John Moore has been Chief Compliance Officer, President of MTM Investment Management since May 2018, is a control person of the firm and directly owns under 5% of it. John Moore holds a B.A. in Government from Wofford College.
MTM Investment Management, LLC is a Spartanburg, SC firm with $678M under management, 424 clients and 5 advisers in one office, as of its July 2026 filing.
John P. Moore is President and Chief Compliance Officer of MTM Investment Management. As one of the firm's Principals, his responsibilities include strategic planning and growth strategies, management of day-to-day operations, supervision of employees, compliance policy and portfolio management. Before MTM, he was an advisor with McHam Taylor & Co., served as President of the Moore Family Office, Moore Capital, and served six years as a Magistrate Judge for Spartanburg County, South Carolina.
John Moore’s longest registration is the current one, 8 years at MTM Investment Management since 2018. Before joining MTM Investment Management in 2018, John Moore was registered through McHam Taylor & Co.
- – present · 8 yearsSpartanburg, SC · Adviser representative · Firm CRD 297500
- McHam Taylor & Co.– · 1 yearSpartanburg, SC · Adviser representative · Firm CRD 155378
Investment adviser representative registrations
John Moore is registered as an investment adviser representative in 2 states. The first approvals date from September 2018; the most recent is Texas, in November 2018.
- South CarolinaSince 27 September 2018
- TexasSince 9 November 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 22 December 2016 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- John Pendleton Moore
- CRD
- 6745393
- Firm
- MTM Investment Management · CRD 297500
- Role
- Chief Compliance Officer, President
- Office
- 812 EAST MAIN STREET, Spartanburg, SC 29302
- Registration
- Investment adviser registration
- In the industry since
- January 2017
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- mtminvest.com
Where does John Moore work?
John Moore has been Chief Compliance Officer, President of MTM Investment Management, LLC since May 2018, and is a control person of the firm.
Is John Moore a financial advisor?
Yes. John Moore has a current investment-adviser registration in South Carolina and Texas, through MTM Investment Management since September 2018.
How many years of experience does John Moore have?
John Moore has 9 years in the financial industry, since January 2017, across 2 adviser firms.
What exams has John Moore passed?
John Moore passed the Series 65 in December 2016.
Where did John Moore work before MTM Investment Management?
Before MTM Investment Management, John Moore was registered through McHam Taylor & Co., January 2017 to September 2018.
Where is John Moore based?
John Moore’s registered office is in Spartanburg, SC.
Is John Moore registered with FINRA?
No. John Moore has no current broker registration.
How can I verify John Moore’s record?
Search CRD 6745393 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes John Moore’s full registration record.