{"url":"https://nivawealth.com/firms/novacap-management-us-327243","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/327243","regulatoryAum":11605346149,"crd":"327243","secFileNumber":"801-128503","legalName":"Novacap Management US Inc.","displayName":"Novacap Management US","website":null,"founded":null,"organization":"Delaware corporation","fiscalYearEnd":"December","headquarters":{"street":"3400, De L'Eclipse Street, Suite 700","city":"Brossard, Quebec","state":"","stateName":"","country":"Canada","postalCode":"J4Z 0P3"},"tradeNames":[],"registration":{"secApproved":"8 August 2023","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":13,"advisory":13,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":11605346149,"discretionaryAccounts":54,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":100,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":54,"regulatoryAum":11605346149}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Novacap Management US has custody of client assets.","otherCustodians":[],"leadership":[{"name":"Pascal Tremblay","title":"President and Chief Executive Officer","crd":"6858293"},{"name":"Stephane Blanchet","title":"Chief Financial Officer and Treasurer","crd":"6858294"},{"name":"Josiane Turcotte","title":"Chief Compliance Officer","crd":"7805576"}],"ownership":[{"label":"Novacap Management Inc.","detail":"Shareholder in the 75% or more ownership band and a control person, since October 2020."},{"label":"Novacap Fund Management Inc.","detail":"Indirect owner: a shareholder of Novacap Management Inc. in the 75% or more band and a control person, since December 2013.","parent":"Novacap Management Inc."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"officesByState":[{"state":"New York","offices":1,"addresses":[{"street":"437 Madison Avenue","city":"New-York"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"14506515000","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":0},"sources":{"adv1FilingDate":"27 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/327243/PDF/327243.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Novacap Management US have?","answer":"Novacap Management US has 54 clients and manages $11.6 billion for them, as of March 2026.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Novacap Management US offer?","answer":"Novacap Management US provides portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Novacap Management US have?","answer":"Novacap Management US has 0 investment adviser representatives registered with state securities authorities, out of 13 employees, and 13 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Novacap Management US?","answer":"Novacap Management US is owned through a holding company by Novacap Fund Management Inc. Its direct owner is Novacap Management Inc. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Novacap Management US get paid?","answer":"Novacap Management US is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}