New England Financial Planning Group provides financial planning, portfolio management for individuals and small businesses, education planning, estate planning, insurance, and tax planning. Financial planning was provided to 11–25 clients last fiscal year.
New England Financial Planning Group reports 196 clients. They include 120 individual clients and 76 high-net-worth individuals. Of its assets, 52.2% ($128M across 379 accounts) are managed with discretion; $118M across 330 accounts are not. Of its clients, 1% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 61% | 16% |
| High-net-worth individuals | 39% | 84% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 120 | $38.7M | 15.7% | $323K |
| High-net-worth individuals | 76 | $207M | 84.3% | $2.73M |
| Total | 196 | $246M | 100% | $1.26M |
- Clients
- 120
- Regulatory AUM
- $38.7M
- AUM share
- 15.7%
- Avg. per client
- $323K
- Clients
- 76
- Regulatory AUM
- $207M
- AUM share
- 84.3%
- Avg. per client
- $2.73M
Total
- Clients
- 196
- Regulatory AUM
- $246M
- AUM share
- 100%
- Avg. per client
- $1.26M
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 11–25
New England Financial Planning Group is paid through a percentage of assets under management, hourly charges and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Financial Planning Services
- Billed hourly at $250.00 an hour with a $2,000 minimum fee and a 50% deposit; ongoing financial planning is a fixed fee payable quarterly in advance.
- Investment Advisory Consulting Services
- Charged annually as a percentage of assets under consultation: 1.75% on the first $100,000, 1.50% on the next $100,000, 1.25% on the next $300,000 and 0.75% above $500,000, billed quarterly in advance.
Richard Wojcik owns 50% to 75% of New England Financial Planning Group. The leadership team of New England Financial Planning Group includes Chief Compliance Officer Bradford Nichols. It has 6 employees, 2 of them in advisory roles.
Leadership
Bradford NicholsMember/Chief Compliance Officer
Richard WojcikMember
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
Staff
- 6 employees
- 2 in advisory functions
- 3 state-registered reps
- 3 broker-dealer reps
- 1 insurance agent
- Owns 50% to 75% of New England Financial Planning Group, LLC
Richard Wojcik
Control person · since March 1989
- Owns 50% to 75% of New England Financial Planning Group, LLC
Bradford Nichols
since April 2019
New England Financial Planning Group’s regulatory assets grew from $214M (April 2021) to $246M (September 2026); clients fell from 297 to 196 and employees were 6 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| September 2026 | $246M | 196 | 6 | 1 |
| February 2025 | $227M | 192 | 6 | 1 |
| January 2024 | $220M | 193 | 6 | 1 |
| February 2023 | $202M | 201 | 6 | 1 |
| April 2022 | $247M | 211 | 6 | 1 |
| April 2021 | $214M | 297 | 6 | 1 |
Besides its headquarters, New England Financial Planning Group has 0 offices, with 1 listed address in Massachusetts.
Massachusetts · 1 listed address
- 69 Winn Street, BurlingtonHQ
Contact and registration details
- Legal name
- New England Financial Planning Group, LLC
- Headquarters
- 69 Winn Street, Burlington, MA 01803
- Website
- nefpg.com
- Phone
- 781-272-2200
- SEC file
- 801-17130
- Structure
- Massachusetts LLC
- Fiscal year end
- December
New England Financial Planning Group uses Raymond James ($120M, 56%) and Raymond James ($95.5M, 44%) as custodians for its separately managed accounts. New England Financial Planning Group does not have custody of client assets.
- Raymond JamesRaymond James & Associates, Inc. · St. Petersburg, FL · $120M56%
- Raymond JamesRaymond James Trust Company of NH · Portsmouth, NH · $95.5M44%
At year end, New England Financial Planning Group’s separately managed accounts were mostly in funds (56%) and stocks (36%).
What the accounts hold
- Stocks36%
- Funds56%
- Bonds4%
- State and local bonds3%
- Investment grade corporate bonds1%
- Cash4%
How many clients does New England Financial Planning Group have?
New England Financial Planning Group has 196 clients and manages $246 million for them, as of September 2026. They include 120 individual clients and 76 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 2 September 2026
What services does New England Financial Planning Group offer?
New England Financial Planning Group provides financial planning, portfolio management for individuals and small businesses, education planning, estate planning, insurance, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
Which custodians does New England Financial Planning Group use?
New England Financial Planning Group’s separately managed account assets are held at Raymond James & Associates, Inc. (St. Petersburg, FL), with $120M and Raymond James Trust Company of NH (Portsmouth, NH), with $95.5M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 2 September 2026
How many financial advisors does New England Financial Planning Group have?
New England Financial Planning Group has 3 investment adviser representatives registered with state securities authorities, out of 6 employees, and 2 perform investment advisory functions. 3 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does New England Financial Planning Group invest in?
At the end of its last fiscal year, New England Financial Planning Group’s separately managed accounts held 56% registered funds (mutual funds, ETFs, BDCs), 36% exchange-traded equities, 4% cash and equivalents, 3% state and local bonds and 1% investment grade corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns New England Financial Planning Group?
New England Financial Planning Group’s direct owners are Richard Wojcik (50% to 75%) and Bradford Nichols (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 2 September 2026
How does New England Financial Planning Group get paid?
New England Financial Planning Group is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is New England Financial Planning Group registered with the SEC?
Yes, New England Financial Planning Group has been registered with the SEC as an investment adviser since 17 May 1982. Its CRD number is 105254 and its SEC file number is 801-17130.
Source: Form ADV Part 1A, Item 1, filed 2 September 2026; IAPD firm record
How do I contact New England Financial Planning Group?
New England Financial Planning Group’s main office is at 69 Winn Street, Burlington, MA 01803. Its phone number is 781-272-2200. Its website is nefpg.com.