Gwendolyn O'Connell has been President, Chief Compliance Officer of O'Connell Investment and Insurance Services since January 2014, is a control person of the firm and directly owns 75% or more of it.
O'Connell Investment and Insurance Services, LLC is an Eugene, OR firm with $208M under management, 519 clients and 9 advisers across 6 offices, as of its February 2026 filing.
Gwen O’Connell is President of GO Wealth Management, based in Eugene, Oregon. She has been a consultant and administrator of qualified plans for close to 30 years and represents clients in the western states.
Gwendolyn O'Connell’s longest registration is the current one, 8 years at O'Connell Investment and Insurance Services since 2017. Before joining O'Connell Investment and Insurance Services in 2017, Gwendolyn O'Connell was registered through Centaurus Financial, Inc. and J P Turner & Company Capital Management, LLC.
- Go Wealth ManagementCurrent– present · 8 yearsEugene, OR · Adviser representative · Firm CRD 290254
- Centaurus Financial, Inc.– · 5 yearsEugene, OR · Adviser representative · Firm CRD 30833
- J P Turner & Company Capital Management, LLC– · 2 yearsEugene, OR · Adviser representative · Firm CRD 124446
- Ing Financial Partners, Inc– · 2 yearsEugene, OR · Adviser representative · Firm CRD 2882
Investment adviser representative registrations
Gwendolyn O'Connell is registered as an investment adviser representative in 5 states. The first approvals date from November 2017; the most recent is North Carolina, in March 2021.
- CaliforniaSince 27 March 2018
- North CarolinaSince 29 March 2021
- OregonSince 8 November 2017
- TexasSince 19 March 2020
- WashingtonSince 11 June 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 1 December 2004 |
| Series 24 | General Securities Principal Examination | 8 October 2003 |
| Series 7 | General Securities Representative Examination | 26 August 2003 |
| Series 63 | Uniform Securities Agent State Law Examination | 15 January 2001 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 3 January 2001 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Gwendolyn Sue O'Connell
- CRD
- 4326521
- Firm
- O'Connell Investment and Insurance Services · CRD 290254
- Role
- President, Chief Compliance Officer
- Office
- 4710 VILLAGE PLAZE LOOP, SUITE 240, Eugene, OR 97401
- Registration
- Investment adviser registration
- In the industry since
- January 2001
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- gowealthgroup.com
Where does Gwendolyn O'Connell work?
Gwendolyn O'Connell has been President, Chief Compliance Officer of O'Connell Investment and Insurance Services, LLC since January 2014, and is a control person of the firm.
Is Gwendolyn O'Connell a financial advisor?
Yes. Gwendolyn O'Connell has a current investment-adviser registration in California, North Carolina, Oregon, Texas and Washington, through O'Connell Investment and Insurance Services since November 2017.
How many years of experience does Gwendolyn O'Connell have?
Gwendolyn O'Connell has 25 years in the financial industry, since January 2001, across 4 adviser firms.
What exams has Gwendolyn O'Connell passed?
Gwendolyn O'Connell has passed 5 licensing exams: the Series 6, Series 63, Series 7, Series 24 and Series 65. The earliest, the Series 6, was passed in January 2001. FINRA credited Gwendolyn O'Connell with the SIE, which began in October 2018.
Where did Gwendolyn O'Connell work before O'Connell Investment and Insurance Services?
Before O'Connell Investment and Insurance Services, Gwendolyn O'Connell was registered through Centaurus Financial, Inc., October 2012 to October 2017; J P Turner & Company Capital Management, LLC, November 2009 to October 2012; Ing Financial Partners, Inc, July 2007 to November 2009.
Where is Gwendolyn O'Connell based?
Gwendolyn O'Connell’s registered office is in Eugene, OR.
Is Gwendolyn O'Connell registered with FINRA?
No. Gwendolyn O'Connell has no current broker registration.
How can I verify Gwendolyn O'Connell’s record?
Search CRD 4326521 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Gwendolyn O'Connell’s full registration record.