Tristan Lewis has been Managing Member of Objective Capital Management since December 2010, is a control person of the firm and directly owns between 50% and 75% of it. Tristan Lewis holds a Bachelor's degree from Georgetown University.
Objective Capital Management, LLC is a Fairlawn, OH firm with $214M under management, 115 clients and 4 advisers across 2 offices, as of its March 2026 filing.
Tristan Lewis co-founded Objective Capital Management (OCM) in 2011. Before that, he spent more than seven years in the Private Wealth divisions of brokerages including Bear Stearns, Merrill Lynch and Morgan Stanley.
Tristan Lewis’ longest registration is the current one, 15 years at Objective Capital Management since 2011. Before joining Objective Capital Management in 2011, Tristan Lewis was registered through Morgan Stanley Smith Barney LLC and Morgan Stanley & Co. Incorporated.
- – present · 15 yearsAdviser representative · Firm CRD 156013
- Morgan Stanley Smith Barney LLC– · 1 yearCleveland, OH · Adviser representative · Firm CRD 149777
- Morgan Stanley & Co. Incorporated– · under a yearCleveland, OH · Adviser representative · Firm CRD 8209
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · under a yearCleveland, OH · Adviser representative · Firm CRD 7691
- Bear, Stearns & Co. Inc.– · 1 yearBeachwood, OH · Adviser representative · Firm CRD 79
Investment adviser representative registrations
Tristan Lewis is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from January 2011; the most recent is Florida, in September 2023.
- FloridaSince 20 September 2023
- OhioSince 20 January 2011
- TexasResidentSince 4 April 2012
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 11 May 2007 |
| Series 3 | National Commodity Futures Examination | 6 February 2004 |
| Series 63 | Uniform Securities Agent State Law Examination | 23 September 2003 |
| Series 7 | General Securities Representative Examination | 28 May 2003 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- National Commodity Futures Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Tristan Robert Lewis
- CRD
- 4647376
- Firm
- Objective Capital Management · CRD 156013
- Role
- Managing Member
- Registration
- Investment adviser registration
- In the industry since
- August 2007
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- ocmwealth.com
Where does Tristan Lewis work?
Tristan Lewis has been Managing Member of Objective Capital Management, LLC since December 2010, and is a control person of the firm.
Is Tristan Lewis a financial advisor?
Yes. Tristan Lewis has a current investment-adviser registration in Florida, Ohio and Texas, through Objective Capital Management since January 2011.
How many years of experience does Tristan Lewis have?
Tristan Lewis has 19 years in the financial industry, since August 2007, across 5 adviser firms.
What exams has Tristan Lewis passed?
Tristan Lewis has passed 4 licensing exams: the Series 7, Series 63, Series 3 and Series 65. The earliest, the Series 7, was passed in May 2003.
Where did Tristan Lewis work before Objective Capital Management?
Before Objective Capital Management, Tristan Lewis was registered through Morgan Stanley & Co. Incorporated, January 2009 to June 2009; Merrill Lynch, Pierce, Fenner & Smith Incorporated, June 2008 to December 2008; Bear, Stearns & Co. Inc., May 2007 to May 2008.
Is Tristan Lewis registered with FINRA?
No. Tristan Lewis has no current broker registration.
How can I verify Tristan Lewis’ record?
Search CRD 4647376 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Tristan Lewis’ full registration record.
