Clients
Novacap Management US serves 54 clients. The average client has about $215 million with the firm.
- Pooled investment vehicles54 clients100%
Show client breakdownHide client breakdown
| Client type | Clients | Regulatory AUM | Share | Avg. per client |
|---|---|---|---|---|
| Pooled investment vehicles | 54 | $11,605,346,149 | 100.0% | $214.9M |
| Total | 54 | $11,605,346,149 | 100% | $214.9M |
- Clients
- 54
- Regulatory AUM
- $11,605,346,149
- Share
- 100.0%
- Avg. per client
- $214.9M
Total
- Clients
- 54
- Regulatory AUM
- $11,605,346,149
- Share
- 100%
- Avg. per client
- $214.9M
What it does
Novacap Management US provides portfolio management for pooled vehicles. It is paid through a percentage of assets and performance-based fees.
Novacap Management US advises no private funds.
100.0% of assets ($11.61B across 54 accounts) are managed with discretion. 100% of clients are outside the U.S., and 0 clients received advice without assets under management last fiscal year.
Custodians
Novacap Management US has custody of client assets.
- All other custodians$11.61B100%
Ownership and leadership
Novacap Management Inc. owns 75% or more of Novacap Management US, and Pascal Tremblay is its CEO.
- Owns 75% or more of Novacap Management US Inc.
Novacap Management Inc.
Control person · since October 2020
- Owns 75% or more of Novacap Management Inc.
Novacap Fund Management Inc.
Control person · since December 2013
Leadership
- Pascal TremblayPresident and Chief Executive Officer
- Stephane BlanchetChief Financial Officer and Treasurer
- Josiane TurcotteChief Compliance Officer
Staff
- 13 employees
- 13 in advisory functions
Fees
Novacap Management US is paid through a percentage of assets under management and performance-based fees.
Novacap Management US’s fee rates are not included in this profile. Find its brochure on the SEC’s site.
Offices and registrations
Besides its headquarters, Novacap Management US has 1 office, with 2 listed addresses in 1 state.
New York · 1 listed address
- 437 Madison Avenue, New-York
Choose a state to see its listed addresses.
Registration details
- Legal name
- Novacap Management US Inc.
- Headquarters
- 3400, De L'Eclipse Street, Suite 700, Brossard, Quebec, Canada J4Z 0P3
- Phone
- 14506515000
- Website
- Not reported
- SEC file
- 801-128503
- Structure
- Delaware corporation
- Fiscal year end
- December
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov
Common questions
How many clients does Novacap Management US have?
Novacap Management US has 54 clients and manages $11.6 billion for them, as of March 2026.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 27 March 2026
What services does Novacap Management US offer?
Novacap Management US provides portfolio management for pooled vehicles.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How many financial advisors does Novacap Management US have?
Novacap Management US has 0 investment adviser representatives registered with state securities authorities, out of 13 employees, and 13 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
Who owns Novacap Management US?
Novacap Management US is owned through a holding company by Novacap Fund Management Inc. Its direct owner is Novacap Management Inc. (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 27 March 2026
How does Novacap Management US get paid?
Novacap Management US is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file