MTM Investment Management provides portfolio management for individuals and small businesses, pension consulting, selecting other managers, education planning, estate planning, financial planning, insurance, philanthropic planning, and tax planning.
MTM Investment Management reports 424 clients. They include 238 high-net-worth individuals, 176 individual clients, and 10 pension and profit-sharing plans. Of its assets, 94.3% ($639M across 986 accounts) are managed with discretion; $39M across 47 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 42% | 6% |
| High-net-worth individuals | 56% | 91% |
| Pension and profit-sharing plans | 2% | 3% |
| Charitable organizations | Fewer than 5 | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 176 | $43.3M | 6.4% | $246K |
| High-net-worth individuals | 238 | $614M | 90.6% | $2.58M |
| Pension and profit-sharing plans | 10 | $18M | 2.7% | $1.8M |
| Charitable organizations | Fewer than 5 | $2.53M | 0.4% | — |
| Total | 424 | $678M | 100% | — |
- Clients
- 176
- Regulatory AUM
- $43.3M
- AUM share
- 6.4%
- Avg. per client
- $246K
- Clients
- 238
- Regulatory AUM
- $614M
- AUM share
- 90.6%
- Avg. per client
- $2.58M
- Clients
- 10
- Regulatory AUM
- $18M
- AUM share
- 2.7%
- Avg. per client
- $1.8M
- Clients
- Fewer than 5
- Regulatory AUM
- $2.53M
- AUM share
- 0.4%
- Avg. per client
- —
Total
- Clients
- 424
- Regulatory AUM
- $678M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
MTM Investment Management charges 0.375%–1.25% a year for its Investment Advisory Services - Individuals. The fee is billed in advance, is negotiable and has a $1,000 annual minimum.
Fee details and sources
D.C. Taylor & Co., LLC owns 50% to 75% of MTM Investment Management. David Taylor is CEO; the leadership team includes President John Moore. It has 8 employees, 5 of them in advisory roles.
Leadership
- David TaylorChief Executive Officer, Chief Investment Officer
- John MooreChief Compliance Officer, President
Investment adviser representatives
5 representatives listed in the SEC register as of 9 October 2026.
Staff
- 8 employees
- 5 in advisory functions
- 5 state-registered reps
- Owns 50% to 75% of MTM Investment Management, LLC
D.C. Taylor & Co., LLC
Control person · since May 2018
- Owns 50% to 75% of MTM Investment Management, LLC
Moore Capital, LLC
Control person · since May 2018
MTM Investment Management’s regulatory assets grew 1.6× from $432M (February 2021) to $678M (July 2026); clients rose from 360 to 424 and employees from 6 to 8. In 2020, Foster, Towson and Company joined it.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| July 2026 | $678M | 424 | 8 | 1 |
| March 2025 | $621M | 433 | 8 | 1 |
| March 2024 | $525M | 405 | 9 | 1 |
| March 2023 | $451M | 379 | 8 | 1 |
| May 2022 | $478M | 386 | 6 | 1 |
| February 2021 | $432M | 360 | 6 | 1 |
Firms that joined
20201 joined
- Foster, Towson and CompanyNo filed AUM
Firms whose SEC withdrawal reports a sale to this firm, and deals reported in the press. Teams that moved without selling a registered firm may not appear.
Besides its headquarters, MTM Investment Management has 0 offices, with 1 listed address in South Carolina.
South Carolina · 1 listed address
- 812 East Main Street, SpartanburgHQ
Contact and registration details
- Legal name
- MTM Investment Management, LLC
- Headquarters
- 812 East Main Street, Spartanburg, SC 29302
- Website
- mtminvest.com
- Phone
- 864-582-7000
- @mtm-investment-management
- SEC file
- 801-113650
- Founded
- 2018
- Structure
- South Carolina LLC
- Fiscal year end
- December
MTM Investment Management uses Raymond James ($659M) as custodian for its separately managed accounts. MTM Investment Management does not have custody of client assets.
- Raymond JamesRaymond James & Associates, Inc. · St. Petersburg, FL · $659M100%
At year end, MTM Investment Management’s separately managed accounts were mostly in funds (55%) and stocks (33%). Its reported 13F holdings for the quarter ended 30 June 2026 total $350M across 708 positions; the largest are Apple Incorporated (3.8%), T Rowe Price ETF Inc. Capital Appreciation Equity (3.4%) and Eli Lilly & Company (3.1%).
What the accounts hold
- Stocks33%
- Funds55%
- Bonds10%
- U.S. government and agency bonds7%
- Investment grade corporate bonds2%
- State and local bonds1%
- Cash1%
- Other1%
- Long/short funds and annuities1%
Reported 13F holdings
- $350M
- Reported 13F value
- 708
- Positions
- 26.4%
- In the 10 largest
- +11.0%
- Value vs. prior quarter
- Apple Incorporated3.8%
- T Rowe Price ETF Inc. Capital Appreciation Equity · Cap Appreciation3.4%
- Eli Lilly & Company3.1%
- Lowes Companies Incorporated2.9%
- JPMORGAN Chase & Company2.7%
- Amplify Cwp Enhanced Dividend Income ETF · Cwp Enhanced Div2.5%
- Kinder Morgan Incorporated Del2.1%
- Mckesson Corporation2.0%
- Broadcom Incorporated2.0%
- Microsoft Corporation1.9%
Together, the ten largest are 26.4% of reported value.
How many clients does MTM Investment Management have?
MTM Investment Management has 424 clients and manages $678 million for them, as of July 2026. They include 238 high-net-worth individuals, 176 individual clients, and 10 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 7 July 2026
What services does MTM Investment Management offer?
MTM Investment Management provides portfolio management for individuals and small businesses, pension consulting, selecting other managers, education planning, estate planning, financial planning, insurance, philanthropic planning, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does MTM Investment Management charge?
MTM Investment Management charges 0.375%–1.25% a year for its Investment Advisory Services - Individuals. The fee is billed in advance, is negotiable and has a $1,000 annual minimum.
Source: MTM INVESTMENT MANAGEMENT BROCHURE, filed 7 July 2026
Which custodians does MTM Investment Management use?
MTM Investment Management’s separately managed account assets are held at Raymond James & Associates, Inc. (St. Petersburg, FL), with $659M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 7 July 2026
How many financial advisors does MTM Investment Management have?
MTM Investment Management has 5 investment adviser representatives registered with state securities authorities, out of 8 employees, and 5 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does MTM Investment Management invest in?
At the end of its last fiscal year, MTM Investment Management’s separately managed accounts held 55% registered funds (mutual funds, ETFs, BDCs), 33% exchange-traded equities, 7% U.S. government and agency bonds, 2% investment grade corporate bonds, 1% state and local bonds, 1% cash and equivalents and 1% other. The 1% other category is described as: Long/Short Funds and Annuities.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns MTM Investment Management?
MTM Investment Management’s direct owners are D.C. Taylor & Co., LLC (50% to 75%) and Moore Capital, LLC (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 7 July 2026
How does MTM Investment Management get paid?
MTM Investment Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is MTM Investment Management registered with the SEC?
Yes, MTM Investment Management has been registered with the SEC as an investment adviser since 20 July 2018. Its CRD number is 297500 and its SEC file number is 801-113650.
Source: Form ADV Part 1A, Item 1, filed 7 July 2026; IAPD firm record
How do I contact MTM Investment Management?
MTM Investment Management’s main office is at 812 East Main Street, Spartanburg, SC 29302. Its phone number is 864-582-7000. Its website is mtminvest.com.