. Its CRD number is 282055 and its SEC file number is 801-114893.","source":"Form ADV Part 1A, Item 1, filed 14 September 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Paradigm Wealth Management?","answer":"Paradigm Wealth Management’s main office is at 8055 O Street, Suite 122, Lincoln, NE 68510. Its phone number is 531-333-2728. Its website is pwmlincoln.com.","source":"Form ADV Part 1A, Item 1.F, filed 14 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}