Objective Capital Management provides financial planning, portfolio management for individuals and small businesses, and insurance. Financial planning was provided to 51–100 clients last fiscal year.
Objective Capital Management reports 115 clients. They include 72 high-net-worth individuals, 38 individual clients, and 5 corporations and other businesses. Of its assets, 87.3% ($187M across 289 accounts) are managed with discretion; $27.3M across 12 accounts are not. It advised 1 client without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 33% | 6% |
| High-net-worth individuals | 63% | 94% |
| Corporations and other businesses | 4% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 38 | $13.1M | 6.1% | $345K |
| High-net-worth individuals | 72 | $200M | 93.6% | $2.78M |
| Corporations and other businesses | 5 | $679K | 0.3% | $136K |
| Total | 115 | $214M | 100% | $1.86M |
- Clients
- 38
- Regulatory AUM
- $13.1M
- AUM share
- 6.1%
- Avg. per client
- $345K
- Clients
- 72
- Regulatory AUM
- $200M
- AUM share
- 93.6%
- Avg. per client
- $2.78M
- Clients
- 5
- Regulatory AUM
- $679K
- AUM share
- 0.3%
- Avg. per client
- $136K
Total
- Clients
- 115
- Regulatory AUM
- $214M
- AUM share
- 100%
- Avg. per client
- $1.86M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 1
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 51–100
Objective Capital Management charges 0.85%–1.50% a year for its Investment Management Services. The fee is billed in advance and is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning Services
- Financial planning is charged at an hourly fee of $250, negotiable depending on scope, with a time estimate set at the start of the engagement.
Christopher Denholm owns 50% to 75% of Objective Capital Management. The leadership team of Objective Capital Management includes Chief Compliance Officer Christopher Denholm. It has 4 employees.
Leadership
Christopher DenholmManaging Member/Chief Compliance Officer
Tristan LewisManaging Member
Investment adviser representatives
4 representatives listed in the SEC register as of 9 October 2026.
Staff
- 4 employees
- 4 in advisory functions
- 4 state-registered reps
- 1 insurance agent
- 3 soliciting firms
- Owns 50% to 75% of Objective Capital Management, LLC
Christopher Denholm
Control person · since December 2010
- Owns 50% to 75% of Objective Capital Management, LLC
Tristan Lewis
Control person · since December 2010
Objective Capital Management’s regulatory assets went from $207M (July 2021) to $214M (March 2026); clients fell from 177 to 115 and employees from 8 to 4.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $214M | 115 | 4 | 2 |
| March 2025 | $305M | 271 | 8 | 5 |
| March 2024 | $382M | 302 | 8 | 5 |
| May 2023 | $293M | 211 | 8 | 4 |
| March 2022 | $320M | 251 | 8 | 3 |
| July 2021 | $207M | 177 | 8 | 3 |
Besides its headquarters, Objective Capital Management has 1 office, with 2 listed addresses in Florida and Ohio.
Florida · 1 listed address
- 14255 US Hwy 1, Juno Beach
Ohio · 1 listed address
- 3070 W. Market St, Suite 202, FairlawnHQ
Other business names
Objective Capital Management has reported 1 other business name to the SEC.
- Ocm Private Wealth
Contact and registration details
- Legal name
- Objective Capital Management, LLC
- Headquarters
- 3070 W. Market St, Suite 202, Fairlawn, OH 44333
- Website
- Not reported
- Phone
- 216-468-1231
- SEC file
- 801-114315
- Founded
- 2011
- Structure
- Ohio LLC
- Fiscal year end
- December
Objective Capital Management uses Fidelity ($193M) as custodian for its separately managed accounts. Objective Capital Management does not have custody of client assets.
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $193M100%
At year end, Objective Capital Management’s separately managed accounts were mostly in funds (64%) and cash (19%). Its reported 13F holdings for the quarter ended 30 June 2026 total $113M across 103 positions; the largest are iShares TR (13.7%), Invesco Qqq TR (6.3%) and Vanguard Index Fds (5.0%).
What the accounts hold
- Stocks12%
- Funds64%
- Registered funds57%
- Pooled vehicles7%
- Bonds5%
- U.S. government and agency bonds2%
- State and local bonds1%
- Investment grade corporate bonds1%
- High-yield corporate bonds1%
- Cash19%
- Other2%
- Derivatives1%
- Stuctured notes issued by banks1%
Reported 13F holdings
- $113M
- Reported 13F value
- 103
- Positions
- 46.4%
- In the 10 largest
- +13.6%
- Value vs. prior quarter
- iShares TR · Core S&P500 ETF13.7%
- Invesco Qqq TR · Unit Ser 16.3%
- Vanguard Index Fds · Large Cap ETF5.0%
- State Str SPDR S&P 500 ETF T · TR Unit4.6%
- Vanguard Index Fds · Small CP ETF3.4%
- State Str SPDR Dow Jones Ind · UT Ser 13.3%
- Vanguard Index Fds · Mid Cap ETF3.1%
- Select Sector SPDR TR · ST Str Techn ETF2.5%
- Apple Inc.2.3%
- iShares TR · Core S&P Ttl Stk2.2%
Together, the ten largest are 46.4% of reported value.
How many clients does Objective Capital Management have?
Objective Capital Management has 115 clients and manages $214 million for them, as of March 2026. They include 72 high-net-worth individuals, 38 individual clients, and 5 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 23 March 2026
What services does Objective Capital Management offer?
Objective Capital Management provides financial planning, portfolio management for individuals and small businesses, and insurance.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Objective Capital Management charge?
Objective Capital Management charges 0.85%–1.50% a year for its Investment Management Services. The fee is billed in advance and is negotiable.
Source: OBJECTIVE CAPITAL MANAGEMENT, LLC ADV BROCHURE, filed 23 March 2026
Which custodians does Objective Capital Management use?
Objective Capital Management’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $193M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 23 March 2026
How many financial advisors does Objective Capital Management have?
Objective Capital Management has 4 investment adviser representatives registered with state securities authorities, out of 4 employees, and 4 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Objective Capital Management invest in?
At the end of its last fiscal year, Objective Capital Management’s separately managed accounts held 57% registered funds (mutual funds, ETFs, BDCs), 19% cash and equivalents, 12% exchange-traded equities, 7% pooled vehicles (private funds and similar), 2% U.S. government and agency bonds, 1% state and local bonds, 1% investment grade corporate bonds, 1% high-yield corporate bonds, 1% derivatives and 1% other. The 1% other category is described as: Stuctured Notes Issued by Banks.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Objective Capital Management?
Objective Capital Management’s direct owners are Christopher Denholm (50% to 75%) and Tristan Lewis (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 23 March 2026
How does Objective Capital Management get paid?
Objective Capital Management is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Objective Capital Management registered with the SEC?
Yes, Objective Capital Management has been registered with the SEC as an investment adviser since 21 November 2018. Its CRD number is 156013 and its SEC file number is 801-114315.
Source: Form ADV Part 1A, Item 1, filed 23 March 2026; IAPD firm record
How do I contact Objective Capital Management?
Objective Capital Management’s main office is at 3070 W. Market St, Suite 202, Fairlawn, OH 44333. Its phone number is 216-468-1231.