Mark Dougal has been an investment adviser representative at O'Connell Investment and Insurance Services since November 2021, and is not listed among the firm’s executive officers or direct owners.
O'Connell Investment and Insurance Services, LLC is an Eugene, OR firm with $208M under management, 519 clients and 9 advisers across 6 offices, as of its February 2026 filing.
Mark Dougal’s longest registration was 8 years at Transamerica Financial Advisors, Inc. (2012–2020). Before joining O'Connell Investment and Insurance Services in 2021, Mark Dougal was registered through Transamerica Financial Advisors, Inc. and Investment Advisors International, Inc.
- Transamerica Financial Advisors, Inc.– · 8 yearsMeridian, ID · Adviser representative · Firm CRD 16164
- Investment Advisors International, Inc.– · under a yearOrem, UT · Adviser representative · Firm CRD 139233
Investment adviser representative registrations
Mark Dougal is registered as an investment adviser representative in Idaho, since November 2021.
- IdahoSince 30 November 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 29 December 2010 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 22 April 2005 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 17 September 2003 |
| Series 63 | Uniform Securities Agent State Law Examination | 2 September 2003 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Mark N. Dougal
- CRD
- 4659447
- Firm
- O'Connell Investment and Insurance Services · CRD 290254
- Office
- Nampa, ID
- Registration
- Investment adviser registration
- In the industry since
- November 2004
- Disciplinary history
- Not yet shown here · SEC record
Where does Mark Dougal work?
Mark Dougal is an investment adviser representative registered through O'Connell Investment and Insurance Services, LLC since November 2021, and is not listed among the firm’s executive officers or direct owners.
Is Mark Dougal a financial advisor?
Yes. Mark Dougal has a current investment-adviser registration in Idaho, through O'Connell Investment and Insurance Services since November 2021.
How many years of experience does Mark Dougal have?
Mark Dougal has 21 years in the financial industry, since November 2004, across 3 adviser firms.
What exams has Mark Dougal passed?
Mark Dougal has passed 4 licensing exams: the Series 63, Series 6, Series 26 and Series 65. The earliest, the Series 63, was passed in September 2003. FINRA credited Mark Dougal with the SIE, which began in October 2018.
Where did Mark Dougal work before O'Connell Investment and Insurance Services?
Before O'Connell Investment and Insurance Services, Mark Dougal was registered through Transamerica Financial Advisors, Inc., January 2012 to September 2020; Investment Advisors International, Inc., March 2011 to January 2012.
Where is Mark Dougal based?
Mark Dougal’s registered office is in Nampa, ID.
Is Mark Dougal registered with FINRA?
No. Mark Dougal has no current broker registration.
How can I verify Mark Dougal’s record?
Search CRD 4659447 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Mark Dougal’s full registration record.
