{"url":"https://nivawealth.com/firms/moore-wealth-323374","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/323374","regulatoryAum":156908298,"crd":"323374","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6327156","suffix":null,"lastName":"MOORE","firstName":"ERIK","middleName":"ANSHUL"},{"crd":"5894573","suffix":null,"lastName":"MOORE","firstName":"SEAN","middleName":"AJAY"},{"crd":"2894381","suffix":null,"lastName":"MOORE","firstName":"SHABRI","middleName":"GANDHI"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2023-08-08","regulatoryAum":128581302,"clients":198,"employees":7,"offices":1},{"filedOn":"2024-03-01","regulatoryAum":139972662,"clients":219,"employees":6,"offices":1},{"filedOn":"2025-03-11","regulatoryAum":144427668,"clients":212,"employees":6,"offices":2},{"filedOn":"2026-08-03","regulatoryAum":156908298,"clients":204,"employees":6,"offices":2}],"secFileNumber":"801-127484","legalName":"Moore 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advisor.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1050913","versionId":1050913,"submittedOn":"2026-07-07","documentName":"FORM ADV 2A JULY 2026"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T17:20:41.092094+00:00","documents":[{"name":"FORM ADV 2A JULY 2026","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1050913","versionId":1050913,"submittedOn":"2026-07-07"}]},"custodians":[{"name":"National Financial Services LLC","shortName":"Fidelity","location":"Boston, MA","smaAssets":155996810}],"custodyNote":"Moore Wealth has custody of $1.23M in client assets for 8 clients.","otherCustodians":[],"leadership":[{"name":"Sean Moore","title":"Partner, Director of Operations & Chief Compliance Officer","crd":"5894573"},{"name":"Shabri Moore","title":"Managing Partner","crd":"2894381"},{"name":"Erik Moore","title":"Partner & Director of Investment Strategy","crd":"6327156"}],"ownership":[{"label":"Shabri Moore","detail":"Managing partner in the 25% to 50% ownership band and a control person, since January 2023."},{"label":"Sean Moore","detail":"Partner, director of operations & chief compliance officer in the 25% to 50% ownership band and a control person, since January 2023."},{"label":"Erik Moore","detail":"Partner & director of investment strategy in the 25% to 50% ownership band and a control person, since January 2023."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":1},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Maryland","offices":1,"addresses":[{"street":"50 Carroll Creek Way, Suite 335","city":"Frederick","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"301-631-1207","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Publication of periodicals or newsletters","Educational seminars/workshops"],"financialPlanningClients":"101-250","assetMix":[{"label":"Exchange-traded equity securities","percent":13},{"label":"Non-exchange-traded equity securities","percent":2},{"label":"Securities issued by registered investment companies or business development companies","percent":79},{"label":"Cash and cash equivalents","percent":5},{"label":"Other","percent":1,"detail":"Annuities."}],"privateFunds":0},"sources":{"adv1FilingDate":"3 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/323374/PDF/323374.pdf","brochureDate":"7 July 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1050913","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Moore Wealth have?","answer":"Moore Wealth has 204 clients and manages $157 million for them, as of August 2026. They include 159 individual clients and 45 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 3 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Moore Wealth offer?","answer":"Moore Wealth provides financial planning, portfolio management for individuals and small businesses, publishing newsletters, and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Moore Wealth use?","answer":"Moore Wealth’s separately managed account assets are held at National Financial Services LLC (Boston, MA), with $156M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 3 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Moore Wealth have?","answer":"Moore Wealth has 3 investment adviser representatives registered with state securities authorities, out of 6 employees, and 5 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Moore Wealth invest in?","answer":"At the end of its last fiscal year, Moore Wealth’s separately managed accounts held 79% registered funds (mutual funds, ETFs, BDCs), 13% exchange-traded equities, 5% cash and equivalents, 2% non-exchange-traded equities and 1% other. The 1% other category is described as: Annuities.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Moore Wealth?","answer":"Moore Wealth’s direct owners are Shabri Moore, Sean Moore and Erik Moore, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 3 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Moore Wealth get paid?","answer":"Moore Wealth is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Moore Wealth?","answer":"Moore Wealth’s main office is at 50 Carroll Creek Way, Suite 335, Frederick, MD 21701. Its phone number is 301-631-1207. Its website is moorewealthinc.com.","source":"Form ADV Part 1A, Item 1.F, filed 3 August 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}