Reginald Maxfield has been President & Chief Compliance Officer of Olympus Peaks Financial since January 2016, is a control person of the firm and directly owns 75% or more of it.
Olympus Peaks Financial, LLC is a Sandy, UT firm with $141M under management, 163 clients and 1 adviser in one office, as of its January 2026 filing.
Reginald Maxfield’s longest registration is the current one, 10 years at Olympus Peaks Financial since 2016. Before joining Olympus Peaks Financial in 2016, Reginald Maxfield was registered through LPL Financial LLC.
- Olympus Peaks Financial, LLCCurrent– present · 10 yearsSandy, UT · Adviser representative · Firm CRD 283040
- LPL Financial LLC– · 9 yearsMidvale, UT · Adviser representative · Firm CRD 6413
Investment adviser representative registrations
Reginald Maxfield is registered as an investment adviser representative in Utah, since May 2016.
- UtahSince 20 May 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 28 April 2007 |
| Series 7 | General Securities Representative Examination | 3 April 2007 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Reginald Troy Maxfield
- CRD
- 5308823
- Firm
- Olympus Peaks Financial · CRD 283040
- Role
- President & Chief Compliance Officer
- Office
- 9035 S 1300 E STE 120, Sandy, UT 84094
- Registration
- Investment adviser registration
- In the industry since
- April 2007
- Disciplinary history
- Not yet shown here · SEC record
Where does Reginald Maxfield work?
Reginald Maxfield has been President & Chief Compliance Officer of Olympus Peaks Financial, LLC since January 2016, and is a control person of the firm.
Is Reginald Maxfield a financial advisor?
Yes. Reginald Maxfield has a current investment-adviser registration in Utah, through Olympus Peaks Financial since May 2016.
How many years of experience does Reginald Maxfield have?
Reginald Maxfield has 19 years in the financial industry, since April 2007, across 2 adviser firms.
What exams has Reginald Maxfield passed?
Reginald Maxfield has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in April 2007. FINRA credited Reginald Maxfield with the SIE, which began in October 2018.
Where is Reginald Maxfield based?
Reginald Maxfield’s registered office is in Sandy, UT.
Is Reginald Maxfield registered with FINRA?
No. Reginald Maxfield has no current broker registration.
How can I verify Reginald Maxfield’s record?
Search CRD 5308823 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Reginald Maxfield’s full registration record.