Aaron Schroeder has been Chief Financial Officer of OASIS Investment Strategies since July 2026, is a control person of the firm and directly owns under 5% of it.
Oasis Investment Strategies LLC is a Chicago, IL firm with $5.73B under management, 4 clients and 3 advisers in one office, as of its August 2026 filing.
No adviser firm registrations are on Aaron Schroeder’s record.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | 2 January 2023 |
| Series 27 | Financial and Operations Principal Examination | 24 September 2015 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Financial and Operations Principal Examination
- Full name
- Aaron M Schroeder
- CRD
- 6507575
- Firm
- OASIS Investment Strategies · CRD 152957
- Role
- Chief Financial Officer
- Registration
- Broker registration; no current adviser registration
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Aaron Schroeder work?
Aaron Schroeder has been Chief Financial Officer of Oasis Investment Strategies LLC since July 2026, and is a control person of the firm.
Does Aaron Schroeder have a current investment-adviser registration?
Aaron Schroeder has a current broker registration and no current investment-adviser registration.
What exams has Aaron Schroeder passed?
Aaron Schroeder has passed 3 licensing exams: the Series 27, Series 99TO and SIE. The earliest, the Series 27, was passed in September 2015.
Is Aaron Schroeder registered with FINRA?
Yes. Aaron Schroeder has a current broker registration, under CRD 6507575.
Source: FINRA BrokerCheck
How can I verify Aaron Schroeder’s record?
Search CRD 6507575 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Aaron Schroeder’s full registration record.