Olympus Peaks Financial provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers. Financial planning was provided to 251–500 clients last fiscal year.
Olympus Peaks Financial reports 163 clients. They include 82 high-net-worth individuals and 81 individual clients. Of its assets, 100.0% ($141M across 388 accounts) are managed with discretion. It advised 18 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 50% | 25% |
| High-net-worth individuals | 50% | 75% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 81 | $35.4M | 25.0% | $437K |
| High-net-worth individuals | 82 | $106M | 75.0% | $1.29M |
| Total | 163 | $141M | 100% | $868K |
- Clients
- 81
- Regulatory AUM
- $35.4M
- AUM share
- 25.0%
- Avg. per client
- $437K
- Clients
- 82
- Regulatory AUM
- $106M
- AUM share
- 75.0%
- Avg. per client
- $1.29M
Total
- Clients
- 163
- Regulatory AUM
- $141M
- AUM share
- 100%
- Avg. per client
- $868K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 18
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 251–500
Olympus Peaks Financial charges 0.50%–1.25% a year for its Portfolio Management Fees. The fee is billed in advance and is negotiable. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Financial Planning
- Hourly fee of up to $125, negotiable.
- Pension Consulting Services
- Asset-based plan fee of 1.00% up to $500,000, 0.75% from $500,001 to $1,000,000 and 0.50% above $1,000,000; negotiable.
Reginald Maxfield owns 75% or more of Olympus Peaks Financial. The leadership team of Olympus Peaks Financial includes President Reginald Maxfield. It has 1 employee.
Leadership
- Reginald MaxfieldPresident & Chief Compliance Officer
Investment adviser representatives
1 representatives listed in the SEC register as of 9 October 2026.
Staff
- 1 employee
- 1 in advisory functions
- 1 state-registered rep
- Owns 75% or more of Olympus Peaks Financial, LLC
Reginald Maxfield
Control person · since January 2016
Besides its headquarters, Olympus Peaks Financial has 0 offices, with 1 listed address in Utah.
Utah · 1 listed address
- 9035 S 1300 E Ste 120, SandyHQ
Contact and registration details
- Legal name
- Olympus Peaks Financial, LLC
- Headquarters
- 9035 S 1300 E Ste 120, Sandy, UT 84094
- Website
- olympuspeaks.com
- Phone
- 801-566-3510
- @olympuspeaksfinancial
- SEC file
- 801-134885
- Structure
- Utah LLC
- Fiscal year end
- December
Olympus Peaks Financial uses Axos Clearing ($115M) as custodian for its separately managed accounts. Olympus Peaks Financial does not have custody of client assets.
- Axos ClearingAxos Clearing LLC · Omaha, NE · $115M100%
At year end, Olympus Peaks Financial’s separately managed accounts were mostly in funds (80%).
What the accounts hold
- Stocks8%
- Funds80%
- Bonds7%
- Cash5%
How many clients does Olympus Peaks Financial have?
Olympus Peaks Financial has 163 clients and manages $141 million for them, as of January 2026. They include 82 high-net-worth individuals and 81 individual clients.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 21 January 2026
What services does Olympus Peaks Financial offer?
Olympus Peaks Financial provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Olympus Peaks Financial charge?
Olympus Peaks Financial charges 0.50%–1.25% a year for its Portfolio Management Fees. The fee is billed in advance and is negotiable.
Source: ADV PART 2A-OLYMPUS PEAKS FINANCIAL, LLC, filed 13 January 2026
Which custodians does Olympus Peaks Financial use?
Olympus Peaks Financial’s separately managed account assets are held at Axos Clearing LLC (Omaha, NE), with $115M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 21 January 2026
How many financial advisors does Olympus Peaks Financial have?
Olympus Peaks Financial has 1 investment adviser representative registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Olympus Peaks Financial invest in?
At the end of its last fiscal year, Olympus Peaks Financial’s separately managed accounts held 80% registered funds (mutual funds, ETFs, BDCs), 8% exchange-traded equities, 7% investment grade corporate bonds and 5% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Olympus Peaks Financial?
Olympus Peaks Financial’s direct owner is Reginald Maxfield (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 21 January 2026
How does Olympus Peaks Financial get paid?
Olympus Peaks Financial is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Olympus Peaks Financial registered with the SEC?
Yes, Olympus Peaks Financial has been registered with the SEC as an investment adviser since 21 January 2026. Its CRD number is 283040 and its SEC file number is 801-134885.
Source: Form ADV Part 1A, Item 1, filed 21 January 2026; IAPD firm record
How do I contact Olympus Peaks Financial?
Olympus Peaks Financial’s main office is at 9035 S 1300 E Ste 120, Sandy, UT 84094. Its phone number is 801-566-3510. Its website is olympuspeaks.com.