Meadowbrook Wealth Management provides financial planning and portfolio management for individuals and small businesses. Financial planning was provided to 1–10 clients last fiscal year.
Meadowbrook Wealth Management reports 174 clients. They include 142 individual clients and 32 high-net-worth individuals. Of its assets, 100.0% ($110M across 260 accounts) are managed with discretion. Of its clients, 1% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 82% | 72% |
| High-net-worth individuals | 18% | 28% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 142 | $79.1M | 71.8% | $557K |
| High-net-worth individuals | 32 | $31M | 28.2% | $969K |
| Total | 174 | $110M | 100% | $633K |
- Clients
- 142
- Regulatory AUM
- $79.1M
- AUM share
- 71.8%
- Avg. per client
- $557K
- Clients
- 32
- Regulatory AUM
- $31M
- AUM share
- 28.2%
- Avg. per client
- $969K
Total
- Clients
- 174
- Regulatory AUM
- $110M
- AUM share
- 100%
- Avg. per client
- $633K
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Meadowbrook Wealth Management is paid through a percentage of assets under management and hourly charges. The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure.
Thomas Efthimiou owns 50% to 75% of Meadowbrook Wealth Management. It has 2 employees.
Leadership
- Thomas EfthimiouManaging Principal/Partner/CCO
- Richard JackManaging Principal/Partner/COO
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
Staff
- 2 employees
- 2 in advisory functions
- 2 state-registered reps
- Owns 50% to 75% of Meadowbrook Wealth Management, LLC
Thomas Efthimiou
Control person · since March 2015
- Owns 50% to 75% of Meadowbrook Wealth Management, LLC
Richard Jack
Control person · since March 2015
Meadowbrook Wealth Management’s regulatory assets grew 1.8× from $59.8M (March 2021) to $110M (April 2026); clients rose from 70 to 174 and employees were 2 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| April 2026 | $110M | 174 | 2 | 1 |
| February 2025 | $86.2M | 121 | 2 | 1 |
| January 2024 | $61.4M | 155 | 2 | 1 |
| January 2023 | $50.8M | 80 | 2 | 1 |
| January 2022 | $71M | 79 | 2 | 1 |
| March 2021 | $59.8M | 70 | 2 | 1 |
Besides its headquarters, Meadowbrook Wealth Management has 0 offices, with 1 listed address in New York.
New York · 1 listed address
- 1042 Franklin Avenue, Suite 110, Garden CityHQ
Contact and registration details
- Legal name
- Meadowbrook Wealth Management, LLC
- Headquarters
- 1042 Franklin Avenue, Suite 110, Garden City, NY 11530
- Website
- meadowbrookwealth.com
- Phone
- 888-888-5250
- SEC file
- 801-110418
- Structure
- New York LLC
- Fiscal year end
- December
Meadowbrook Wealth Management uses LPL Financial ($110M) as custodian for its separately managed accounts. Meadowbrook Wealth Management does not have custody of client assets.
- LPL FinancialLPL Financial · San Diego, CA · $110M100%
At year end, Meadowbrook Wealth Management’s separately managed accounts were mostly in stocks (92%). Its reported 13F holdings for the quarter ended 30 June 2026 total $92.9M across 81 positions; the largest are Amazon.com Inc. (9.6%), Shopify Inc. CL A (6.7%) and Nebius Group N V CL A (6.4%).
What the accounts hold
- Stocks92%
- Bonds3%
- Cash5%
Reported 13F holdings
- $92.9M
- Reported 13F value
- 81
- Positions
- 48.2%
- In the 10 largest
- +23.0%
- Value vs. prior quarter
- Amazon.com Inc. · Large US Bl Eq9.6%
- Shopify Inc. CL A · Large For Eq6.7%
- Nebius Group N V CL A · Large For Eq6.4%
- Apple Inc. · Large US Bl Eq5.7%
- Applovin Corp. CL A · Large US Gro Eq4.4%
- Eli Lilly & CO · Large US Gro Eq4.2%
- Abbvie Inc. · Large US Val Eq3.5%
- Alphabet Inc. CL A · Large US Bl Eq2.7%
- GE Aerospace · Large US Bl Eq2.5%
- Visa Inc. CL A · Large US Bl Eq2.5%
Together, the ten largest are 48.2% of reported value.
How many clients does Meadowbrook Wealth Management have?
Meadowbrook Wealth Management has 174 clients and manages $110 million for them, as of April 2026. They include 142 individual clients and 32 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 20 April 2026
What services does Meadowbrook Wealth Management offer?
Meadowbrook Wealth Management provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Meadowbrook Wealth Management use?
Meadowbrook Wealth Management’s separately managed account assets are held at LPL Financial (San Diego, CA), with $110M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 20 April 2026
How many financial advisors does Meadowbrook Wealth Management have?
Meadowbrook Wealth Management has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Meadowbrook Wealth Management invest in?
At the end of its last fiscal year, Meadowbrook Wealth Management’s separately managed accounts held 92% exchange-traded equities, 5% cash and equivalents and 3% U.S. government and agency bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Meadowbrook Wealth Management?
Meadowbrook Wealth Management’s direct owners are Thomas Efthimiou (50% to 75%) and Richard Jack (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 20 April 2026
How does Meadowbrook Wealth Management get paid?
Meadowbrook Wealth Management is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Meadowbrook Wealth Management?
Meadowbrook Wealth Management’s main office is at 1042 Franklin Avenue, Suite 110, Garden City, NY 11530. Its phone number is 888-888-5250. Its website is meadowbrookwealth.com.