Andrew Pool has been Managing Member and Chief Compliance Officer of Paradigm Wealth Management since November 2015, is a control person of the firm and directly owns 75% or more of it.
Paradigm Wealth Management, LLC is a Lincoln, NE firm with $116M under management, 351 clients and 2 advisers in one office, as of its September 2026 filing.
Andrew Pool’s longest registration is the current one, 10 years at Paradigm Wealth Management since 2016. Before joining Paradigm Wealth Management in 2016, Andrew Pool was registered through FSC Securities Corporation.
- Paradigm Wealth ManagementCurrent– present · 10 yearsLincoln, NE · Adviser representative · Firm CRD 282055
- FSC Securities Corporation– · 8 yearsLincoln, NE · Adviser representative · Firm CRD 7461
Investment adviser representative registrations
Andrew Pool is registered as an investment adviser representative in Nebraska, since January 2016.
- NebraskaSince 7 January 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 51 | Municipal Fund Securities Principal Examination | 20 December 2012 |
| Series 24 | General Securities Principal Examination | 19 December 2011 |
| Series 65 | Uniform Investment Adviser Law Examination | 28 December 2006 |
| Series 63 | Uniform Securities Agent State Law Examination | 20 April 2000 |
| Series 7 | General Securities Representative Examination | 13 April 2000 |
- Name
- Securities Industry Essentials Examination
- Name
- Municipal Fund Securities Principal Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Andrew William Pool
- CRD
- 2960290
- Firm
- Paradigm Wealth Management · CRD 282055
- Role
- Managing Member and Chief Compliance Officer
- Office
- 8055 O STREET, SUITE 122, Lincoln, NE 68510
- Registration
- Investment adviser registration
- In the industry since
- April 2000
- Disciplinary history
- Not yet shown here · SEC record
Where does Andrew Pool work?
Andrew Pool has been Managing Member and Chief Compliance Officer of Paradigm Wealth Management, LLC since November 2015, and is a control person of the firm.
Is Andrew Pool a financial advisor?
Yes. Andrew Pool has a current investment-adviser registration in Nebraska, through Paradigm Wealth Management since January 2016.
How many years of experience does Andrew Pool have?
Andrew Pool has 26 years in the financial industry, since April 2000, across 2 adviser firms.
What exams has Andrew Pool passed?
Andrew Pool has passed 5 licensing exams: the Series 7, Series 63, Series 65, Series 24 and Series 51. The earliest, the Series 7, was passed in April 2000. FINRA credited Andrew Pool with the SIE, which began in October 2018.
Where did Andrew Pool work before Paradigm Wealth Management?
Before Paradigm Wealth Management, Andrew Pool was registered through FSC Securities Corporation, January 2007 to December 2015.
Where is Andrew Pool based?
Andrew Pool’s registered office is in Lincoln, NE.
Is Andrew Pool registered with FINRA?
No. Andrew Pool has no current broker registration.
How can I verify Andrew Pool’s record?
Search CRD 2960290 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Andrew Pool’s full registration record.