Erik Moore has been Partner & Director of Investment Strategy of Moore Wealth since January 2023, is a control person of the firm and directly owns between 25% and 50% of it. Erik Moore holds a Bachelor's degree in Physics from the University of Pittsburgh.
Moore Wealth LLC is a Frederick, MD firm with $157M under management, 204 clients and 5 advisers across 2 offices, as of its August 2026 filing.
Erik Moore is Partner & Director of Investment Strategy of Moore Wealth, based in Frederick, Maryland. He works with Shabri and Sean to develop asset allocation strategies and financial plans. Earlier, he assisted in portfolio management, investment research and client relationship management at a financial advising firm in downtown Pittsburgh.
Erik Moore’s longest registration was 6 years at Commonwealth Financial Network (2017–2023). Before joining Moore Wealth in 2023, Erik Moore was registered through Commonwealth Financial Network.
- Commonwealth Financial Network– · 6 yearsFrederick, MD · Adviser representative · Firm CRD 8032
Professional designations
Listed by Moore Wealth
- Accredited Investment Fiduciary®
Investment adviser representative registrations
Erik Moore is registered as an investment adviser representative in 2 states, as a resident of Texas. Each was approved in April 2023.
- MarylandSince 3 April 2023
- TexasResidentSince 3 April 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 20 July 2015 |
| Series 7 | General Securities Representative Examination | 28 April 2015 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Erik Anshul Moore
- CRD
- 6327156
- Firm
- Moore Wealth · CRD 323374
- Role
- Partner & Director of Investment Strategy
- Office
- 50 CARROLL CREEK WAY, SUITE 335, Frederick, MD 21701
- Registration
- Investment adviser registration
- In the industry since
- September 2016
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- moorewealthinc.com
Where does Erik Moore work?
Erik Moore has been Partner & Director of Investment Strategy of Moore Wealth LLC since January 2023, and is a control person of the firm.
Is Erik Moore a financial advisor?
Yes. Erik Moore has a current investment-adviser registration in Maryland and Texas, through Moore Wealth since April 2023.
How many years of experience does Erik Moore have?
Erik Moore has 10 years in the financial industry, since September 2016, across 2 adviser firms.
What exams has Erik Moore passed?
Erik Moore has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in April 2015. FINRA credited Erik Moore with the SIE, which began in October 2018.
Where is Erik Moore based?
Erik Moore’s registered office is in Frederick, MD.
Is Erik Moore registered with FINRA?
No. Erik Moore has no current broker registration.
How can I verify Erik Moore’s record?
Search CRD 6327156 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Erik Moore’s full registration record.
