OASIS Investment Strategies provides portfolio management for pooled vehicles and portfolio management for institutions.
OASIS Investment Strategies reports 4 clients. They include 3 corporations and other businesses and 1 pooled investment vehicle. Of its assets, 100.0% ($5.73B across 4 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Pooled investment vehicles | 25% | <1% |
| Corporations and other businesses | 75% | 100% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Pooled investment vehicles | 1 | $17.7M | 0.3% | $17.7M |
| Corporations and other businesses | Fewer than 5 | $5.71B | 99.7% | $1.9B |
| Total | 4 | $5.73B | 100% | — |
- Clients
- 1
- Regulatory AUM
- $17.7M
- AUM share
- 0.3%
- Avg. per client
- $17.7M
- Clients
- Fewer than 5
- Regulatory AUM
- $5.71B
- AUM share
- 99.7%
- Avg. per client
- $1.9B
Total
- Clients
- 4
- Regulatory AUM
- $5.73B
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
OASIS Investment Strategies is paid through a percentage of assets under management and fixed fees (other than subscription fees); its fees and minimums are set out in its brochures on the SEC website.
JVMC Holdings Corp owns 75% or more of OASIS Investment Strategies and is in turn owned by RTS Investor Corp (75% or more). William Dunaway is CEO; the leadership team includes Chief Investment Officer Mark Clements, Chief Financial Officer Aaron Schroeder and Chief Compliance Officer Tiffany Nealon. It has 10 employees, 3 of them in advisory roles.
Leadership
- William DunawayChief Executive Officer
- Aaron SchroederChief Financial Officer
- Tiffany NealonChief Compliance Officer
- Mark ClementsChief Investment Officer
Staff
- 10 employees
- 3 in advisory functions
- Owns 75% or more of Oasis Investment Strategies LLC
JVMC Holdings Corp
Control person · since July 2007
- Owns 75% or more of JVMC Holdings Corp
RTS Investor Corp
Control person · since July 2010
- Owns 75% or more of RTS Investor Corp
Stonex Group Inc.
Control person · since July 2025
OASIS Investment Strategies’ regulatory assets grew from $4.98B (April 2021) to $5.73B (August 2026); clients fell from 9 to 4 and employees from 18 to 10.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| August 2026 | $5.73B | 4 | 10 | 1 |
| March 2025 | $5.47B | 4 | 11 | 1 |
| March 2024 | $5.33B | 6 | 15 | 1 |
| March 2023 | $7.39B | 8 | 15 | 1 |
| June 2022 | $7.58B | 11 | 18 | 1 |
| April 2021 | $4.98B | 9 | 18 | 1 |
Besides its headquarters, OASIS Investment Strategies has 0 offices, with 1 listed address in Illinois.
Illinois · 1 listed address
- 222 S. Riverside Plaza, Suite 1200, ChicagoHQ
Contact and registration details
- Legal name
- Oasis Investment Strategies LLC
- Headquarters
- 222 S. Riverside Plaza, Suite 1200, Chicago, IL 60606
- Website
- rjoasis.com
- Phone
- 312-373-5366
- SEC file
- 801-71417
- Structure
- Delaware LLC
- Fiscal year end
- December
OASIS Investment Strategies uses Cme Group ($3.5B, 61%), Bmo Bank, NA ($731M, 13%) and Bank of Hope ($280M, 5%), among others, as custodians for its separately managed accounts. OASIS Investment Strategies has custody of $5.73B in client assets for 4 clients.
The filed custodian amounts total more than regulatory assets under management. Each amount is shown as filed.
- Cme GroupCme Group Inc. · Chicago, IL · $3.5B61%
- Bank of HopeBank of Hope · Los Angeles, CA · $280M5%
- Intercontinental ExchangeIntercontinental Exchange, Inc. · Atlanta, GA · $103M2%
- Bmo Bank, NABmo Bank, NA · Chicago, IL · $731M13%
- Intercontinental Exchange EuropeIntercontinental Exchange Europe · London · $254M4%
- OtherTristate Capital Bank, The Bank of New York Mellon, Wells Fargo Bank, NA, Merchants Bank of Indiana, Options Clearing, CHS Hedging, Citibank, National Association, Adm Investor Services, Deutsche Bank Trust, Minneapolis Grain Exchange15%
At year end, OASIS Investment Strategies’ separately managed accounts were mostly in cash (64%) and bonds (36%).
What the accounts hold
- Bonds36%
- Cash64%
How many clients does OASIS Investment Strategies have?
OASIS Investment Strategies has 4 clients and manages $5.73 billion for them, as of August 2026. They include 3 corporations and other businesses and 1 pooled investment vehicle.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 7 August 2026
What services does OASIS Investment Strategies offer?
OASIS Investment Strategies provides portfolio management for pooled vehicles and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does OASIS Investment Strategies use?
OASIS Investment Strategies’ separately managed account assets are held at Cme Group Inc. (Chicago, IL), with $3.5B, Bmo Bank, NA (Chicago, IL), with $731M, Bank of Hope (Los Angeles, CA), with $280M, Intercontinental Exchange Europe (London), with $254M, Wells Fargo Bank, NA (Charlotte, NC), with $242M, The Bank of New York Mellon Corporation (New York, NY), with $230M, Merchants Bank of Indiana (Carmel, IN), with $200M, Tristate Capital Bank (Pittsburgh, PA), with $150M, Intercontinental Exchange, Inc. (Atlanta, GA), with $103M, Minneapolis Grain Exchange, LLC (Minneapolis, MN), with $10.1M, CHS Hedging, LLC (Inver Grove Heights, MN), with $9.88M, Citibank, National Association (Sioux Falls, SD), with $8.3M, Deutsche Bank Trust Corporation (Jacksonville, FL), with $8.29M, Adm Investor Services Inc. (Chicago, IL), with $5.68M and Options Clearing Corp (Chicago, IL), with $745K. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 7 August 2026
How many financial advisors does OASIS Investment Strategies have?
OASIS Investment Strategies has 0 investment adviser representatives registered with state securities authorities, out of 10 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does OASIS Investment Strategies invest in?
At the end of its last fiscal year, OASIS Investment Strategies’ separately managed accounts held 64% cash and equivalents and 36% U.S. government and agency bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns OASIS Investment Strategies?
OASIS Investment Strategies is owned through a chain of holding companies by Stonex Group Inc. Its direct owner is JVMC Holdings Corp (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 7 August 2026
How does OASIS Investment Strategies get paid?
OASIS Investment Strategies is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact OASIS Investment Strategies?
OASIS Investment Strategies’ main office is at 222 S. Riverside Plaza, Suite 1200, Chicago, IL 60606. Its phone number is 312-373-5366. Its website is rjoasis.com.