O'Connell Investment and Insurance Services provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers.
O'Connell Investment and Insurance Services reports 519 clients. They include 415 individual clients, 62 pension and profit-sharing plans, and 42 high-net-worth individuals. Of its assets, 99.9% ($208M across 517 accounts) are managed with discretion; $290K across 2 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 80% | 34% |
| High-net-worth individuals | 8% | 25% |
| Pension and profit-sharing plans | 12% | 41% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 415 | $69.9M | 33.6% | $169K |
| High-net-worth individuals | 42 | $52.1M | 25.0% | $1.24M |
| Pension and profit-sharing plans | 62 | $86.4M | 41.5% | $1.39M |
| Total | 519 | $208M | 100% | $402K |
- Clients
- 415
- Regulatory AUM
- $69.9M
- AUM share
- 33.6%
- Avg. per client
- $169K
- Clients
- 42
- Regulatory AUM
- $52.1M
- AUM share
- 25.0%
- Avg. per client
- $1.24M
- Clients
- 62
- Regulatory AUM
- $86.4M
- AUM share
- 41.5%
- Avg. per client
- $1.39M
Total
- Clients
- 519
- Regulatory AUM
- $208M
- AUM share
- 100%
- Avg. per client
- $402K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
O'Connell Investment and Insurance Services charges up to 2.00% a year for its Investment Management Fees. The fee is billed in advance and is negotiable. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Consulting Services
- Consulting is negotiated and billed as services are rendered, up to $265 per hour.
- Employer-Sponsored Retirement Plan Services
- Retirement plan advisory fees are negotiated with the client, with a maximum of 1.00% a year; a plan may elect a flat fee that does not exceed 2.00% of assets under management.
Gwendolyn O'Connell owns 75% or more of O'Connell Investment and Insurance Services. The leadership team of O'Connell Investment and Insurance Services includes President Gwendolyn O'Connell. It has 9 employees.
Leadership
Gwendolyn O'ConnellPresident, Chief Compliance Officer
Investment adviser representatives
9 representatives listed in the SEC register as of 9 October 2026.
Staff
- 9 employees
- 9 in advisory functions
- 9 state-registered reps
- 7 insurance agents
- Owns 75% or more of O'Connell Investment and Insurance Services, LLC
Gwendolyn O'Connell
Control person · since January 2014
O'Connell Investment and Insurance Services’ regulatory assets grew 1.9× from $113M (March 2022) to $208M (February 2026); clients rose from 284 to 519 and employees from 6 to 9.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| February 2026 | $208M | 519 | 9 | 6 |
| June 2025 | $166M | 446 | 9 | 6 |
| April 2024 | $122M | 268 | 7 | 6 |
| May 2023 | $109M | 338 | 6 | 4 |
| March 2022 | $113M | 284 | 6 | 3 |
Besides its headquarters, O'Connell Investment and Insurance Services has 5 offices (4 private residences, listed without an address), with 2 listed addresses in Arizona and Oregon.
Arizona · 1 listed address
- 1757 E Baseline Road, Gilbert
Oregon · 1 listed address
- 4710 Village Plaze Loop, Suite 240, EugeneHQ
Other business names
O'Connell Investment and Insurance Services has reported 1 other business name to the SEC.
- Pacific Crest Wealth Management
Contact and registration details
- Legal name
- O'Connell Investment and Insurance Services, LLC
- Headquarters
- 4710 Village Plaze Loop, Suite 240, Eugene, OR 97401
- Website
- pacificcrestwealth.com
- Phone
- 541-338-7631
- @gowealthmanagement
- SEC file
- 801-123534
- Structure
- Oregon corporation
- Fiscal year end
- December
O'Connell Investment and Insurance Services uses Charles Schwab ($208M) as custodian for its separately managed accounts. O'Connell Investment and Insurance Services does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $208M100%
At year end, O'Connell Investment and Insurance Services’ separately managed accounts were largely in stocks (43%) and funds (41%).
What the accounts hold
- Stocks43%
- Exchange-traded equities25%
- Non-exchange-traded equities18%
- Funds41%
- Bonds4%
- Cash7%
- Other8%
- Alternatives8%
How many clients does O'Connell Investment and Insurance Services have?
O'Connell Investment and Insurance Services has 519 clients and manages $208 million for them, as of February 2026. They include 415 individual clients, 62 pension and profit-sharing plans, and 42 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 25 February 2026
What services does O'Connell Investment and Insurance Services offer?
O'Connell Investment and Insurance Services provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does O'Connell Investment and Insurance Services charge?
O'Connell Investment and Insurance Services charges up to 2.00% a year for its Investment Management Fees. The fee is billed in advance and is negotiable.
Which custodians does O'Connell Investment and Insurance Services use?
O'Connell Investment and Insurance Services’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $208M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 25 February 2026
How many financial advisors does O'Connell Investment and Insurance Services have?
O'Connell Investment and Insurance Services has 9 investment adviser representatives registered with state securities authorities, out of 9 employees, and 9 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 7 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does O'Connell Investment and Insurance Services invest in?
At the end of its last fiscal year, O'Connell Investment and Insurance Services’ separately managed accounts held 41% registered funds (mutual funds, ETFs, BDCs), 25% exchange-traded equities, 18% non-exchange-traded equities, 8% other, 7% cash and equivalents and 4% investment grade corporate bonds. The 8% other category is described as: Alternatives.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns O'Connell Investment and Insurance Services?
O'Connell Investment and Insurance Services’ direct owner is Gwendolyn O'Connell (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 25 February 2026
How does O'Connell Investment and Insurance Services get paid?
O'Connell Investment and Insurance Services is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact O'Connell Investment and Insurance Services?
O'Connell Investment and Insurance Services’ main office is at 4710 Village Plaze Loop, Suite 240, Eugene, OR 97401. Its phone number is 541-338-7631. Its website is pacificcrestwealth.com.