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Firms by state

RIA firms in New York

352 SEC-registered advisers headquartered in New York. Browse by city or look up a firm.

Search the full directory by firm name, city, state, CRD number or custodian.

Explore by city

Find firms headquartered in New York. Choose a city to get started.

12 cities in this directory
HEADQUARTERS CITIES
Cohoes: 1 firmFairport: 1 firmLarchmont: 1 firmMount Kisco: 1 firmNew York: 340 firmsPearl River: 1 firmRockville Centre: 1 firmRye: 1 firmRye Brook: 1 firmTarrytown: 1 firm

Select a dot to see the city and its firms.

City locations are approximate. Counts reflect filed headquarters. 2 cities are listed without a map marker.

Map source: U.S. Census

All 352 firms

Ordered by regulatory assets under management, as reported on Form ADV.

Headquarters
New York, NY
Regulatory AUM
$15.52B
Headquarters
New York, NY
Regulatory AUM
$15.46B
Headquarters
New York, NY
Regulatory AUM
$15.43B
Headquarters
New York, NY
Regulatory AUM
$15.32B
Headquarters
New York, NY
Regulatory AUM
$15.16B
Headquarters
New York, NY
Regulatory AUM
$14.90B
Headquarters
New York, NY
Regulatory AUM
$14.62B
Headquarters
New York, NY
Regulatory AUM
$14.57B
Headquarters
New York, NY
Regulatory AUM
$14.42B
Headquarters
New York, NY
Regulatory AUM
$14.42B
Headquarters
New York, NY
Regulatory AUM
$14.32B
Headquarters
New York, NY
Regulatory AUM
$14.30B
Headquarters
New York, NY
Regulatory AUM
$14.24B
Headquarters
New York, NY
Regulatory AUM
$14.14B
Headquarters
New York, NY
Regulatory AUM
$14.09B
Headquarters
New York, NY
Regulatory AUM
$14.02B
Headquarters
New York, NY
Regulatory AUM
$14.01B
Headquarters
New York, NY
Regulatory AUM
$13.99B
Headquarters
New York, NY
Regulatory AUM
$13.93B
Headquarters
New York, NY
Regulatory AUM
$13.92B

Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.

About this list

A firm appears here when its Form ADV Part 1A lists its headquarters in New York. This page covers firms published in this directory. Branch offices and state registration jurisdictions do not determine inclusion; firms may serve clients in other states.

Figures come from each firm's own filings on the dates shown on its profile. This list is a restatement of public records, not a rating or a recommendation, and Niva Wealth is not affiliated with the firms on it.