Moore Wealth provides financial planning, portfolio management for individuals and small businesses, publishing newsletters, and educational seminars. Financial planning was provided to 101–250 clients last fiscal year.
Moore Wealth reports 204 clients. They include 159 individual clients and 45 high-net-worth individuals. Of its assets, 100.0% ($157M across 563 accounts) are managed with discretion. It advised 63 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 78% | 36% |
| High-net-worth individuals | 22% | 59% |
| Charitable organizations | Fewer than 5 | <1% |
| Corporations and other businesses | Fewer than 5 | 4% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 159 | $57.2M | 36.4% | $360K |
| High-net-worth individuals | 45 | $93.3M | 59.5% | $2.07M |
| Charitable organizations | Fewer than 5 | $202K | 0.1% | — |
| Corporations and other businesses | Fewer than 5 | $6.18M | 3.9% | — |
| Total | 204 | $157M | 100% | — |
- Clients
- 159
- Regulatory AUM
- $57.2M
- AUM share
- 36.4%
- Avg. per client
- $360K
- Clients
- 45
- Regulatory AUM
- $93.3M
- AUM share
- 59.5%
- Avg. per client
- $2.07M
- Clients
- Fewer than 5
- Regulatory AUM
- $202K
- AUM share
- 0.1%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $6.18M
- AUM share
- 3.9%
- Avg. per client
- —
Total
- Clients
- 204
- Regulatory AUM
- $157M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 63
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
Moore Wealth is paid through a percentage of assets under management and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Wealth Management Consulting
- Annual fee, flat fee or hourly rate not to exceed $500, negotiable between the client and the advisor.
Shabri Moore owns 25% to 50% of Moore Wealth. The leadership team of Moore Wealth includes Chief Compliance Officer Sean Moore. It has 6 employees, 5 of them in advisory roles.
Leadership
Sean MoorePartner, Director of Operations & Chief Compliance Officer
Shabri MooreManaging Partner
Erik MoorePartner & Director of Investment Strategy
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
Staff
- 6 employees
- 5 in advisory functions
- 3 state-registered reps
- 2 insurance agents
- Owns 25% to 50% of Moore Wealth LLC
Shabri Moore
Control person · since January 2023
- Owns 25% to 50% of Moore Wealth LLC
Sean Moore
Control person · since January 2023
- Owns 25% to 50% of Moore Wealth LLC
Erik Moore
Control person · since January 2023
Moore Wealth’s regulatory assets grew from $129M (August 2023) to $157M (August 2026); clients were 204 in both filings and employees fell from 7 to 6.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| August 2026 | $157M | 204 | 6 | 2 |
| March 2025 | $144M | 212 | 6 | 2 |
| March 2024 | $140M | 219 | 6 | 1 |
| August 2023 | $129M | 198 | 7 | 1 |
Besides its headquarters, Moore Wealth has 1 office (1 private residence, listed without an address), with 1 listed address in Maryland.
Maryland · 1 listed address
- 50 Carroll Creek Way, Suite 335, FrederickHQ
Contact and registration details
- Legal name
- Moore Wealth LLC
- Headquarters
- 50 Carroll Creek Way, Suite 335, Frederick, MD 21701
- Website
- moorewealthinc.com
- Phone
- 301-631-1207
- @moore-wealth-inc.
- SEC file
- 801-127484
- Structure
- Maryland LLC
- Fiscal year end
- December
Moore Wealth uses Fidelity ($156M) as custodian for its separately managed accounts. Moore Wealth has custody of $1.23M in client assets for 8 clients.
- FidelityNational Financial Services LLC · Boston, MA · $156M100%
At year end, Moore Wealth’s separately managed accounts were mostly in funds (79%) and stocks (15%).
What the accounts hold
- Stocks15%
- Exchange-traded equities13%
- Non-exchange-traded equities2%
- Funds79%
- Cash5%
- Other1%
- Annuities.1%
How many clients does Moore Wealth have?
Moore Wealth has 204 clients and manages $157 million for them, as of August 2026. They include 159 individual clients and 45 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 3 August 2026
What services does Moore Wealth offer?
Moore Wealth provides financial planning, portfolio management for individuals and small businesses, publishing newsletters, and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Moore Wealth use?
Moore Wealth’s separately managed account assets are held at National Financial Services LLC (Boston, MA), with $156M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 3 August 2026
How many financial advisors does Moore Wealth have?
Moore Wealth has 3 investment adviser representatives registered with state securities authorities, out of 6 employees, and 5 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Moore Wealth invest in?
At the end of its last fiscal year, Moore Wealth’s separately managed accounts held 79% registered funds (mutual funds, ETFs, BDCs), 13% exchange-traded equities, 5% cash and equivalents, 2% non-exchange-traded equities and 1% other. The 1% other category is described as: Annuities.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Moore Wealth?
Moore Wealth’s direct owners are Shabri Moore, Sean Moore and Erik Moore, each holding 50% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 3 August 2026
How does Moore Wealth get paid?
Moore Wealth is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Moore Wealth?
Moore Wealth’s main office is at 50 Carroll Creek Way, Suite 335, Frederick, MD 21701. Its phone number is 301-631-1207. Its website is moorewealthinc.com.